FATF cross-jurisdiction crosswalk derived · unofficial

Australia

• AML/CTF Act 2006: 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26E Reporting entities must have up-to-date ML/TF risk assessment bef; 26F Reporting entities must develop and maintain AML/CTF policies; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk ; 30 Undertaking ongoing customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 161 External audits—risk management etc.
• AML/CTF Rules 2025: Part 5—AML/CTF programs; Division 1—ML/TF risk assessment; Division 2—AML/CTF policies related to ML/TF risk mitigation

United Kingdom

• MLR 2017: reg.16; reg.16A; reg.17; reg.18; reg.18A; reg.33; reg.37; reg.46
• ECCTA 2023: s.187 Enhanced due diligence: designation of high-risk countries

United States

— none curated in v1

European Union

• AMLR (Reg (EU) 2024/1624): Article 10 Business-wide risk assessment; Article 29 Identification of third countries with significant strategi; Article 30 Identification of third countries with compliance weaknesse; Article 31 Identification of third countries posing a specific and ser; Article 32 Guidelines on money laundering and terrorist financing risk; Article 33 Simplified due diligence measures; Article 34 Scope of application of enhanced due diligence measures; Article 35 Countermeasures to mitigate money laundering and terrorist
• 4AMLD (Dir (EU) 2015/849): Article 4 1. Member States shall, in accordance with the risk-based ap; Article 6 1. The Commission shall conduct an assessment of the risks o; Article 7 1. Each Member State shall take appropriate steps to identif; Article 8 1. Member States shall ensure that obliged entities take app; Article 9 1. Third-country jurisdictions which have strategic deficien; Article 15 1. Where a Member State or an obliged entity identifies are; Article 16 When assessing the risks of money laundering and terrorist ; Article 18 1. ►M1 In the cases referred to in Articles 18a to 24, as w; Article 18a 1. With respect to business relationships or transactions
• AMLD6 (Dir (EU) 2024/1640): Article 3 Identification of exposed sectors at national level; Article 7 Risk assessment at Union level; Article 8 National risk assessment; Article 40 Risk-based supervision
• AMLA Reg (Reg (EU) 2024/1620): Article 8 AML/CFT supervisory methodology; Article 12 Assessment of credit institutions and financial institution

Canada

• PCMLTFA: 9.6 (1) Every person or entity referred to in section 5
• PCMLTFR: 98 Any legal counsel or legal firm that is required to ascertain the i; 99 If, as a result of its ongoing monitoring of a business; 111 (1) If a person or entity that is referred to in any of; 114 (1) If a person or entity that is referred to in any of; 121 (1) A financial entity, securities dealer or casino; 123.1 A person or entity referred to in section 5 of the; 157 The prescribed special measures that are required

Singapore

• PSPM Act 2019: 19.

Switzerland

• AMLA / GwG: Art. 6 Besondere Sorgfaltspflichten; Art. 8c Vereinfachte oder erhöhte Sorgfaltspflichten
• AMLO / GwV: Art. 19 Zusätzliche Abklärungen
• AMLO-FINMA / GwV-FINMA: Art. 5 Zweigniederlassungen und Gruppengesellschaften im Ausland; Art. 6 Globale Überwachung der Rechts- und Reputationsrisiken; Art. 11 Verzicht auf Einhaltung der Sorgfaltspflichten; Art. 12 Vereinfachte Sorgfaltspflichten17; Art. 13 Geschäftsbeziehungen mit erhöhten Risiken; Art. 14 Transaktionen mit erhöhten Risiken; Art. 15 Zusätzliche Abklärungen bei erhöhten Risiken; Art. 17 Zeitpunkt der zusätzlichen Abklärungen; Art. 18 Aufnahme von Geschäftsbeziehungen mit erhöhten Risiken; Art. 19 Verantwortung des obersten Geschäftsführungsorgans bei erhöhte; Art. 20 Überwachung der Geschäftsbeziehungen und der Transaktionen; Art. 21 Qualifiziertes Steuervergehen; Art. 23 Neue Produkte, Geschäftspraktiken und Technologien; Art. 25 Weitere Aufgaben der Geldwäschereifachstelle; Art. 38 Kriterien für Transaktionen mit erhöhten Risiken; Art. 72 Kriterien für Geschäftsbeziehungen mit erhöhten Risiken; Art. 73 Geld- und Wertübertragung

Hong Kong

• AMLO: 4. Simplified customer due diligence

Japan

• APTCP (犯収法): 第三条　国家公安委員会は、特定事業者による顧客等の本人特定事項等の確認、取引記録等; 第十一条　特定事業者は、取引時確認、取引記録等の保存、疑わしい取引の届出等の措置

United Arab Emirates

• Federal AML/CFT Law 2025: Article (19)
• AML/CFT Implementing Regulation 2019: Article (20) hereof;; Article (22); Article (23); Article (44)

Australia

• AML/CTF Act 2006: 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 74 Unregistered persons must not provide certain remittance services; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contraventi; 136 False or misleading information; 137 Producing false or misleading documents; 138 False documents; 139 Providing a designated service using a false customer name or cus; 140 Receiving a designated service using a false customer name or cus; 141 Customer commonly known by 2 or more different names—disclosure t; 142 Conducting transactions so as to avoid reporting requirements rel; 143 Conducting transfers to avoid reporting requirements relating to ; 174 Ancillary contravention of civil penalty provision; 175 Civil penalty orders; 184 When an infringement notice can be given; 191 Remedial directions; 192 Injunctions; 197 Acceptance of undertakings; 198 Enforcement of undertakings (+3 more)
• AML/CTF Amendment Act 2024: Schedule 9—Powers and definitions
• Autonomous Sanctions Act 2011: 14 Injunctions; 15 Invalidation of authorisations; 16 Offence—contravening a sanction law; 17 Offence—false or misleading information given in connection with a; 18 CEO of Commonwealth entity may give information or document on req; 19 Power to require information or documents to be given; 20 Information may be required to be given on oath; 21 Offence for failure to comply with requirement; 22 Self-incrimination not an excuse; 24 Further disclosure and use of information and documents
• Autonomous Sanctions Regulations 2011: 17 Forfeiture of sanctioned vessels; 23 Request to AFP for help; 24 Informing AFP of opinion about asset; 25 Protection of information
• Charter of the United Nations Act 1945: 12 Offences; 13 Injunctions; 13A Invalidation of permission, authorisations etc.; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22B Invalidation of notice for false or misleading information; 25 Compensation for persons wrongly affected; 26 Injunctions; 27 Offence—Contravening a UN sanction enforcement law; 28 Offence—False or misleading information given in connection with a; 30 Power to require information or documents to be given; 32 Offence for failure to comply with requirement; 35 Further disclosure and use of information and documents
• AML/CTF Transitional Rules 2026: 20 Notice may be provided after conduct occurs

United Kingdom

• POCA 2002: s.327 Concealing etc; s.328 Arrangements; s.329 Acquisition, use and possession; s.330 Failure to disclose: regulated sector; s.334 Penalties; s.342 Offences of prejudicing investigation; s.345 Production orders; s.352 Search and seizure warrants; s.357 Disclosure orders; s.359 Offences; s.362A Unexplained wealth orders; s.362E Offence; s.363 Customer information orders; s.366 Offences; s.370 Account monitoring orders; s.380 Production orders; s.387 Search warrants; s.391 Disclosure orders; s.393 Offences; s.396A Unexplained wealth orders; s.396E Offence; s.397 Customer information orders; s.400 Offences; s.404 Account monitoring orders
• Terrorism Act 2000: s.15 Fund-raising.; s.16 Use and possession.; s.17 Funding arrangements.; s.18 Money laundering.; s.22 Penalties.
• MLR 2017: reg.52B; reg.74C; reg.75 For the purposes of this Part, “relevant requirement” has the m; reg.76; reg.77; reg.78; reg.79 Any one or more of the powers in regulations 76, 77 and 78 may ; reg.80; reg.81; reg.82; reg.83; reg.84; reg.85; reg.86; reg.87; reg.88; reg.89; reg.90; reg.91; reg.92; reg.93 —[F427(1) A person may appeal to the Upper Tribunal a decision; reg.94; reg.95; reg.96 (+5 more)
• SAMLA 2018: s.17 Enforcement; s.19 Enforcement: goods etc on ships; s.20 Goods etc on ships: non-UK conduct; s.41 Procedure for dealing with goods etc seized from ships
• ECTEA 2022: s.8 Failure to comply with updating duty; s.15B False statements under section 12 or 13: aggravated offence; s.35 Liability of officers in default; s.39 Financial penalties; s.42 Requirement for certain unregistered overseas entities to provide; s.45 Imposition of unexplained wealth orders on officers etc of proper; s.46 Imposition of unexplained wealth orders on officers etc of proper; s.47 Alternative test to the income requirement: England and Wales and; s.48 Alternative test to the income requirement: Scotland; s.54 Imposition of monetary penalties
• ECCTA 2023: s.171 False statement offences in connection with information notices; s.173 Enforcement of requirement to register: updated language about p; s.179 Cryptoassets: confiscation orders; s.180 Cryptoassets: civil recovery; s.181 Cryptoassets: terrorism; s.182 Money laundering: exiting and paying away exemptions; s.183 Money laundering: exemptions for mixed-property transactions; s.184 Money laundering: offences of failing to disclose; s.185 Money laundering: information orders; s.186 Terrorist financing: information orders; s.199 Failure to prevent fraud; s.214 Sanctions enforcement: monetary penalties

United States

• BSA (31 U.S.C. §§5311–5336): § 5317. Search and forfeiture of monetary instru-; § 5320. Injunctions; § 5321. Civil penalties; § 5322. Criminal penalties; § 5324. Structuring transactions to evade report-; § 5332. Bulk cash smuggling into or out of the; § 5335. Prohibition on concealment of the source
• 18 U.S.C. §1956: § 1956. Laundering of monetary instruments
• 18 U.S.C. §1957: § 1957. Engaging in monetary transactions in
• 18 U.S.C. §2339A: § 2339A. Providing material support to terrorists
• 18 U.S.C. §2339B: § 2339B. Providing material support or resources
• 18 U.S.C. §2339C: § 2339C. Prohibitions against the financing of ter-
• IEEPA (50 U.S.C. §§1701–1708): § 1705. Penalties
• 31 C.F.R. Part 1010: § 1010.670 Summons or subpoena of foreign bank records; termination of; § 1010.810 Enforcement.; § 1010.821 Penalty adjustment and table.; § 1010.830 Forfeiture of currency or monetary instruments.; § 1010.840 Criminal penalty.; § 1010.850 Enforcement authority with respect to transportation of cur; § 1010.911 General.

European Union

• AMLR (Reg (EU) 2024/1624): Article 68 Penalties
• 4AMLD (Dir (EU) 2015/849): Article 58 1. Member States shall ensure that obliged entities can be ; Article 59 1. Member States shall ensure that this Article applies at ; Article 60 1. Member States shall ensure that a decision imposing an a; Article 61 1. Member States shall ensure that competent authorities, a; Article 62 1. Member States shall ensure that their competent authorit
• AMLD6 (Dir (EU) 2024/1640): Article 53 General provisions; Article 54 Supervisory measures towards establishments of obliged enti; Article 55 Pecuniary sanctions; Article 56 Administrative measures; Article 57 Periodic penalty payments; Article 58 Publication of pecuniary sanctions, administrative measures; Article 59 Exchange of information on pecuniary sanctions and administ; Article 60 Reporting of breaches and protection of reporting persons
• AMLA Reg (Reg (EU) 2024/1620): Article 18 General investigations; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 23 Periodic penalty payments; Article 24 Hearing of persons subject to proceedings; Article 25 Publication of administrative measures, pecuniary sanctions; Article 26 Enforcement of pecuniary sanctions and periodic penalty pay; Article 27 Procedural rules for taking supervisory measures and imposi; Article 28 Review by the Court of Justice of the European Union

Canada

• PCMLTFA: 39.39 (1) The Governor in Council may make regulations establishing an; 73.1 (1) The Governor in Council may make regulations; 73.11 Except if a penalty is fixed under paragraph; 73.111 (1) Subject to subsection (2), if the Centre requests informati; 73.12 If an act or omission may be proceeded with as a; 73.13 Every contravention that is designated under; 73.131 If the Centre believes on reasonable grounds; 73.14 (1) When the Centre issues a notice of violation,; 73.15 (1) If the person or entity pays the penalty proposed in the not; 73.16 (1) If a person or entity has committed a prescribed violation, ; 73.17 (1) If a person or entity refuses to enter into a; 73.18 (1) The contravention of a compliance order; 73.22 (1) In the following cases, the Centre shall make; 73.23 (1) For greater certainty, a violation is not an offence.; 73.24 (1) Due diligence is a defence in a proceeding in; 74 (1) Every person or entity that knowingly contravenes any of sectio; 75 (1) Every person or entity that contravenes section 7; 76 Every person or entity that contravenes section 8 is; 77 (1) Every person or entity that contravenes subsection 9(1) or (3) ; 77.01 Every person or entity that knowingly contravenes section 9.92 o; 77.1 (1) Every person or entity that, under this Act, is; 77.2 (1) Every person or entity that is an employer, that; 77.3 (1) Every person or entity commits an offence that; 77.4 A person or entity referred to in section 11.1 that (+3 more)
• Criminal Code (AML/CTF offences): 462.31 (1) Every one commits an offence who uses,; 83.02 Every person is guilty of an indictable offence and; 83.03 (1) Every person is guilty of an indictable offence; 83.04 Every person is guilty of an indictable offence and
• SEMA: 8 Every person who wilfully contravenes or fails to comply with an ord; 9 (1) A person having the powers of an officer under the
• United Nations Act (CA): 3 (1) Any person who contravenes an order or regulation made under thi
• JVCFOA (Magnitsky): 11 Every person who knowingly contravenes or fails to
• FACFOA: 10 (1) Every person who wilfully contravenes an order

Singapore

• CDSA: 6.; 7.; 34.; 47.; 48.; 50.; 51.; 53.; 54.; 55.; 55A.
• TSOFA: 3.; 4.; 5.; 6.
• United Nations Act (SG): 5.
• UN (Anti-Terrorism Measures) Regs: 10.
• PSPM Act 2019: 24.; 25.; 32.; 33.

Switzerland

• Criminal Code (AML/CTF articles): Art. 305bis 423; Art. 260quinquies 349; Art. 260ter 345
• AMLA / GwG: Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisatio; Art. 25 Reglement und Sanktionen201; Art. 28 Entzug der Anerkennung; Art. 37 Verletzung der Meldepflicht; Art. 38 Verletzung der Prüfpflicht
• Embargo Act / EmbG: Art. 9 Verbrechen und Vergehen; Art. 10 Übertretungen; Art. 11 Zusammentreffen mehrerer Strafbestimmungen; Art. 12 Verstösse in Geschäftsbetrieben; Art. 13 Einziehung von Gegenständen und Vermögenswerten; Art. 14 Gerichtsbarkeit
• AMLO-FINMA / GwV-FINMA: Art. 9 Verletzung der Bestimmungen; Art. 21 Qualifiziertes Steuervergehen

Hong Kong

• OSCO: 25. Dealing with property known or believed to represent proceeds of i
• DTROP: 25. Dealing with property known or believed to represent proceeds of d
• AMLO: 10. Offences for non-compliance with requirements imposed under sectio; 13. Offences for non-compliance with requirements imposed under sectio; 52. Offence to provide false information in connection with applicatio; 53F. Offence of carrying on trust or company service business without ; 53ZN. Offence of providing false or misleading information; 53ZRE. Offence to issue advertisements relating to unlicensed person’s; 53ZRF. Offence involving fraudulent or deceptive devices etc. in trans; 53ZRG. Offence to fraudulently or recklessly induce others to invest i; 53ZSJ. Offences for non-compliance with section 53ZSH auditor’s requir; 53ZSL. Offences to destroy, conceal, or alter accounts, records, or do; 53ZTO. Offence for making false or misleading representation in connec; 53ZTP. Offence for providing false or misleading information, if infor; 53ZTQ. Offence for providing false or misleading document, if document; 53ZTS. Offence for obstructing person in performance of functions; 53ZUE. Offence of carrying out certain transaction without registratio; 53ZVT. Offence of providing false or misleading information; 79. Prosecution of offences by relevant authorities
• UNATMO: 7. Prohibition on provision or collection of property to commit terror; 8. Prohibition on making property, etc. available to or collecting pro; 14. Offences
• WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass de; 12. Injunctions; 13. Offences by bodies corporate
• CBMCBNI Ordinance: 4. Declaration for CBNIs in possession of persons arriving at specifie; 5. Disclosure by persons arriving in Hong Kong other than at specified; 6. Declaration by persons making disclosure under section 5; 9. Declaration by importers or exporters of CBNIs; 13. Written notice about not instituting criminal proceedings on payme; 24. Offences in relation to non-compliance with requirements of author; 30. Liability of directors, partners, etc.

Japan

• Organized Crime Punishment Act: 第九条　第二条第二項第一号若しくは第三号の犯罪収益若しくは薬物犯罪収益（麻薬特例法; 第十条　犯罪収益等（公衆等脅迫目的の犯罪行為等のための資金等の提供等の処罰に関する; 第十一条　情を知って、犯罪収益等を収受した者は、七年以下の拘禁刑若しくは三百万円以; 第十三条　次に掲げる財産は、没収することができる。; 第十七条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人
• Terrorist Financing Punishment Act: 第二条　公衆等脅迫目的の犯罪行為又は特定犯罪行為（以下「公衆等脅迫目的の犯罪行為等」; 第三条　公衆等脅迫目的の犯罪行為等の実行を容易にする目的で、これを実行しようとする; 第四条　前条第一項の罪の実行を容易にする目的で、これを実行しようとする者に対し、資; 第五条　前二条に規定するもののほか、公衆等脅迫目的の犯罪行為等の実行のために利用さ; 第六条　第二条から前条までの罪を犯した者が当該罪に係る公衆等脅迫目的の犯罪行為等の; 第八条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又
• APTCP (犯収法): 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第二十五条　顧客等又は代表者等の本人特定事項を隠蔽する目的で、第四条第六項の規定に; 第二十六条　他人になりすまして特定事業者（第二条第二項第一号から第十五号まで及び第; 第二十七条　他人になりすまして第二条第二項第三十号の二に掲げる特定事業者（以下この; 第二十八条　他人になりすまして第二条第二項第三十一号に掲げる特定事業者（以下この項; 第二十九条　他人になりすまして特定事業者（第二条第二項第三十一号の二に掲げる特定事; 第三十条　他人になりすまして特定事業者（第二条第二項第三十一号の三から第三十一号の; 第三十一条　他人になりすまして暗号資産交換業者との間における暗号資産交換契約（資金; 第三十二条　通常の商取引又は金融取引として行われるものであることその他の正当な理由; 第三十三条　第十八条の規定による命令に違反したときは、当該違反行為をした者は、二年; 第三十四条　次の各号のいずれかに該当する場合には、当該違反行為をした者は、一年以下; 第三十五条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法
• FEFTA (外為法): 第二十五条の二　経済産業大臣は、前条第一項の規定による許可を受けないで同項に規定す; 第五十三条　経済産業大臣は、第四十八条第一項の規定による許可を受けないで同項に規定; 第五十五条の十三　第二十五条第一項、同条第二項若しくは第三項の規定に基づく命令若し; 第六十九条の七　次の各号のいずれかに該当するときは、その違反行為をした者は、七年以; 第六十九条の八　次の各号のいずれかに該当するときは、その違反行為をした者は、五年以; 第七十条　次の各号のいずれかに該当するときは、その違反行為をした者は、三年以下の拘; 第七十条の二　第十八条の四（第十八条の五、第十八条の六第一項、第二十二条の二第二項; 第七十一条　次の各号のいずれかに該当するときは、その違反行為をした者は、六月以下の; 第七十一条の二　本人特定事項を隠蔽する目的で、第十八条第四項（第十八条の五、第十八; 第七十二条　法人（第二十六条第一項第二号、第四号及び第五号、第二十七条第十四項、第; 第七十三条　次の各号のいずれかに該当する者は、十万円以下の過料に処する。ただし、そ
• International Terrorist Asset-Freezing Act: 第二十二条　第十五条の規定に違反して前条の規定による情報の提供又は指導若しくは助言; 第二十九条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、; 第三十条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、そ; 第三十一条　第十六条第一項の規定による命令に違反する行為をした者（法人その他の団体; 第三十二条　第十三条第三項の規定に違反する行為をした者（法人その他の団体にあって

United Arab Emirates

• Federal AML/CFT Law 2025: Article (2); Article (3); Article (4); Article (8); Article (9); Article (17); Article (26); Article (27); Article (28); Article (30); Article (32); Article (33); Article (34); Article (35)
• Combating Terrorism Crimes Law 2014: Article (5); Article (6); Article (7); Article (8); Article (9); Article (10); Article (11); Article (12); Article (13); Article (14); Article (15); Article (16); Article (17); Article (18); Article (19); Article (21); Article (22); Article (23); Article (24); Article (25); Article (26); Article (27); Article (28); Article (29) (+14 more)
• Federal AML/CFT Law 2018 (superseded): Article (2); Article (3); Article (4); Article (6); Article (7); Article (10); Article (14); Article (22); Article (23); Article (24); Article (25) BIS; Article (26) BIS; Article (28); Article (30)
• AML/CFT Implementing Regulation 2019: Article (49)

Australia

• AML/CTF Act 2006: 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 74 Unregistered persons must not provide certain remittance services; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contraventi; 136 False or misleading information; 137 Producing false or misleading documents; 138 False documents; 139 Providing a designated service using a false customer name or cus; 140 Receiving a designated service using a false customer name or cus; 141 Customer commonly known by 2 or more different names—disclosure t; 142 Conducting transactions so as to avoid reporting requirements rel; 143 Conducting transfers to avoid reporting requirements relating to ; 174 Ancillary contravention of civil penalty provision; 175 Civil penalty orders; 184 When an infringement notice can be given; 191 Remedial directions; 192 Injunctions; 197 Acceptance of undertakings; 198 Enforcement of undertakings (+3 more)
• AML/CTF Amendment Act 2024: Schedule 9—Powers and definitions
• Autonomous Sanctions Act 2011: 14 Injunctions; 15 Invalidation of authorisations; 16 Offence—contravening a sanction law; 17 Offence—false or misleading information given in connection with a; 18 CEO of Commonwealth entity may give information or document on req; 19 Power to require information or documents to be given; 20 Information may be required to be given on oath; 21 Offence for failure to comply with requirement; 22 Self-incrimination not an excuse; 24 Further disclosure and use of information and documents
• Autonomous Sanctions Regulations 2011: 17 Forfeiture of sanctioned vessels; 23 Request to AFP for help; 24 Informing AFP of opinion about asset; 25 Protection of information
• Charter of the United Nations Act 1945: 12 Offences; 13 Injunctions; 13A Invalidation of permission, authorisations etc.; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22B Invalidation of notice for false or misleading information; 25 Compensation for persons wrongly affected; 26 Injunctions; 27 Offence—Contravening a UN sanction enforcement law; 28 Offence—False or misleading information given in connection with a; 30 Power to require information or documents to be given; 32 Offence for failure to comply with requirement; 35 Further disclosure and use of information and documents
• AML/CTF Transitional Rules 2026: 20 Notice may be provided after conduct occurs

United Kingdom

• POCA 2002: s.327 Concealing etc; s.328 Arrangements; s.329 Acquisition, use and possession; s.330 Failure to disclose: regulated sector; s.334 Penalties; s.342 Offences of prejudicing investigation; s.345 Production orders; s.352 Search and seizure warrants; s.357 Disclosure orders; s.359 Offences; s.362A Unexplained wealth orders; s.362E Offence; s.363 Customer information orders; s.366 Offences; s.370 Account monitoring orders; s.380 Production orders; s.387 Search warrants; s.391 Disclosure orders; s.393 Offences; s.396A Unexplained wealth orders; s.396E Offence; s.397 Customer information orders; s.400 Offences; s.404 Account monitoring orders
• Terrorism Act 2000: s.15 Fund-raising.; s.16 Use and possession.; s.17 Funding arrangements.; s.18 Money laundering.; s.22 Penalties.
• MLR 2017: reg.52B; reg.74C; reg.75 For the purposes of this Part, “relevant requirement” has the m; reg.76; reg.77; reg.78; reg.79 Any one or more of the powers in regulations 76, 77 and 78 may ; reg.80; reg.81; reg.82; reg.83; reg.84; reg.85; reg.86; reg.87; reg.88; reg.89; reg.90; reg.91; reg.92; reg.93 —[F427(1) A person may appeal to the Upper Tribunal a decision; reg.94; reg.95; reg.96 (+5 more)
• SAMLA 2018: s.17 Enforcement; s.19 Enforcement: goods etc on ships; s.20 Goods etc on ships: non-UK conduct; s.41 Procedure for dealing with goods etc seized from ships
• ECTEA 2022: s.8 Failure to comply with updating duty; s.15B False statements under section 12 or 13: aggravated offence; s.35 Liability of officers in default; s.39 Financial penalties; s.42 Requirement for certain unregistered overseas entities to provide; s.45 Imposition of unexplained wealth orders on officers etc of proper; s.46 Imposition of unexplained wealth orders on officers etc of proper; s.47 Alternative test to the income requirement: England and Wales and; s.48 Alternative test to the income requirement: Scotland; s.54 Imposition of monetary penalties
• ECCTA 2023: s.171 False statement offences in connection with information notices; s.173 Enforcement of requirement to register: updated language about p; s.179 Cryptoassets: confiscation orders; s.180 Cryptoassets: civil recovery; s.181 Cryptoassets: terrorism; s.182 Money laundering: exiting and paying away exemptions; s.183 Money laundering: exemptions for mixed-property transactions; s.184 Money laundering: offences of failing to disclose; s.185 Money laundering: information orders; s.186 Terrorist financing: information orders; s.199 Failure to prevent fraud; s.214 Sanctions enforcement: monetary penalties

United States

• BSA (31 U.S.C. §§5311–5336): § 5317. Search and forfeiture of monetary instru-; § 5320. Injunctions; § 5321. Civil penalties; § 5322. Criminal penalties; § 5324. Structuring transactions to evade report-; § 5332. Bulk cash smuggling into or out of the; § 5335. Prohibition on concealment of the source
• 18 U.S.C. §1956: § 1956. Laundering of monetary instruments
• 18 U.S.C. §1957: § 1957. Engaging in monetary transactions in
• 18 U.S.C. §2339A: § 2339A. Providing material support to terrorists
• 18 U.S.C. §2339B: § 2339B. Providing material support or resources
• 18 U.S.C. §2339C: § 2339C. Prohibitions against the financing of ter-
• IEEPA (50 U.S.C. §§1701–1708): § 1705. Penalties
• 31 C.F.R. Part 1010: § 1010.670 Summons or subpoena of foreign bank records; termination of; § 1010.810 Enforcement.; § 1010.821 Penalty adjustment and table.; § 1010.830 Forfeiture of currency or monetary instruments.; § 1010.840 Criminal penalty.; § 1010.850 Enforcement authority with respect to transportation of cur; § 1010.911 General.

European Union

• AMLR (Reg (EU) 2024/1624): Article 68 Penalties
• 4AMLD (Dir (EU) 2015/849): Article 58 1. Member States shall ensure that obliged entities can be ; Article 59 1. Member States shall ensure that this Article applies at ; Article 60 1. Member States shall ensure that a decision imposing an a; Article 61 1. Member States shall ensure that competent authorities, a; Article 62 1. Member States shall ensure that their competent authorit
• AMLD6 (Dir (EU) 2024/1640): Article 53 General provisions; Article 54 Supervisory measures towards establishments of obliged enti; Article 55 Pecuniary sanctions; Article 56 Administrative measures; Article 57 Periodic penalty payments; Article 58 Publication of pecuniary sanctions, administrative measures; Article 59 Exchange of information on pecuniary sanctions and administ; Article 60 Reporting of breaches and protection of reporting persons
• AMLA Reg (Reg (EU) 2024/1620): Article 18 General investigations; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 23 Periodic penalty payments; Article 24 Hearing of persons subject to proceedings; Article 25 Publication of administrative measures, pecuniary sanctions; Article 26 Enforcement of pecuniary sanctions and periodic penalty pay; Article 27 Procedural rules for taking supervisory measures and imposi; Article 28 Review by the Court of Justice of the European Union

Canada

• PCMLTFA: 39.39 (1) The Governor in Council may make regulations establishing an; 73.1 (1) The Governor in Council may make regulations; 73.11 Except if a penalty is fixed under paragraph; 73.111 (1) Subject to subsection (2), if the Centre requests informati; 73.12 If an act or omission may be proceeded with as a; 73.13 Every contravention that is designated under; 73.131 If the Centre believes on reasonable grounds; 73.14 (1) When the Centre issues a notice of violation,; 73.15 (1) If the person or entity pays the penalty proposed in the not; 73.16 (1) If a person or entity has committed a prescribed violation, ; 73.17 (1) If a person or entity refuses to enter into a; 73.18 (1) The contravention of a compliance order; 73.22 (1) In the following cases, the Centre shall make; 73.23 (1) For greater certainty, a violation is not an offence.; 73.24 (1) Due diligence is a defence in a proceeding in; 74 (1) Every person or entity that knowingly contravenes any of sectio; 75 (1) Every person or entity that contravenes section 7; 76 Every person or entity that contravenes section 8 is; 77 (1) Every person or entity that contravenes subsection 9(1) or (3) ; 77.01 Every person or entity that knowingly contravenes section 9.92 o; 77.1 (1) Every person or entity that, under this Act, is; 77.2 (1) Every person or entity that is an employer, that; 77.3 (1) Every person or entity commits an offence that; 77.4 A person or entity referred to in section 11.1 that (+3 more)
• Criminal Code (AML/CTF offences): 462.31 (1) Every one commits an offence who uses,; 83.02 Every person is guilty of an indictable offence and; 83.03 (1) Every person is guilty of an indictable offence; 83.04 Every person is guilty of an indictable offence and
• SEMA: 8 Every person who wilfully contravenes or fails to comply with an ord; 9 (1) A person having the powers of an officer under the
• United Nations Act (CA): 3 (1) Any person who contravenes an order or regulation made under thi
• JVCFOA (Magnitsky): 11 Every person who knowingly contravenes or fails to
• FACFOA: 10 (1) Every person who wilfully contravenes an order

Singapore

• CDSA: 6.; 7.; 34.; 47.; 48.; 50.; 51.; 53.; 54.; 55.; 55A.
• TSOFA: 3.; 4.; 5.; 6.
• United Nations Act (SG): 5.
• UN (Anti-Terrorism Measures) Regs: 10.
• PSPM Act 2019: 24.; 25.; 32.; 33.

Switzerland

• Criminal Code (AML/CTF articles): Art. 305bis 423; Art. 260quinquies 349; Art. 260ter 345
• AMLA / GwG: Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisatio; Art. 25 Reglement und Sanktionen201; Art. 28 Entzug der Anerkennung; Art. 37 Verletzung der Meldepflicht; Art. 38 Verletzung der Prüfpflicht
• Embargo Act / EmbG: Art. 9 Verbrechen und Vergehen; Art. 10 Übertretungen; Art. 11 Zusammentreffen mehrerer Strafbestimmungen; Art. 12 Verstösse in Geschäftsbetrieben; Art. 13 Einziehung von Gegenständen und Vermögenswerten; Art. 14 Gerichtsbarkeit
• AMLO-FINMA / GwV-FINMA: Art. 9 Verletzung der Bestimmungen; Art. 21 Qualifiziertes Steuervergehen

Hong Kong

• OSCO: 25. Dealing with property known or believed to represent proceeds of i
• DTROP: 25. Dealing with property known or believed to represent proceeds of d
• AMLO: 10. Offences for non-compliance with requirements imposed under sectio; 13. Offences for non-compliance with requirements imposed under sectio; 52. Offence to provide false information in connection with applicatio; 53F. Offence of carrying on trust or company service business without ; 53ZN. Offence of providing false or misleading information; 53ZRE. Offence to issue advertisements relating to unlicensed person’s; 53ZRF. Offence involving fraudulent or deceptive devices etc. in trans; 53ZRG. Offence to fraudulently or recklessly induce others to invest i; 53ZSJ. Offences for non-compliance with section 53ZSH auditor’s requir; 53ZSL. Offences to destroy, conceal, or alter accounts, records, or do; 53ZTO. Offence for making false or misleading representation in connec; 53ZTP. Offence for providing false or misleading information, if infor; 53ZTQ. Offence for providing false or misleading document, if document; 53ZTS. Offence for obstructing person in performance of functions; 53ZUE. Offence of carrying out certain transaction without registratio; 53ZVT. Offence of providing false or misleading information; 79. Prosecution of offences by relevant authorities
• UNATMO: 7. Prohibition on provision or collection of property to commit terror; 8. Prohibition on making property, etc. available to or collecting pro; 14. Offences
• WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass de; 12. Injunctions; 13. Offences by bodies corporate
• CBMCBNI Ordinance: 4. Declaration for CBNIs in possession of persons arriving at specifie; 5. Disclosure by persons arriving in Hong Kong other than at specified; 6. Declaration by persons making disclosure under section 5; 9. Declaration by importers or exporters of CBNIs; 13. Written notice about not instituting criminal proceedings on payme; 24. Offences in relation to non-compliance with requirements of author; 30. Liability of directors, partners, etc.

Japan

• Organized Crime Punishment Act: 第九条　第二条第二項第一号若しくは第三号の犯罪収益若しくは薬物犯罪収益（麻薬特例法; 第十条　犯罪収益等（公衆等脅迫目的の犯罪行為等のための資金等の提供等の処罰に関する; 第十一条　情を知って、犯罪収益等を収受した者は、七年以下の拘禁刑若しくは三百万円以; 第十三条　次に掲げる財産は、没収することができる。; 第十七条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人
• Terrorist Financing Punishment Act: 第二条　公衆等脅迫目的の犯罪行為又は特定犯罪行為（以下「公衆等脅迫目的の犯罪行為等」; 第三条　公衆等脅迫目的の犯罪行為等の実行を容易にする目的で、これを実行しようとする; 第四条　前条第一項の罪の実行を容易にする目的で、これを実行しようとする者に対し、資; 第五条　前二条に規定するもののほか、公衆等脅迫目的の犯罪行為等の実行のために利用さ; 第六条　第二条から前条までの罪を犯した者が当該罪に係る公衆等脅迫目的の犯罪行為等の; 第八条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又
• APTCP (犯収法): 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第二十五条　顧客等又は代表者等の本人特定事項を隠蔽する目的で、第四条第六項の規定に; 第二十六条　他人になりすまして特定事業者（第二条第二項第一号から第十五号まで及び第; 第二十七条　他人になりすまして第二条第二項第三十号の二に掲げる特定事業者（以下この; 第二十八条　他人になりすまして第二条第二項第三十一号に掲げる特定事業者（以下この項; 第二十九条　他人になりすまして特定事業者（第二条第二項第三十一号の二に掲げる特定事; 第三十条　他人になりすまして特定事業者（第二条第二項第三十一号の三から第三十一号の; 第三十一条　他人になりすまして暗号資産交換業者との間における暗号資産交換契約（資金; 第三十二条　通常の商取引又は金融取引として行われるものであることその他の正当な理由; 第三十三条　第十八条の規定による命令に違反したときは、当該違反行為をした者は、二年; 第三十四条　次の各号のいずれかに該当する場合には、当該違反行為をした者は、一年以下; 第三十五条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法
• FEFTA (外為法): 第二十五条の二　経済産業大臣は、前条第一項の規定による許可を受けないで同項に規定す; 第五十三条　経済産業大臣は、第四十八条第一項の規定による許可を受けないで同項に規定; 第五十五条の十三　第二十五条第一項、同条第二項若しくは第三項の規定に基づく命令若し; 第六十九条の七　次の各号のいずれかに該当するときは、その違反行為をした者は、七年以; 第六十九条の八　次の各号のいずれかに該当するときは、その違反行為をした者は、五年以; 第七十条　次の各号のいずれかに該当するときは、その違反行為をした者は、三年以下の拘; 第七十条の二　第十八条の四（第十八条の五、第十八条の六第一項、第二十二条の二第二項; 第七十一条　次の各号のいずれかに該当するときは、その違反行為をした者は、六月以下の; 第七十一条の二　本人特定事項を隠蔽する目的で、第十八条第四項（第十八条の五、第十八; 第七十二条　法人（第二十六条第一項第二号、第四号及び第五号、第二十七条第十四項、第; 第七十三条　次の各号のいずれかに該当する者は、十万円以下の過料に処する。ただし、そ
• International Terrorist Asset-Freezing Act: 第二十二条　第十五条の規定に違反して前条の規定による情報の提供又は指導若しくは助言; 第二十九条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、; 第三十条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、そ; 第三十一条　第十六条第一項の規定による命令に違反する行為をした者（法人その他の団体; 第三十二条　第十三条第三項の規定に違反する行為をした者（法人その他の団体にあって

United Arab Emirates

• Federal AML/CFT Law 2025: Article (2); Article (3); Article (4); Article (8); Article (9); Article (17); Article (26); Article (27); Article (28); Article (30); Article (32); Article (33); Article (34); Article (35)
• Combating Terrorism Crimes Law 2014: Article (5); Article (6); Article (7); Article (8); Article (9); Article (10); Article (11); Article (12); Article (13); Article (14); Article (15); Article (16); Article (17); Article (18); Article (19); Article (21); Article (22); Article (23); Article (24); Article (25); Article (26); Article (27); Article (28); Article (29) (+14 more)
• Federal AML/CFT Law 2018 (superseded): Article (2); Article (3); Article (4); Article (6); Article (7); Article (10); Article (14); Article (22); Article (23); Article (24); Article (25) BIS; Article (26) BIS; Article (28); Article (30)
• AML/CFT Implementing Regulation 2019: Article (49)

Australia

• AML/CTF Act 2006: 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 74 Unregistered persons must not provide certain remittance services; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contraventi; 136 False or misleading information; 137 Producing false or misleading documents; 138 False documents; 139 Providing a designated service using a false customer name or cus; 140 Receiving a designated service using a false customer name or cus; 141 Customer commonly known by 2 or more different names—disclosure t; 142 Conducting transactions so as to avoid reporting requirements rel; 143 Conducting transfers to avoid reporting requirements relating to ; 174 Ancillary contravention of civil penalty provision; 175 Civil penalty orders; 184 When an infringement notice can be given; 191 Remedial directions; 192 Injunctions; 197 Acceptance of undertakings; 198 Enforcement of undertakings (+3 more)
• AML/CTF Amendment Act 2024: Schedule 9—Powers and definitions
• Autonomous Sanctions Act 2011: 14 Injunctions; 15 Invalidation of authorisations; 16 Offence—contravening a sanction law; 17 Offence—false or misleading information given in connection with a; 18 CEO of Commonwealth entity may give information or document on req; 19 Power to require information or documents to be given; 20 Information may be required to be given on oath; 21 Offence for failure to comply with requirement; 22 Self-incrimination not an excuse; 24 Further disclosure and use of information and documents
• Autonomous Sanctions Regulations 2011: 17 Forfeiture of sanctioned vessels; 23 Request to AFP for help; 24 Informing AFP of opinion about asset; 25 Protection of information
• Charter of the United Nations Act 1945: 12 Offences; 13 Injunctions; 13A Invalidation of permission, authorisations etc.; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22B Invalidation of notice for false or misleading information; 25 Compensation for persons wrongly affected; 26 Injunctions; 27 Offence—Contravening a UN sanction enforcement law; 28 Offence—False or misleading information given in connection with a; 30 Power to require information or documents to be given; 32 Offence for failure to comply with requirement; 35 Further disclosure and use of information and documents
• AML/CTF Transitional Rules 2026: 20 Notice may be provided after conduct occurs

United Kingdom

• POCA 2002: s.327 Concealing etc; s.328 Arrangements; s.329 Acquisition, use and possession; s.330 Failure to disclose: regulated sector; s.334 Penalties; s.342 Offences of prejudicing investigation; s.345 Production orders; s.352 Search and seizure warrants; s.357 Disclosure orders; s.359 Offences; s.362A Unexplained wealth orders; s.362E Offence; s.363 Customer information orders; s.366 Offences; s.370 Account monitoring orders; s.380 Production orders; s.387 Search warrants; s.391 Disclosure orders; s.393 Offences; s.396A Unexplained wealth orders; s.396E Offence; s.397 Customer information orders; s.400 Offences; s.404 Account monitoring orders
• Terrorism Act 2000: s.15 Fund-raising.; s.16 Use and possession.; s.17 Funding arrangements.; s.18 Money laundering.; s.22 Penalties.
• MLR 2017: reg.52B; reg.74C; reg.75 For the purposes of this Part, “relevant requirement” has the m; reg.76; reg.77; reg.78; reg.79 Any one or more of the powers in regulations 76, 77 and 78 may ; reg.80; reg.81; reg.82; reg.83; reg.84; reg.85; reg.86; reg.87; reg.88; reg.89; reg.90; reg.91; reg.92; reg.93 —[F427(1) A person may appeal to the Upper Tribunal a decision; reg.94; reg.95; reg.96 (+5 more)
• SAMLA 2018: s.17 Enforcement; s.19 Enforcement: goods etc on ships; s.20 Goods etc on ships: non-UK conduct; s.41 Procedure for dealing with goods etc seized from ships
• ECTEA 2022: s.8 Failure to comply with updating duty; s.15B False statements under section 12 or 13: aggravated offence; s.35 Liability of officers in default; s.39 Financial penalties; s.42 Requirement for certain unregistered overseas entities to provide; s.45 Imposition of unexplained wealth orders on officers etc of proper; s.46 Imposition of unexplained wealth orders on officers etc of proper; s.47 Alternative test to the income requirement: England and Wales and; s.48 Alternative test to the income requirement: Scotland; s.54 Imposition of monetary penalties
• ECCTA 2023: s.171 False statement offences in connection with information notices; s.173 Enforcement of requirement to register: updated language about p; s.179 Cryptoassets: confiscation orders; s.180 Cryptoassets: civil recovery; s.181 Cryptoassets: terrorism; s.182 Money laundering: exiting and paying away exemptions; s.183 Money laundering: exemptions for mixed-property transactions; s.184 Money laundering: offences of failing to disclose; s.185 Money laundering: information orders; s.186 Terrorist financing: information orders; s.199 Failure to prevent fraud; s.214 Sanctions enforcement: monetary penalties

United States

• BSA (31 U.S.C. §§5311–5336): § 5317. Search and forfeiture of monetary instru-; § 5320. Injunctions; § 5321. Civil penalties; § 5322. Criminal penalties; § 5324. Structuring transactions to evade report-; § 5332. Bulk cash smuggling into or out of the; § 5335. Prohibition on concealment of the source
• 18 U.S.C. §1956: § 1956. Laundering of monetary instruments
• 18 U.S.C. §1957: § 1957. Engaging in monetary transactions in
• 18 U.S.C. §2339A: § 2339A. Providing material support to terrorists
• 18 U.S.C. §2339B: § 2339B. Providing material support or resources
• 18 U.S.C. §2339C: § 2339C. Prohibitions against the financing of ter-
• IEEPA (50 U.S.C. §§1701–1708): § 1705. Penalties
• 31 C.F.R. Part 1010: § 1010.670 Summons or subpoena of foreign bank records; termination of; § 1010.810 Enforcement.; § 1010.821 Penalty adjustment and table.; § 1010.830 Forfeiture of currency or monetary instruments.; § 1010.840 Criminal penalty.; § 1010.850 Enforcement authority with respect to transportation of cur; § 1010.911 General.

European Union

• AMLR (Reg (EU) 2024/1624): Article 68 Penalties
• 4AMLD (Dir (EU) 2015/849): Article 58 1. Member States shall ensure that obliged entities can be ; Article 59 1. Member States shall ensure that this Article applies at ; Article 60 1. Member States shall ensure that a decision imposing an a; Article 61 1. Member States shall ensure that competent authorities, a; Article 62 1. Member States shall ensure that their competent authorit
• AMLD6 (Dir (EU) 2024/1640): Article 53 General provisions; Article 54 Supervisory measures towards establishments of obliged enti; Article 55 Pecuniary sanctions; Article 56 Administrative measures; Article 57 Periodic penalty payments; Article 58 Publication of pecuniary sanctions, administrative measures; Article 59 Exchange of information on pecuniary sanctions and administ; Article 60 Reporting of breaches and protection of reporting persons
• AMLA Reg (Reg (EU) 2024/1620): Article 18 General investigations; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 23 Periodic penalty payments; Article 24 Hearing of persons subject to proceedings; Article 25 Publication of administrative measures, pecuniary sanctions; Article 26 Enforcement of pecuniary sanctions and periodic penalty pay; Article 27 Procedural rules for taking supervisory measures and imposi; Article 28 Review by the Court of Justice of the European Union

Canada

• PCMLTFA: 39.39 (1) The Governor in Council may make regulations establishing an; 73.1 (1) The Governor in Council may make regulations; 73.11 Except if a penalty is fixed under paragraph; 73.111 (1) Subject to subsection (2), if the Centre requests informati; 73.12 If an act or omission may be proceeded with as a; 73.13 Every contravention that is designated under; 73.131 If the Centre believes on reasonable grounds; 73.14 (1) When the Centre issues a notice of violation,; 73.15 (1) If the person or entity pays the penalty proposed in the not; 73.16 (1) If a person or entity has committed a prescribed violation, ; 73.17 (1) If a person or entity refuses to enter into a; 73.18 (1) The contravention of a compliance order; 73.22 (1) In the following cases, the Centre shall make; 73.23 (1) For greater certainty, a violation is not an offence.; 73.24 (1) Due diligence is a defence in a proceeding in; 74 (1) Every person or entity that knowingly contravenes any of sectio; 75 (1) Every person or entity that contravenes section 7; 76 Every person or entity that contravenes section 8 is; 77 (1) Every person or entity that contravenes subsection 9(1) or (3) ; 77.01 Every person or entity that knowingly contravenes section 9.92 o; 77.1 (1) Every person or entity that, under this Act, is; 77.2 (1) Every person or entity that is an employer, that; 77.3 (1) Every person or entity commits an offence that; 77.4 A person or entity referred to in section 11.1 that (+3 more)
• Criminal Code (AML/CTF offences): 462.31 (1) Every one commits an offence who uses,; 83.02 Every person is guilty of an indictable offence and; 83.03 (1) Every person is guilty of an indictable offence; 83.04 Every person is guilty of an indictable offence and
• SEMA: 8 Every person who wilfully contravenes or fails to comply with an ord; 9 (1) A person having the powers of an officer under the
• United Nations Act (CA): 3 (1) Any person who contravenes an order or regulation made under thi
• JVCFOA (Magnitsky): 11 Every person who knowingly contravenes or fails to
• FACFOA: 10 (1) Every person who wilfully contravenes an order

Singapore

• CDSA: 6.; 7.; 34.; 47.; 48.; 50.; 51.; 53.; 54.; 55.; 55A.
• TSOFA: 3.; 4.; 5.; 6.
• United Nations Act (SG): 5.
• UN (Anti-Terrorism Measures) Regs: 10.
• PSPM Act 2019: 24.; 25.; 32.; 33.

Switzerland

• Criminal Code (AML/CTF articles): Art. 305bis 423; Art. 260quinquies 349; Art. 260ter 345
• AMLA / GwG: Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisatio; Art. 25 Reglement und Sanktionen201; Art. 28 Entzug der Anerkennung; Art. 37 Verletzung der Meldepflicht; Art. 38 Verletzung der Prüfpflicht
• Embargo Act / EmbG: Art. 9 Verbrechen und Vergehen; Art. 10 Übertretungen; Art. 11 Zusammentreffen mehrerer Strafbestimmungen; Art. 12 Verstösse in Geschäftsbetrieben; Art. 13 Einziehung von Gegenständen und Vermögenswerten; Art. 14 Gerichtsbarkeit
• AMLO-FINMA / GwV-FINMA: Art. 9 Verletzung der Bestimmungen; Art. 21 Qualifiziertes Steuervergehen

Hong Kong

• OSCO: 25. Dealing with property known or believed to represent proceeds of i
• DTROP: 25. Dealing with property known or believed to represent proceeds of d
• AMLO: 10. Offences for non-compliance with requirements imposed under sectio; 13. Offences for non-compliance with requirements imposed under sectio; 52. Offence to provide false information in connection with applicatio; 53F. Offence of carrying on trust or company service business without ; 53ZN. Offence of providing false or misleading information; 53ZRE. Offence to issue advertisements relating to unlicensed person’s; 53ZRF. Offence involving fraudulent or deceptive devices etc. in trans; 53ZRG. Offence to fraudulently or recklessly induce others to invest i; 53ZSJ. Offences for non-compliance with section 53ZSH auditor’s requir; 53ZSL. Offences to destroy, conceal, or alter accounts, records, or do; 53ZTO. Offence for making false or misleading representation in connec; 53ZTP. Offence for providing false or misleading information, if infor; 53ZTQ. Offence for providing false or misleading document, if document; 53ZTS. Offence for obstructing person in performance of functions; 53ZUE. Offence of carrying out certain transaction without registratio; 53ZVT. Offence of providing false or misleading information; 79. Prosecution of offences by relevant authorities
• UNATMO: 7. Prohibition on provision or collection of property to commit terror; 8. Prohibition on making property, etc. available to or collecting pro; 14. Offences
• WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass de; 12. Injunctions; 13. Offences by bodies corporate
• CBMCBNI Ordinance: 4. Declaration for CBNIs in possession of persons arriving at specifie; 5. Disclosure by persons arriving in Hong Kong other than at specified; 6. Declaration by persons making disclosure under section 5; 9. Declaration by importers or exporters of CBNIs; 13. Written notice about not instituting criminal proceedings on payme; 24. Offences in relation to non-compliance with requirements of author; 30. Liability of directors, partners, etc.

Japan

• Organized Crime Punishment Act: 第九条　第二条第二項第一号若しくは第三号の犯罪収益若しくは薬物犯罪収益（麻薬特例法; 第十条　犯罪収益等（公衆等脅迫目的の犯罪行為等のための資金等の提供等の処罰に関する; 第十一条　情を知って、犯罪収益等を収受した者は、七年以下の拘禁刑若しくは三百万円以; 第十三条　次に掲げる財産は、没収することができる。; 第十七条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人
• Terrorist Financing Punishment Act: 第二条　公衆等脅迫目的の犯罪行為又は特定犯罪行為（以下「公衆等脅迫目的の犯罪行為等」; 第三条　公衆等脅迫目的の犯罪行為等の実行を容易にする目的で、これを実行しようとする; 第四条　前条第一項の罪の実行を容易にする目的で、これを実行しようとする者に対し、資; 第五条　前二条に規定するもののほか、公衆等脅迫目的の犯罪行為等の実行のために利用さ; 第六条　第二条から前条までの罪を犯した者が当該罪に係る公衆等脅迫目的の犯罪行為等の; 第八条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又
• APTCP (犯収法): 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第二十五条　顧客等又は代表者等の本人特定事項を隠蔽する目的で、第四条第六項の規定に; 第二十六条　他人になりすまして特定事業者（第二条第二項第一号から第十五号まで及び第; 第二十七条　他人になりすまして第二条第二項第三十号の二に掲げる特定事業者（以下この; 第二十八条　他人になりすまして第二条第二項第三十一号に掲げる特定事業者（以下この項; 第二十九条　他人になりすまして特定事業者（第二条第二項第三十一号の二に掲げる特定事; 第三十条　他人になりすまして特定事業者（第二条第二項第三十一号の三から第三十一号の; 第三十一条　他人になりすまして暗号資産交換業者との間における暗号資産交換契約（資金; 第三十二条　通常の商取引又は金融取引として行われるものであることその他の正当な理由; 第三十三条　第十八条の規定による命令に違反したときは、当該違反行為をした者は、二年; 第三十四条　次の各号のいずれかに該当する場合には、当該違反行為をした者は、一年以下; 第三十五条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法
• FEFTA (外為法): 第二十五条の二　経済産業大臣は、前条第一項の規定による許可を受けないで同項に規定す; 第五十三条　経済産業大臣は、第四十八条第一項の規定による許可を受けないで同項に規定; 第五十五条の十三　第二十五条第一項、同条第二項若しくは第三項の規定に基づく命令若し; 第六十九条の七　次の各号のいずれかに該当するときは、その違反行為をした者は、七年以; 第六十九条の八　次の各号のいずれかに該当するときは、その違反行為をした者は、五年以; 第七十条　次の各号のいずれかに該当するときは、その違反行為をした者は、三年以下の拘; 第七十条の二　第十八条の四（第十八条の五、第十八条の六第一項、第二十二条の二第二項; 第七十一条　次の各号のいずれかに該当するときは、その違反行為をした者は、六月以下の; 第七十一条の二　本人特定事項を隠蔽する目的で、第十八条第四項（第十八条の五、第十八; 第七十二条　法人（第二十六条第一項第二号、第四号及び第五号、第二十七条第十四項、第; 第七十三条　次の各号のいずれかに該当する者は、十万円以下の過料に処する。ただし、そ
• International Terrorist Asset-Freezing Act: 第二十二条　第十五条の規定に違反して前条の規定による情報の提供又は指導若しくは助言; 第二十九条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、; 第三十条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、そ; 第三十一条　第十六条第一項の規定による命令に違反する行為をした者（法人その他の団体; 第三十二条　第十三条第三項の規定に違反する行為をした者（法人その他の団体にあって

United Arab Emirates

• Federal AML/CFT Law 2025: Article (2); Article (3); Article (4); Article (8); Article (9); Article (17); Article (26); Article (27); Article (28); Article (30); Article (32); Article (33); Article (34); Article (35)
• Combating Terrorism Crimes Law 2014: Article (5); Article (6); Article (7); Article (8); Article (9); Article (10); Article (11); Article (12); Article (13); Article (14); Article (15); Article (16); Article (17); Article (18); Article (19); Article (21); Article (22); Article (23); Article (24); Article (25); Article (26); Article (27); Article (28); Article (29) (+14 more)
• Federal AML/CFT Law 2018 (superseded): Article (2); Article (3); Article (4); Article (6); Article (7); Article (10); Article (14); Article (22); Article (23); Article (24); Article (25) BIS; Article (26) BIS; Article (28); Article (30)
• AML/CFT Implementing Regulation 2019: Article (49)

Australia

• Autonomous Sanctions Regulations 2011: 7 Designating controlled assets; 14 Prohibition of dealing with designated persons or entities; 15 Prohibition of dealing with controlled assets; 20 Permit for assets and controlled assets; 21 Advance notice of listing of persons, entities and assets; 23 Request to AFP for help; 24 Informing AFP of opinion about asset; 6 Electronic money.; 6 Country-specific designation of persons or entities or declaration ; 6A Thematic designation of persons or entities or declaration of pers; 8 Sanctioned vessels; 10 Revocation of designation under regulation 6, 6A, 7 or 8 or declar; 11 Application for revocation of designation under regulation 6, 6A, ; 22 Consolidated list of entities, persons and assets; 4 Money orders.; 5 Bankers’ drafts.; 4 Sanctioned supply; 4A Sanctioned imports; 5 Sanctioned service; 5A Sanctioned commercial activity—Syria; 5B Sanctioned commercial activity—Russia; 5C Sanctioned commercial activity—specified Ukraine regions; 5CA Sanctioned commercial activity—DPRK; 12 Prohibitions relating to a sanctioned supply (+7 more)
• Charter of the United Nations Act 1945: 14 Definitions; 15 Listing persons, entities and assets; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22A Regulations on procedures relating to freezable assets; 15A Duration of listing; 16 Minister may revoke the listing; 17 Listed person or entity may apply to have the listing revoked; 18 Proscription by regulation; 38A Effect of certain listings; 2B Meaning of UN sanction enforcement law; 5 Approval; 6 Regulations may apply sanctions; 8 Regulations expire when sanctions resolution ceases to bind; 11 Other instruments giving effect to Security Council decisions; 19 Effect of resolution ceasing to bind; 27 Offence—Contravening a UN sanction enforcement law; 13A Invalidation of permission, authorisations etc.; 22 Authorised dealings
• Autonomous Sanctions Act 2011: 10A Proscription of persons or entities relating to past circumstance; 6 Specifying a provision as a sanction law; 10 Regulations may apply sanctions; 16 Offence—contravening a sanction law; 15 Invalidation of authorisations
• AML/CTF Act 2006: 102 Countermeasures

United Kingdom

• POCA 2002: s.41 Restraint orders; s.120 Restraint orders etc; s.190 Restraint orders; s.245A Application for property freezing order; s.255A Application for prohibitory property order; s.362J Application for interim freezing order; s.396J Application for interim freezing order
• SAMLA 2018: s.3 Financial sanctions; s.31 Independent review of regulations with counter-terrorism purpose; s.60 Meaning of “funds”, “economic resources” and “freeze”; s.9 “Designated persons”; s.10 Designation powers: general; s.11 Designation of a person by name under a designation power; s.12 Designation of persons by description under a designation power; s.13 Persons named by or under UN Security Council Resolutions; s.14 “Specified ships”; s.22 Power to vary or revoke designation made under regulations; s.23 Right to request variation or revocation of designation; s.25 Right of UN-named person to request review; s.26 Power to revoke specification of ship made under regulations; s.27 Right to request revocation of specification of ship; s.29 UN-designated ship: right to request review; s.33 Procedure for requests to F38... appropriate Minister; s.34 Temporary powers in relation to EU sanctions lists; s.35 Directions under section 34: further provision; s.36 Rights of person on EU sanctions list; s.37 Rights of UN-named person on EU sanctions list; s.38 Court review of decisions; s.39 Court reviews: further provision; s.1 Power to make sanctions regulations; s.8 Other sanctions for purposes of UN obligations (+5 more)
• ECTEA 2022: s.49 Power to extend period for which interim freezing order has effec; s.50 Power to extend period for which interim freezing order has effec; s.58 Urgent designation of persons by name; s.59 Urgent designation of persons by description; s.57 Streamlining process of making sanctions regulations; s.54 Imposition of monetary penalties; s.56 Reporting on breach of financial sanctions; s.60 Specified ships
• Terrorism Act 2000: s.3 Proscription.
• ECCTA 2023: s.36 Disqualification of persons designated under sanctions legislatio; s.38 Disqualification of persons designated under sanctions legislatio; s.35 Power to impose director disqualification sanctions; s.37 Section 36: application to other bodies; s.39 Section 38: application to other bodies; s.214 Sanctions enforcement: monetary penalties

United States

• IEEPA (50 U.S.C. §§1701–1708): § 1702. Presidential authorities; § 1708. Actions to address economic or industrial; § 1709. Imposition of sanctions with respect to; § 1710. Confronting asymmetric and malicious; § 1701. Unusual and extraordinary threat; dec-; § 1707. Multinational economic embargoes against governments in armed
• BSA (31 U.S.C. §§5311–5336): § 5318A. Special measures for jurisdictions, finan-
• 31 C.F.R. Part 1010: § 1010.651 Special measures against Burma.; § 1010.653 Special measures against Commercial Bank of Syria.; § 1010.658 Special measures against FBME Bank, Ltd.; § 1010.659 Special measures against North Korea.; § 1010.660 Special measures against Bank of Dandong.; § 1010.661 Special measures against Iran.; § 1010.663 Special measures regarding Al-Huda Bank.; § 1010.664 Special measures regarding Huione Group.

European Union

• AMLR (Reg (EU) 2024/1624): Article 27 Temporary measures for customers subject to UN financial sa
• AMLD6 (Dir (EU) 2024/1640): Article 66 Cooperation with authorities in charge of implementing targ

Canada

• SEMA: 2.1 (1) If a person controls an entity other than a foreign state, any; 4 (1) The Governor in Council may, if the Governor in; 5.1 (1) A person whose property is the subject of an order made under ; 5.4 (1) On application by the Minister, a judge shall order that the p; 14 (1) On the recommendation of the Minister of Finance made after tha; 15 (1) The Minister of Finance may make an order directing a specified; 3.1 The purpose of this Act is to enable the Government
• JVCFOA (Magnitsky): 2.01 (1) If a foreign national controls an entity other; 4 (1) The Governor in Council may, if the Governor in; 4.2 (1) On application by the Minister, a judge must order that the pr; 6 Each of the following entities must determine on a; 7 (1) If it determines that it is in possession or control of; 8 (1) A foreign national who is the subject of an order or; 9 (1) Any person in Canada or any Canadian outside; 10 (1) A foreign national who is the subject of an order
• FACFOA: 4 (1) If a foreign state, in writing, asserts to the Government of Can; 8 Each of the following entities must determine on a; 9 (1) Every person in Canada and every Canadian outside Canada must, w; 6 An order or regulation made under section 4 in respect; 13 (1) A person who is the subject of an order or regulation made unde; 14 (1) A person claiming not to be a politically exposed; 5 (1) The Minister may issue to any person in Canada or; 15 (1) A person who is the subject of an order or regulation made unde
• PCMLTFA: 7.1 (1) Every person or entity referred to in section 5; 11.49 (1) The Governor in Council may make regulations; 11.7 (1) The Governor in Council may, by order, authorize the Minister
• United Nations Act (CA): 2 When, in pursuance of Article 41 of the Charter of the
• Criminal Code (AML/CTF offences): 83.032 (1) On application, the Public Safety Minister

Singapore

• CDSA: 18.; 19.; 20.
• TSOFA: 6.; 9.; 11.; 15.; 16.; 19.; 20.; 24.; 7.
• UN (Anti-Terrorism Measures) Regs: 3.; 4.; 10.; 8.
• United Nations Act (SG): 2.
• PSPM Act 2019: 20.

Switzerland

• AMLA / GwG: Art. 10 Vermögenssperre; Art. 22a
• Embargo Act / EmbG: Art. 13 Einziehung von Gegenständen und Vermögenswerten; Art. 1 Gegenstand; Art. 2 Zuständigkeit; Art. 16 Nachführung von Verordnungsanhängen
• AMLO-FINMA / GwV-FINMA: Art. 7 Verbotene Vermögenswerte; Art. 8 Verbotene Geschäftsbeziehung

Hong Kong

• OSCO: 8. Confiscation orders; 14. Cases in which restraint orders and charging orders may be made; 15. Restraint orders; 16. Charging orders in respect of land, securities, etc.
• DTROP: 3. Confiscation orders; 9. Cases in which restraint orders and charging orders may be made; 10. Restraint orders; 11. Charging orders in respect of land, securities, etc.; 24C. Period for which seized property may be detained; 24D. Forfeiture
• UNATMO: 6. Freezing of property; 12H. Period for which seized property may be detained; 13. Forfeiture of certain terrorist property; 4. Specification by Chief Executive of persons and property as terrori; 5. Specification by Court of First Instance of persons and property as; 7. Prohibition on provision or collection of property to commit terror; 8. Prohibition on making property, etc. available to or collecting pro; 8A. Prohibition on dealing with certain property; 9. Prohibition on supply of weapons to terrorists and terrorist associ; 11L. Prohibition on providing or collecting property to finance travel; 15. Supplementary provisions applicable to licences mentioned in secti
• CBMCBNI Ordinance: 17. Seizure and detention of CBNIs suspected to be crime proceeds or t; 18. Continued detention of CBNIs suspected to be crime proceeds by cou
• UNSO: 2. Interpretation; 3. Regulations shall give effect to relevant instructions
• WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass de

Japan

• Organized Crime Punishment Act: 第八条　団体の構成員が罪（これに当たる行為が、当該団体の活動として、当該行為を実行; 第十三条　次に掲げる財産は、没収することができる。; 第十四条　前条第一項各号又は第四項各号に掲げる財産（以下「不法財産」という。）が不法; 第十五条　第十三条の規定による没収は、不法財産又は混和財産が犯人以外の者に帰属しな; 第十六条　第十三条第一項各号に掲げる財産を没収することができないとき、又は当該財産; 第十八条　不法財産である債権等（不動産及び動産以外の財産をいう。第十九条第一項及び; 第十八条の三　第二十七条から第三十条までに規定する財産以外の財産に係る権利で債務者; 第二十二条　裁判所は、第二条第二項第一号イ若しくはロ若しくは同項第二号ニに掲げる罪; 第二十三条　裁判官は、前条第一項又は第二項に規定する理由及び必要があると認めるとき; 第四十二条　裁判所は、第二条第二項第一号イ若しくはロ若しくは同項第二号ニに掲げる罪
• FEFTA (外為法): 第十六条　主務大臣は、我が国が締結した条約その他の国際約束を誠実に履行するため必要; 第二十一条　財務大臣は、居住者又は非居住者による資本取引（第二十条に規定する資本取; 第十条　我が国の平和及び安全の維持のため特に必要があるときは、閣議において、対応措; 第九条　主務大臣は、国際経済の事情に急激な変化があつた場合において、緊急の必要があ; 第十七条　銀行等は、その顧客の支払等が、次の各号に掲げる支払等のいずれにも該当しな; 第十七条の三　前二条の規定は、資金移動業者がその顧客の支払等に係る為替取引を行う場; 第十七条の四　第十七条及び第十七条の二の規定は、電子決済手段等取引業者等がその顧客; 第二十四条　経済産業大臣は、居住者による特定資本取引（第二十条第二号に掲げる資本取; 第二十五条　国際的な平和及び安全の維持を妨げることとなると認められるものとして政令; 第四十八条　国際的な平和及び安全の維持を妨げることとなると認められるものとして政令; 第五十一条　経済産業大臣は、特に緊急の必要があると認めるときは、経済産業省令で定め; 第五十二条　外国貿易及び国民経済の健全な発展を図るため、我が国が締結した条約その他; 第十六条の二　主務大臣は、前条第一項の規定により許可を受ける義務を課した場合におい; 第二十二条　財務大臣は、前条第一項の規定により許可を受ける義務を課した場合におい; 第六十六条　この法律又はこの法律に基づく命令の規定中主務大臣の許可、承認その他の処; 第六十七条　主務大臣は、この法律又はこの法律の規定に基づく命令の規定による許可又は
• International Terrorist Asset-Freezing Act: 第三条　国際連合安全保障理事会決議第千二百六十七号、同理事会決議第千三百三十三号そ; 第八条　国家公安委員会は、第四条第四項の規定及び行政手続法第十三条第一項の規定によ; 第十一条　公安委員会は、財産凍結等対象者から第九条第一号から第四号までに掲げる行為; 第十五条　何人も、財産凍結等対象者を相手方として次の各号に掲げる行為をしてはならな; 第十六条　特定債権に対し強制執行による差押命令又は差押処分が発せられた場合におい; 第十七条　財産凍結等対象者が所持している規制対象財産（土地、建物、自動車その他携帯; 第三条　この法律の施行の際現に名簿に記載されている者についての第三条第一項の規定の; 第四条　国家公安委員会は、国際連合安全保障理事会決議第千三百七十三号（以下この項及; 第五条　国家公安委員会は、指定をするときは、その旨、当該指定に係る者の氏名又は名; 第六条　国家公安委員会は、指定の有効期間（この項の規定により延長された有効期間を含; 第七条　国家公安委員会は、指定を受けた者が次の各号のいずれかに該当するに至ったと認; 第一条　この法律は、国際連合安全保障理事会決議第千二百六十七号、同理事会決議第千三; 第九条　財産凍結等対象者（第三条第一項の規定により公告された者若しくは指定（仮指定; 第十条　財産凍結等対象者は、前条の許可を受けようとするときは、国家公安委員会規則で; 第十二条　公安委員会は、第九条の許可に条件を付し、及びこれを変更することができる。; 第十三条　公安委員会は、第九条の許可をしたときは、国家公安委員会規則で定めるところ; 第十四条　公安委員会は、第九条の許可を受けた者について、次の各号のいずれかに該当す

United Arab Emirates

• Federal AML/CFT Law 2025: Article (5); Article (6); Article (7); Article (22); Article (29); Article (33)
• Combating Terrorism Crimes Law 2014: Article (21); Article (45); Article (55); Article (56); Article (57); Article (58); Article (59); Article (61); Article (63)
• Federal AML/CFT Law 2018 (superseded): Article (5); Article (28)
• AML/CFT Implementing Regulation 2019: Article (46); Article (47); Article (48); Article (60)
• TFS / UN-sanctions mechanism 2020: Article (7); Article (8); Article (15); Article (16); Article (18); Article (21); Article (2); Article (3); Article (4); Article (5); Article (9); Article (10); Article (13); Article (14); Article (12); Article (17); Article (19)

Australia

• Autonomous Sanctions Regulations 2011: 6A Thematic designation of persons or entities or declaration of pers; 7 Designating controlled assets; 14 Prohibition of dealing with designated persons or entities; 15 Prohibition of dealing with controlled assets; 20 Permit for assets and controlled assets; 21 Advance notice of listing of persons, entities and assets; 23 Request to AFP for help; 24 Informing AFP of opinion about asset; 4 Money orders.; 5 Bankers’ drafts.; 4 Sanctioned supply; 4A Sanctioned imports; 5 Sanctioned service; 5A Sanctioned commercial activity—Syria; 5B Sanctioned commercial activity—Russia; 5C Sanctioned commercial activity—specified Ukraine regions; 5CA Sanctioned commercial activity—DPRK; 8 Sanctioned vessels; 12 Prohibitions relating to a sanctioned supply; 12A Prohibitions relating to sanctioned import; 13 Prohibitions relating to the provision of sanctioned services; 13A Prohibitions relating to engaging in sanctioned commercial activi; 16 Prohibitions relating to sanctioned vessels
• Charter of the United Nations Act 1945: 14 Definitions; 15 Listing persons, entities and assets; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22A Regulations on procedures relating to freezable assets; 6 Regulations may apply sanctions
• AML/CTF Act 2006: 102 Countermeasures
• Autonomous Sanctions Act 2011: 10 Regulations may apply sanctions; 16 Offence—contravening a sanction law

United Kingdom

• MLR 2017: reg.16A; reg.18A; reg.19A
• POCA 2002: s.41 Restraint orders; s.120 Restraint orders etc; s.190 Restraint orders; s.245A Application for property freezing order; s.255A Application for prohibitory property order; s.362J Application for interim freezing order; s.396J Application for interim freezing order
• SAMLA 2018: s.3 Financial sanctions; s.31 Independent review of regulations with counter-terrorism purpose; s.60 Meaning of “funds”, “economic resources” and “freeze”; s.1 Power to make sanctions regulations; s.4 Immigration sanctions; s.5 Trade sanctions; s.6 Aircraft sanctions; s.7 Shipping sanctions; s.8 Other sanctions for purposes of UN obligations
• ECTEA 2022: s.49 Power to extend period for which interim freezing order has effec; s.50 Power to extend period for which interim freezing order has effec; s.54 Imposition of monetary penalties; s.56 Reporting on breach of financial sanctions; s.60 Specified ships
• ECCTA 2023: s.35 Power to impose director disqualification sanctions; s.36 Disqualification of persons designated under sanctions legislatio; s.37 Section 36: application to other bodies; s.38 Disqualification of persons designated under sanctions legislatio; s.39 Section 38: application to other bodies; s.214 Sanctions enforcement: monetary penalties

United States

• IEEPA (50 U.S.C. §§1701–1708): § 1702. Presidential authorities; § 1708. Actions to address economic or industrial; § 1709. Imposition of sanctions with respect to; § 1710. Confronting asymmetric and malicious; § 1701. Unusual and extraordinary threat; dec-; § 1707. Multinational economic embargoes against governments in armed
• BSA (31 U.S.C. §§5311–5336): § 5318A. Special measures for jurisdictions, finan-
• 31 C.F.R. Part 1010: § 1010.651 Special measures against Burma.; § 1010.653 Special measures against Commercial Bank of Syria.; § 1010.658 Special measures against FBME Bank, Ltd.; § 1010.659 Special measures against North Korea.; § 1010.660 Special measures against Bank of Dandong.; § 1010.661 Special measures against Iran.; § 1010.663 Special measures regarding Al-Huda Bank.; § 1010.664 Special measures regarding Huione Group.

European Union

• AMLR (Reg (EU) 2024/1624): Article 27 Temporary measures for customers subject to UN financial sa
• AMLD6 (Dir (EU) 2024/1640): Article 66 Cooperation with authorities in charge of implementing targ

Canada

• SEMA: 2.1 (1) If a person controls an entity other than a foreign state, any; 4 (1) The Governor in Council may, if the Governor in; 5.1 (1) A person whose property is the subject of an order made under ; 5.4 (1) On application by the Minister, a judge shall order that the p; 14 (1) On the recommendation of the Minister of Finance made after tha; 15 (1) The Minister of Finance may make an order directing a specified
• JVCFOA (Magnitsky): 2.01 (1) If a foreign national controls an entity other; 4 (1) The Governor in Council may, if the Governor in; 4.2 (1) On application by the Minister, a judge must order that the pr; 6 Each of the following entities must determine on a; 7 (1) If it determines that it is in possession or control of
• FACFOA: 4 (1) If a foreign state, in writing, asserts to the Government of Can; 8 Each of the following entities must determine on a; 9 (1) Every person in Canada and every Canadian outside Canada must, w; 5 (1) The Minister may issue to any person in Canada or
• PCMLTFA: 11.49 (1) The Governor in Council may make regulations
• United Nations Act (CA): 2 When, in pursuance of Article 41 of the Charter of the

Singapore

• CDSA: 18.; 19.; 20.
• TSOFA: 6.; 9.; 11.; 15.; 16.; 19.; 20.; 24.
• UN (Anti-Terrorism Measures) Regs: 3.; 4.; 8.
• PSPM Act 2019: 20.

Switzerland

• AMLA / GwG: Art. 10 Vermögenssperre
• Embargo Act / EmbG: Art. 13 Einziehung von Gegenständen und Vermögenswerten; Art. 1 Gegenstand; Art. 2 Zuständigkeit
• AMLO-FINMA / GwV-FINMA: Art. 7 Verbotene Vermögenswerte; Art. 8 Verbotene Geschäftsbeziehung

Hong Kong

• WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass de
• OSCO: 8. Confiscation orders; 14. Cases in which restraint orders and charging orders may be made; 15. Restraint orders; 16. Charging orders in respect of land, securities, etc.
• DTROP: 3. Confiscation orders; 9. Cases in which restraint orders and charging orders may be made; 10. Restraint orders; 11. Charging orders in respect of land, securities, etc.; 24C. Period for which seized property may be detained; 24D. Forfeiture
• UNATMO: 6. Freezing of property; 12H. Period for which seized property may be detained; 13. Forfeiture of certain terrorist property; 7. Prohibition on provision or collection of property to commit terror; 8. Prohibition on making property, etc. available to or collecting pro; 8A. Prohibition on dealing with certain property; 9. Prohibition on supply of weapons to terrorists and terrorist associ; 11L. Prohibition on providing or collecting property to finance travel
• CBMCBNI Ordinance: 17. Seizure and detention of CBNIs suspected to be crime proceeds or t; 18. Continued detention of CBNIs suspected to be crime proceeds by cou
• UNSO: 3. Regulations shall give effect to relevant instructions

Japan

• FEFTA (外為法): 第二十四条　経済産業大臣は、居住者による特定資本取引（第二十条第二号に掲げる資本取; 第二十五条　国際的な平和及び安全の維持を妨げることとなると認められるものとして政令; 第四十八条　国際的な平和及び安全の維持を妨げることとなると認められるものとして政令; 第十六条　主務大臣は、我が国が締結した条約その他の国際約束を誠実に履行するため必要; 第二十一条　財務大臣は、居住者又は非居住者による資本取引（第二十条に規定する資本取; 第九条　主務大臣は、国際経済の事情に急激な変化があつた場合において、緊急の必要があ; 第十条　我が国の平和及び安全の維持のため特に必要があるときは、閣議において、対応措; 第十七条　銀行等は、その顧客の支払等が、次の各号に掲げる支払等のいずれにも該当しな; 第十七条の三　前二条の規定は、資金移動業者がその顧客の支払等に係る為替取引を行う場; 第十七条の四　第十七条及び第十七条の二の規定は、電子決済手段等取引業者等がその顧客; 第五十一条　経済産業大臣は、特に緊急の必要があると認めるときは、経済産業省令で定め; 第五十二条　外国貿易及び国民経済の健全な発展を図るため、我が国が締結した条約その他
• International Terrorist Asset-Freezing Act: 第三条　国際連合安全保障理事会決議第千二百六十七号、同理事会決議第千三百三十三号そ; 第八条　国家公安委員会は、第四条第四項の規定及び行政手続法第十三条第一項の規定によ; 第十一条　公安委員会は、財産凍結等対象者から第九条第一号から第四号までに掲げる行為; 第十五条　何人も、財産凍結等対象者を相手方として次の各号に掲げる行為をしてはならな; 第十六条　特定債権に対し強制執行による差押命令又は差押処分が発せられた場合におい; 第十七条　財産凍結等対象者が所持している規制対象財産（土地、建物、自動車その他携帯; 第三条　この法律の施行の際現に名簿に記載されている者についての第三条第一項の規定の
• Organized Crime Punishment Act: 第八条　団体の構成員が罪（これに当たる行為が、当該団体の活動として、当該行為を実行; 第十三条　次に掲げる財産は、没収することができる。; 第十四条　前条第一項各号又は第四項各号に掲げる財産（以下「不法財産」という。）が不法; 第十五条　第十三条の規定による没収は、不法財産又は混和財産が犯人以外の者に帰属しな; 第十六条　第十三条第一項各号に掲げる財産を没収することができないとき、又は当該財産; 第十八条　不法財産である債権等（不動産及び動産以外の財産をいう。第十九条第一項及び; 第十八条の三　第二十七条から第三十条までに規定する財産以外の財産に係る権利で債務者; 第二十二条　裁判所は、第二条第二項第一号イ若しくはロ若しくは同項第二号ニに掲げる罪; 第二十三条　裁判官は、前条第一項又は第二項に規定する理由及び必要があると認めるとき; 第四十二条　裁判所は、第二条第二項第一号イ若しくはロ若しくは同項第二号ニに掲げる罪

United Arab Emirates

• Federal AML/CFT Law 2025: Article (3); Article (5); Article (6); Article (7); Article (22); Article (29); Article (33)
• Combating Terrorism Crimes Law 2014: Article (21); Article (45); Article (55); Article (56); Article (57); Article (58); Article (59); Article (61)
• Federal AML/CFT Law 2018 (superseded): Article (5); Article (28)
• AML/CFT Implementing Regulation 2019: Article (46); Article (47); Article (48); Article (60)
• TFS / UN-sanctions mechanism 2020: Article (7); Article (8); Article (15); Article (16); Article (18); Article (21)

Australia

• AML/CTF Act 2006: 28 Undertaking initial customer due diligence; 29 Exemptions from initial customer due diligence; 30 Undertaking ongoing customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 35A Reporting entities may disclose certain personal information to c; 35B Credit reporting bodies may use and disclose certain personal inf; 35C Reporting entities to notify inability to verify identity; 35D Verification information not to be collected or held by a credit ; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 35G Access to verification information; 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 36 Pre-commencement customers; 37 Collection and verification of KYC information may be carried out ; 37A Reliance on collection and verification of KYC information or oth; 37B Regular assessments of agreement or arrangement covered by sectio; 38 Reliance on collection and verification of KYC information or othe; 39D Exemption—when a suspicious matter reporting obligation arises; 50 Request to obtain information about the identity of holders of for; 96 Due diligence assessments and records of correspondent banking rel; 111 Retention of records of customer due diligence (+2 more)
• AML/CTF Amendment Act 2024: Schedule 2—Customer due diligence
• AML/CTF Rules 2025: Part 6—Customer due diligence; Division 1—Initial customer due diligence; Division 2—Providing services before completion of initial customer du; Division 3—Simplified customer due diligence; Division 4—Enhanced customer due diligence; Division 6—Nested services relationships; Division 7—Transferred customers; Division 8—Reliance on collection and verification of KYC information; Division 9—Real estate transactions; Division 10—Life policies and sinking fund policies; Division 11—Ongoing customer due diligence; Division 12—Keep open notices
• AML/CTF Transitional Rules 2026: 5 Remittance Sector Register; 6 Virtual Asset Service Provider Register; 7 Requirement for AML/CTF policies to deal with carrying out initial ; 8 Use of applicable customer identification procedures by reporting e

United Kingdom

• MLR 2017: reg.27; reg.28; reg.29; reg.30; reg.30A; reg.31; reg.32; reg.33; reg.34; reg.35; reg.37; reg.38; reg.39
• ECTEA 2022: s.12 [F23Identifying registrable beneficial owners][F23Duty to take st; s.16 Verification of registrable beneficial owners and managing office
• ECCTA 2023: s.7 Persons with initial significant control: identity verification; s.64 Identity verification of persons with significant control; s.165 Verification of registrable beneficial owners and managing offic; s.187 Enhanced due diligence: designation of high-risk countries

United States

• BSA (31 U.S.C. §§5311–5336): § 5318. Compliance, exemptions, and summons; § 5325. Identification required to purchase cer-
• 31 C.F.R. Part 1010: § 1010.230 Beneficial ownership requirements for legal entity customer; § 1010.312 Identification required.; § 1010.610 Due diligence programs for correspondent accounts for forei; § 1010.620 Due diligence programs for private banking accounts.

European Union

• AMLR (Reg (EU) 2024/1624): Article 19 Application of customer due diligence measures; Article 20 Customer due diligence measures; Article 21 Inability to comply with the requirement to apply customer ; Article 22 Identification and verification of the identity of customer; Article 23 Timing of the verification of the customer and beneficial o; Article 24 Reporting of discrepancies with information contained in be; Article 25 Identification of the purpose and intended nature of a busi; Article 26 Ongoing monitoring of the business relationship and monitor; Article 28 Regulatory technical standards on the information necessary; Article 29 Identification of third countries with significant strategi; Article 30 Identification of third countries with compliance weaknesse; Article 31 Identification of third countries posing a specific and ser; Article 33 Simplified due diligence measures; Article 34 Scope of application of enhanced due diligence measures; Article 35 Countermeasures to mitigate money laundering and terrorist ; Article 36 Specific enhanced due diligence measures for cross-border c; Article 40 Measures to mitigate risks in relation to transactions with; Article 41 Specific provisions regarding applicants for residence by i; Article 47 Specifications for the life and other investment-related in; Article 48 General provisions relating to reliance on other obliged en; Article 49 Process of reliance on another obliged entity; Article 50 Guidelines on reliance on other obliged entities; Article 79 Anonymous accounts and bearer shares and bearer share warra
• 4AMLD (Dir (EU) 2015/849): Article 9 1. Third-country jurisdictions which have strategic deficien; Article 10 1. Member States shall prohibit their credit institutions a; Article 11 Member States shall ensure that obliged entities apply cust; Article 12 1. By way of derogation from points (a), (b) and (c) of the; Article 13 1. Customer due diligence measures shall comprise:; Article 14 1. Member States shall require that verification of the ide; Article 15 1. Where a Member State or an obliged entity identifies are; Article 16 When assessing the risks of money laundering and terrorist ; Article 17 ►M2 By 26 June 2017, the ESAs shall issue guidelines, addre; Article 18 1. ►M1 In the cases referred to in Articles 18a to 24, as w; Article 18a 1. With respect to business relationships or transactions ; Article 19 With respect to cross-border correspondent relationships in; Article 19a 1. Member States shall require crypto-asset service provid; Article 24a By 1 January 2024, EBA shall issue guidelines specifying h; Article 25 Member States may permit obliged entities to rely on third ; Article 26 1. For the purposes of this Section, ‘third parties’ means ; Article 27 1. Member States shall ensure that obliged entities obtain ; Article 28 Member States shall ensure that the competent authority of ; Article 29 This Section shall not apply to outsourcing or agency relat
• AMLD6 (Dir (EU) 2024/1640): Article 5 Requirements relating to the granting of residence rights in

Canada

• PCMLTFA: 6.1 Every person or entity referred to in section 5 shall; 9 (1) Subject to section 10.1, every person or entity referred to in s; 9.2 (1) No person or entity referred to in section 5 shall; 11.42 (1) In addition to any other measure required by
• PCMLTFR: 44 (1) Subject to subsection (2), every legal counsel and; 45 Subject to subsection 62(2), every legal counsel and; 84 A person or entity shall verify, in accordance with; 85 (1) A person or entity that is subject to these Regulations shall t; 86 A financial entity shall; 87 A financial entity shall; 88 A financial entity shall; 89 A trust company shall also; 90 A financial entity that enters into a correspondent; 92 A life insurance company or life insurance broker or; 93.1 (1) A factor shall verify,; 93.2 (1) A financing or leasing entity shall verify; 94 A securities dealer shall; 95 (1) A money services business — or a foreign money; 96 A British Columbia notary public or British Columbia; 97 (1) Subject to subsections (2) and 62(2) and section; 98 Any legal counsel or legal firm that is required to ascertain the i; 100 An accountant or accounting firm shall; 101 (1) A real estate broker or sales representative shall; 102 A real estate developer shall; 102.1 A mortgage administrator, mortgage broker or; 102.2 A title insurer must; 103 A casino shall; 104 A department or an agent of His Majesty in right of (+8 more)

Singapore

• CDSA: 67.
• PSPM Act 2019: 9.; 16.

Switzerland

• Criminal Code (AML/CTF articles): Art. 305ter 431
• AMLA / GwG: Art. 3 Identifizierung der Vertragspartei; Art. 5 Erneute Identifizierung oder Feststellung der wirtschaftlich be; Art. 6 Besondere Sorgfaltspflichten; Art. 7a Vermögenswerte von geringem Wert; Art. 8a; Art. 8b Sorgfaltspflichten; Art. 8c Vereinfachte oder erhöhte Sorgfaltspflichten
• AMLO / GwV: Art. 16 Beizug Dritter; Art. 17 Identifizierung der Vertragspartei; Art. 19 Zusätzliche Abklärungen
• AMLO-FINMA / GwV-FINMA: Art. 7 Verbotene Vermögenswerte; Art. 8 Verbotene Geschäftsbeziehung; Art. 9a Abklärungen bei Sitzgesellschaften; Art. 11 Verzicht auf Einhaltung der Sorgfaltspflichten; Art. 12 Vereinfachte Sorgfaltspflichten17; Art. 15 Zusätzliche Abklärungen bei erhöhten Risiken; Art. 16 Mittel der Abklärungen; Art. 17 Zeitpunkt der zusätzlichen Abklärungen; Art. 28 Voraussetzungen; Art. 29 Modalitäten des Beizugs; Art. 35 Pflicht zur Identifizierung der Vertragspartei und zur Festste; Art. 36 Professioneller Notenhandel; Art. 37 Korrespondenzbankbeziehungen mit ausländischen Banken; Art. 40 Fondsleitungen und KAG-Investmentgesellschaften; Art. 41 Verwalter von Kollektivvermögen von ausländischen kollektiven ; Art. 42 Reglement der Selbstregulierungsorganisation des Schweizerisch; Art. 44 Erforderliche Angaben; Art. 45 Natürliche Personen sowie Inhaberinnen und Inhaber von Einzelu; Art. 46 Einfache Gesellschaften; Art. 47 Juristische Personen, Personengesellschaften und Behörden; Art. 48 Form und Behandlung der Dokumente; Art. 49 Echtheitsbestätigung; Art. 50 Verzicht auf die Echtheitsbestätigung und Fehlen der Identifiz; Art. 51 Kassageschäfte (+8 more)

Hong Kong

• AMLO: 2. What are customer due diligence measures; 3. When customer due diligence measures must be carried out; 4. Simplified customer due diligence; 18. Carrying out customer due diligence measures by means of intermedi

Japan

• APTCP (犯収法): 第四条　特定事業者（第二条第二項第四十五号に掲げる特定事業者（第十二条において「弁; 第五条　特定事業者は、顧客等又は代表者等が特定取引等を行う際に取引時確認に応じない; 第十二条　弁護士等による取引時確認、確認記録の作成及び保存、取引記録等の作成及び保; 第四条　一部施行日の前日までの間における次の表の上欄に掲げるこの法律の規定の適用に
• FEFTA (外為法): 第十八条　銀行等は、次の各号に掲げる顧客と本邦から外国へ向けた支払又は非居住者との; 第十八条の二　銀行等は、顧客又は代表者等が特定為替取引を行う際に本人確認に応じない; 第十八条の五　第十八条から前条までの規定は、資金移動業者が特定為替取引を行う場合に; 第十八条の六　第十八条から第十八条の四までの規定は、電子決済手段等取引業者等がその; 第二十二条の二　銀行等、信託会社（信託業法（平成十六年法律第百五十四号）第二条第二; 第二十二条の三　第十八条第二項から第四項まで、第十八条の二から第十八条の四まで及び

United Arab Emirates

• Federal AML/CFT Law 2025: Article (19)
• AML/CFT Implementing Regulation 2019: Article (20) hereof;; Article (5); Article (6); Article (7); Article (9); Article (11); Article (12); Article (13); Article (14); Article (15); Article (19); Article (22)

Australia

• AML/CTF Act 2006: 26N AML/CTF program documentation; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 96 Due diligence assessments and records of correspondent banking rel; 107 Transaction records to be retained; 108 Customer-provided transaction documents to be retained; 109 Records relating to transferred ADI accounts; 110 Retention of records relating to closed ADI accounts; 111 Retention of records of customer due diligence; 114 Retention of information if initial customer due diligence taken ; 114A Retention of records of assessments of agreements or arrangement; 114B Retention of records made or obtained under the repealed Financi; 116 Retention of records relating to Part 1A; 117 Retention of records about correspondent banking relationships
• AML/CTF Amendment Act 2024: Schedule 11—Repeal of the Financial Transaction Reports Act 1988
• AML/CTF Rules 2025: Division 5—AML/CTF program documentation
• Autonomous Sanctions Act 2011: 26 Retention of records and documents
• Charter of the United Nations Act 1945: 37 Retention of records and documents

United Kingdom

• MLR 2017: reg.40; reg.44
• SAMLA 2018: s.16 Information

United States

• BSA (31 U.S.C. §§5311–5336): § 5314. Records and reports on foreign financial; § 5325. Identification required to purchase cer-; § 5326. Records of certain domestic transactions
• 31 C.F.R. Part 1010: § 1010.312 Identification required.; § 1010.410 Records to be made and retained by financial institutions.; § 1010.415 Purchases of bank checks and drafts, cashier's checks, mone; § 1010.420 Records to be made and retained by persons having financial; § 1010.430 Nature of records and retention period.; § 1010.630 Prohibition on correspondent accounts for foreign shell ban

European Union

• AMLR (Reg (EU) 2024/1624): Article 77 Record retention; Article 78 Provision of records to competent authorities
• 4AMLD (Dir (EU) 2015/849): Article 40 1. Member States shall require obliged entities to retain t; Article 42 Member States shall require that their obliged entities hav

Canada

• PCMLTFA: 6 Every person or entity referred to in section 5 shall
• PCMLTFR: 9 A financial entity that maintains a list of clients for the; 10 A financial entity shall keep a large cash transaction; 11 A financial entity shall keep a large virtual currency; 12 A financial entity shall keep the following records in; 13 A financial entity shall keep the following records in; 14 (1) A financial entity shall keep the following records; 15 (1) A trust company shall also keep the following; 20 A life insurance company or life insurance broker or; 21 A life insurance company or life insurance broker or; 22 (1) A life insurance company or life insurance broker; 23 A life insurance company or life insurance broker or; 24.12 A factor shall keep a large cash transaction record; 24.13 A factor shall keep a large virtual currency transaction record ; 24.14 A factor shall keep the following records in respect of every fa; 24.18 A financing or leasing entity shall keep a large; 24.19 A financing or leasing entity shall keep a large virtual currenc; 24.2 A financing or leasing entity shall keep the following records in; 27 A securities dealer shall keep a large cash transaction; 28 A securities dealer shall keep a large virtual currency; 29 A securities dealer shall keep the following records in; 31 A money services business shall keep a large cash; 32 A money services business shall keep a large virtual; 34 A foreign money services business shall keep a large; 35 A foreign money services business shall keep a large (+37 more)

Singapore

• CDSA: 43.; 44.; 69.
• PSPM Act 2019: 18.

Switzerland

• AMLA / GwG: Art. 7 Dokumentationspflicht; Art. 8a; Art. 34 Datenbanken und Akten im Zusammenhang mit den Meldungen und de
• AMLO / GwV: Art. 21 Dokumentation
• AMLO-FINMA / GwV-FINMA: Art. 22 Dokumentationspflicht und Aufbewahrung der Belege32; Art. 22a Information von Behörden und Dokumentation; Art. 39 Dokumentationspflicht; Art. 74

Hong Kong

• AMLO: 20. Duty to keep records

Japan

• APTCP (犯収法): 第六条　特定事業者は、取引時確認を行った場合には、直ちに、主務省令で定める方法によ; 第七条　特定事業者（次項に規定する特定事業者を除く。）は、特定業務に係る取引を行った; 第六条　郵政民営化法（平成十七年法律第九十七号）の施行の日が一部施行日後となる場合; 第七条　証券取引法等の一部を改正する法律の施行に伴う関係法律の整備等に関する法律の
• FEFTA (外為法): 第十八条の三　銀行等は、本人確認を行つた場合には、直ちに、財務省令で定める方法によ; 第二十二条の三　第十八条第二項から第四項まで、第十八条の二から第十八条の四まで及び

United Arab Emirates

• Federal AML/CFT Law 2025: Article (23)
• AML/CFT Implementing Regulation 2019: Article (36)

Australia

• AML/CTF Act 2006: 32 Enhanced customer due diligence obligation
• AML/CTF Rules 2025: Part 6—Customer due diligence; Division 5—Politically exposed persons

United Kingdom

• MLR 2017: reg.35; reg.48

United States

• 31 C.F.R. Part 1010: § 1010.620 Due diligence programs for private banking accounts.

European Union

• AMLR (Reg (EU) 2024/1624): Article 42 Specific provisions regarding politically exposed persons; Article 43 List of prominent public functions; Article 44 Politically exposed persons who are beneficiaries of insura; Article 45 Measures for persons who cease to be politically exposed pe; Article 46 Family members and persons known to be close associates of
• 4AMLD (Dir (EU) 2015/849): Article 20 With respect to transactions or business relationships with; Article 20a 1. Each Member State shall issue and keep up to date a lis; Article 21 Member States shall require obliged entities to take reason; Article 22 Where a politically exposed person is no longer entrusted w; Article 23 The measures referred to in Articles 20 and 21 shall also a

Canada

• PCMLTFA: 9.3 (1) Every person or entity that is referred to in section 5 and th
• PCMLTFR: 116 (1) A financial entity shall take reasonable measures to determine; 117 A life insurance company or life insurance broker or; 119 (1) A securities dealer shall take reasonable measures to determin; 120 (1) A money services business shall take reasonable; 120.1 (1) The following persons and entities shall take; 120.2 (1) A casino shall take reasonable measures to; 121 (1) A financial entity, securities dealer or casino; 122 (1) A financial entity, life insurance company, life; 122.1 (1) A person or entity that determines under subsection 120(3), ; 123 (1) If a financial entity, securities dealer or casino

Singapore

— none curated in v1

Switzerland

• AMLA / GwG: Art. 2a Begriffe; Art. 6 Besondere Sorgfaltspflichten
• AMLO-FINMA / GwV-FINMA: Art. 13 Geschäftsbeziehungen mit erhöhten Risiken

Hong Kong

• AMLO: 19. Financial institutions and DNFBPs to establish procedures

Japan

— none curated in v1

United Arab Emirates

• AML/CFT Implementing Regulation 2019: Article (15)

Australia

• AML/CTF Act 2006: 94A Shell banks; 95 Prohibitions on correspondent banking relationships involving shel; 96 Due diligence assessments and records of correspondent banking rel; 100 Geographical links; 117 Retention of records about correspondent banking relationships
• AML/CTF Rules 2025: Division 6—Nested services relationships; Part 7—Correspondent banking; Division 1—Due diligence assessment for entry into correspondent banki; Division 2—Requirements for ongoing due diligence assessments

United Kingdom

• MLR 2017: reg.34

United States

• BSA (31 U.S.C. §§5311–5336): § 5318A. Special measures for jurisdictions, finan-
• 31 C.F.R. Part 1010: § 1010.610 Due diligence programs for correspondent accounts for forei; § 1010.620 Due diligence programs for private banking accounts.; § 1010.630 Prohibition on correspondent accounts for foreign shell ban; § 1010.651 Special measures against Burma.; § 1010.653 Special measures against Commercial Bank of Syria.; § 1010.658 Special measures against FBME Bank, Ltd.; § 1010.659 Special measures against North Korea.; § 1010.660 Special measures against Bank of Dandong.; § 1010.661 Special measures against Iran.; § 1010.663 Special measures regarding Al-Huda Bank.; § 1010.664 Special measures regarding Huione Group.; § 1010.670 Summons or subpoena of foreign bank records; termination of

European Union

• AMLR (Reg (EU) 2024/1624): Article 36 Specific enhanced due diligence measures for cross-border c; Article 37 Specific enhanced due diligence measures for cross-border c; Article 38 Specific measures for individual third-country respondent i; Article 39 Prohibition of correspondent relationships with shell insti
• 4AMLD (Dir (EU) 2015/849): Article 19 With respect to cross-border correspondent relationships in; Article 19b 1. By way of derogation from Article 19, with respect to c; Article 24 Member States shall prohibit credit institutions and financ

Canada

• PCMLTFA: 9.31 (1) No entity referred to in paragraph 5(a), (b), (d),; 9.4 (1) Every entity referred to in any of paragraphs
• PCMLTFR: 90 A financial entity that enters into a correspondent; 91 If a client of a foreign financial institution has direct

Singapore

— none curated in v1

Switzerland

• AMLO-FINMA / GwV-FINMA: Art. 8 Verbotene Geschäftsbeziehung; Art. 13 Geschäftsbeziehungen mit erhöhten Risiken; Art. 36 Professioneller Notenhandel; Art. 37 Korrespondenzbankbeziehungen mit ausländischen Banken

Hong Kong

• AMLO: 14. Special requirements for correspondent banking relationships

Japan

• APTCP (犯収法): 第九条　特定事業者（第二条第二項第一号から第十五号まで及び第三十一号に掲げる特定事; 第十条の二　特定事業者（第二条第二項第三十一号の二に掲げる特定事業者並びに資金決済; 第十条の四　第二条第二項第三十二号に掲げる特定事業者（以下「暗号資産交換業者」とい

United Arab Emirates

• AML/CFT Implementing Regulation 2019: Article (14); Article (25)

Australia

• AML/CTF Act 2006: 26M Reporting entities must notify AUSTRAC of entity’s AML/CTF compli; 26S Registered remittance affiliates of a registered remittance netwo; 51B Reporting entities must enrol; 51C Reporting Entities Roll; 51D Enrolment; 51E Applications for enrolment; 51F Enrolled persons to advise of change in enrolment details; 51G Removal of entries from the Reporting Entities Roll; 74 Unregistered persons must not provide certain remittance services; 75 Remittance Sector Register; 75A Information to be entered on the Remittance Sector Register; 75B Applications for registration; 75C Registration by AUSTRAC CEO; 75E Registration may be subject to conditions; 75F When registration of a person ceases; 75G Cancellation of registration; 75H Suspension of registration; 75J Renewal of registration; 75K Removal of entries from the Remittance Sector Register; 75M Registered persons to advise of material changes in circumstance ; 75T Basis of registration; 76A Unregistered persons must not provide certain virtual asset servi; 76B Virtual Asset Service Provider Register; 76C Information to be entered on the Virtual Asset Service Provider R (+10 more)
• AML/CTF Rules 2025: Part 3—Enrolment; Division 1—Application for enrolment; Division 2—Correction and removal of enrolment details; Division 3—Changes in enrolment details; Part 4—Registration; Division 1—Management of the Remittance Sector Register and the Virtua; Division 2—Information requirements for registration applications; Division 3—Registration decisions; Division 4—Suspension of registration; Division 5—Cancellation of registration; Division 6—Renewal of registration; Division 7—Matters registered persons required to advise; Division 4—Registered remittance affiliates
• AML/CTF Transitional Rules 2026: 5 Remittance Sector Register; 6 Virtual Asset Service Provider Register; 9 IVTS reporting transition date; 10 Modification of reporting obligations before IVTS reporting transi; 13 Timing of enrolment; 14 Registration to provide registrable virtual asset services; 19 Notifying AML/CTF compliance officer—certain persons with delayed

United Kingdom

• MLR 2017: reg.23; reg.26; reg.45; reg.53 For the purposes of this Chapter—; reg.54; reg.55; reg.56; reg.56B; reg.57; reg.58; reg.58A; reg.59; reg.60; reg.60B Schedule 6B applies to an acquisition of or increase in contro
• ECTEA 2022: s.3 Register of overseas entities; s.4 Application for registration; s.5 Registration and allocation of overseas entity ID

United States

• BSA (31 U.S.C. §§5311–5336): § 5330. Registration of money transmitting busi-

European Union

• 4AMLD (Dir (EU) 2015/849): Article 47 1. Member States shall ensure that currency exchange and ch
• AMLD6 (Dir (EU) 2024/1640): Article 4 Requirements relating to certain service providers; Article 6 Checks on the senior management and beneficial owners of cer

Canada

• PCMLTFA: 9.31 (1) No entity referred to in paragraph 5(a), (b), (d),; 9.91 A person or entity referred to in paragraph 5(h); 9.92 A person or entity referred to in paragraph 5(h); 9.93 (1) A person or entity referred to in paragraph 5(h); 11.1 Except as otherwise prescribed by regulation, every; 11.11 (1) The following persons or entities are not eligible for regis; 11.12 (1) An application for registration shall be submitted to the Ce; 11.13 (1) An applicant or a person or entity registered; 11.171 The Centre may revoke the registration of a person or entity th; 11.19 A registered person or entity shall renew their; 11.2 When a registered person or entity ceases an activity for which t; 54.1 (1) The Centre is responsible for establishing and; 11.4001 (1) Subject to subsection (2), every person or; 11.4002 If section 11.4001 applies to a person or entity,; 11.4004 An enrolled person or entity shall renew their; 11.4007 An applicant for enrolment or for renewal of; 11.4009 (1) The Centre shall deny an application for; 11.4011 (1) The Centre may revoke the enrolment of; 11.4012 (1) If section 11.4001 ceases to apply to an enrolled person o; 54.2 (1) The Centre is responsible for establishing and
• PCMLTFR: 37.1 (1) The documents referred to in subsection

Singapore

• PSPM Act 2019: 6.; 7.; 8.; 9.

Switzerland

• AMLA / GwG: Art. 14 Anschluss an eine Selbstregulierungsorganisation; Art. 18b Öffentliches Verzeichnis
• AMLO / GwV: Art. 11 Wechsel zur berufsmässigen Tätigkeit; Art. 12 Austritt und Ausschluss aus einer SRO; Art. 12g Wechsel zur berufsmässigen Tätigkeit; Art. 12h Austritt und Ausschluss aus einer SRO; Art. 12i Aufgabe der Tätigkeit

Hong Kong

• AMLO: 27. Commissioner to maintain register of licensees; 29. Restriction on operating money service; 30. Grant of licence; 31. Renewal of licence; 34. Revocation or suspension of licence; 35. Commissioner’s approval required in respect of persons proposing t; 36. Commissioner’s approval required in respect of persons proposing t; 37. Commissioner’s approval required in respect of persons proposing t; 53D. Registrar to maintain register of licensees; 53F. Offence of carrying on trust or company service business without ; 53G. Application for and grant of licence; 53H. Licence granted only if fit and proper test satisfied; 53I. Fit and proper test; 53K. Renewal of licence; 53Q. When licence may be revoked or suspended; 53S. Approval required to become ultimate owner of licensee; 53T. Approval required to become partner of licensee; 53U. Approval required to become director of licensee; 53ZRD. Licence required for carrying on VA service business; 53ZRH. Register of licensed persons; 53ZRJ. Fit and proper test; 53ZRK. Application for and grant of licence; 53ZRL. Application to be licensed representatives; 53ZRM. Approval and transfer of accreditation (+15 more)

Japan

— none curated in v1

United Arab Emirates

• Federal AML/CFT Law 2025: Article (20); Article (32)
• Federal AML/CFT Law 2018 (superseded): Article (16) BIS; Article (26) BIS
• AML/CFT Implementing Regulation 2019: Article (26); Article (33)

Australia

• AML/CTF Act 2006: 5B Meaning of virtual asset; 19 Translation of virtual assets to Australian currency; 46A Reports of transfers of value involving unverified self-hosted vi; 66A Obligations of ordering and beneficiary institutions relating to ; 76A Unregistered persons must not provide certain virtual asset servi; 76B Virtual Asset Service Provider Register; 76C Information to be entered on the Virtual Asset Service Provider R; 76D Applications for registration; 76E Registration by AUSTRAC CEO; 76G Registration may be subject to conditions; 76H When registration of a person ceases; 76J Cancellation of registration; 76K Suspension of registration; 76L Renewal of registration; 76M Removal of entries from the Virtual Asset Service Provider Regist; 76P Registered persons to advise of material changes in circumstance ; 76T Basis of registration
• AML/CTF Amendment Act 2024: Schedule 6—Services relating to virtual assets
• AML/CTF Rules 2025: Division 1—Management of the Remittance Sector Register and the Virtua
• AML/CTF Transitional Rules 2026: 6 Virtual Asset Service Provider Register; 8 Use of applicable customer identification procedures by reporting e; Part 4—Reporting obligations; 9 IVTS reporting transition date; 10 Modification of reporting obligations before IVTS reporting transi; 11 Delayed application of requirement to report transfers of value in; 12 Delayed application of certain Principal Act provisions; 14 Registration to provide registrable virtual asset services

United Kingdom

• MLR 2017: reg.14A; reg.56B; reg.58A; reg.60A; reg.60B Schedule 6B applies to an acquisition of or increase in contro; reg.64A; reg.64B In this Part—; reg.64C; reg.64D; reg.64E; reg.64F An intermediary cryptoasset business must—; reg.64G; reg.64H A cryptoasset business must respond fully and without delay to; reg.74A; reg.74B; reg.74C
• ECCTA 2023: s.179 Cryptoassets: confiscation orders; s.180 Cryptoassets: civil recovery; s.181 Cryptoassets: terrorism

United States

— none curated in v1

European Union

• AMLR (Reg (EU) 2024/1624): Article 37 Specific enhanced due diligence measures for cross-border c; Article 40 Measures to mitigate risks in relation to transactions with
• 4AMLD (Dir (EU) 2015/849): Article 19a 1. Member States shall require crypto-asset service provid; Article 19b 1. By way of derogation from Article 19, with respect to c; Article 24a By 1 January 2024, EBA shall issue guidelines specifying h

Canada

• PCMLTFR: 7 (1) A financial entity shall report the following transactions and i; 11 A financial entity shall keep a large virtual currency; 19 A life insurance company or life insurance broker or; 21 A life insurance company or life insurance broker or; 24.13 A factor shall keep a large virtual currency transaction record ; 24.17 A financing or leasing entity that receives an; 24.19 A financing or leasing entity shall keep a large virtual currenc; 26 A securities dealer that receives an amount of $10,000; 28 A securities dealer shall keep a large virtual currency; 30 (1) A money services business shall report the following transactio; 32 A money services business shall keep a large virtual; 33 (1) A foreign money services business shall report; 35 A foreign money services business shall keep a large; 40 A British Columbia notary public or British Columbia; 42 A British Columbia notary public or British Columbia; 49 An accountant or accounting firm that receives an; 51 An accountant or accounting firm shall keep a large; 55 A real estate broker or sales representative that receives an amoun; 57 A real estate broker or sales representative shall keep; 61 A real estate developer that receives an amount; 63 A real estate developer shall keep a large virtual currency transac; 64.3 A mortgage administrator, mortgage broker or; 64.5 A mortgage administrator, mortgage broker or; 67 A dealer in precious metals and precious stones that (+7 more)

Singapore

— none curated in v1

Switzerland

• AMLO / GwV: Art. 4 Dienstleistungen für den Zahlungsverkehr
• AMLO-FINMA / GwV-FINMA: Art. 51a Geschäfte mit virtuellen Währungen

Hong Kong

• AMLO: 53ZR. Interpretation of Part 5B; 53ZRA. Meaning of VA or virtual asset; 53ZRB. Meaning of providing VA service and performing regulated functi; 53ZRD. Licence required for carrying on VA service business; 53ZRE. Offence to issue advertisements relating to unlicensed person’s; 53ZRF. Offence involving fraudulent or deceptive devices etc. in trans; 53ZRG. Offence to fraudulently or recklessly induce others to invest i; 13A. Special requirements for virtual asset transfer

Japan

• APTCP (犯収法): 第十条の二　特定事業者（第二条第二項第三十一号の二に掲げる特定事業者並びに資金決済; 第十条の三　電子決済手段等取引業者は、顧客から依頼を受けて電子決済手段の移転を行う; 第十条の四　第二条第二項第三十二号に掲げる特定事業者（以下「暗号資産交換業者」とい; 第十条の五　暗号資産交換業者は、顧客から依頼を受けて暗号資産の移転を行う場合におい
• FEFTA (外為法): 第十七条の四　第十七条及び第十七条の二の規定は、電子決済手段等取引業者等がその顧客; 第十八条の六　第十八条から第十八条の四までの規定は、電子決済手段等取引業者等がその

United Arab Emirates

• Federal AML/CFT Law 2025: Article (30)
• Federal AML/CFT Law 2018 (superseded): Article (16) BIS
• AML/CFT Implementing Regulation 2019: Article (33); Article (4) of this Resolution.

Australia

• AML/CTF Act 2006: 45 International value transfer services; 46 Reports of international value transfer services; 46A Reports of transfers of value involving unverified self-hosted vi; 63A Key terms relating to transfers of value; 64 Obligations of ordering institutions; 65 Obligations of beneficiary institutions; 66 Obligations of intermediary institutions; 66A Obligations of ordering and beneficiary institutions relating to
• AML/CTF Amendment Act 2024: Schedule 8—Transfers of value and international value transfer service
• AML/CTF Rules 2025: Division 7—AML/CTF policies related to transfers of value; Part 8—Transfers of value; Division 1—Ordering institutions and beneficiary institutions; Division 2—Transfers of value; Division 3—Exemptions from obligations relating to transfers of value; Division 4—International value transfer services; Division 4—Registered remittance affiliates
• AML/CTF Transitional Rules 2026: Part 3—Continued use of applicable customer identification procedures ; 7 Requirement for AML/CTF policies to deal with carrying out initial ; 8 Use of applicable customer identification procedures by reporting e; 9 IVTS reporting transition date; 10 Modification of reporting obligations before IVTS reporting transi; 11 Delayed application of requirement to report transfers of value in

United Kingdom

• MLR 2017: reg.61 In this Part “transfer of funds supervisory authority” in relat; reg.62; reg.63; reg.64 —F398(1) . . . . . . . . . . . . . . . . . . . . . . . . . . .; reg.64A; reg.64B In this Part—; reg.64C; reg.64D; reg.64E; reg.64F An intermediary cryptoasset business must—; reg.64G; reg.64H A cryptoasset business must respond fully and without delay to; reg.77; reg.107 In determining whether a person has failed to comply with any

United States

• 31 C.F.R. Part 1010: § 1010.410 Records to be made and retained by financial institutions.

European Union

— none curated in v1

Canada

• PCMLTFA: 9.5 Every person or entity that is referred to in section 5
• PCMLTFR: 7 (1) A financial entity shall report the following transactions and i; 30 (1) A money services business shall report the following transactio; 33 (1) A foreign money services business shall report; 70 (1) A casino shall report the following transactions; 124 (1) For the purposes of section 9.5 of the Act, the; 124.1 (1) A financial entity, money services business or; 127 (1) If a person or entity that is required to report; 128 (1) If a person or entity that is required to report; 132 (1) A report that is required to be made under these

Singapore

— none curated in v1

Switzerland

• AMLO / GwV: Art. 4 Dienstleistungen für den Zahlungsverkehr; Art. 9 Geld- oder Wertübertragungsgeschäft
• AMLO-FINMA / GwV-FINMA: Art. 10 Angaben bei Zahlungsaufträgen; Art. 52 Geld- und Wertübertragungen; Art. 73 Geld- und Wertübertragung

Hong Kong

• AMLO: 12. Special requirements for wire transfers; 13A. Special requirements for virtual asset transfer

Japan

• APTCP (犯収法): 第十条　特定事業者は、顧客と本邦から外国（政令で定める国又は地域を除く。以下この条; 第十条の三　電子決済手段等取引業者は、顧客から依頼を受けて電子決済手段の移転を行う; 第十条の五　暗号資産交換業者は、顧客から依頼を受けて暗号資産の移転を行う場合におい

United Arab Emirates

• AML/CFT Implementing Regulation 2019: Article (27); Article (28); Article (24) hereof.; Article (29); Article (30); Article (4) of this Resolution.

Australia

• AML/CTF Act 2006: 28 Undertaking initial customer due diligence; 29 Exemptions from initial customer due diligence; 30 Undertaking ongoing customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 35A Reporting entities may disclose certain personal information to c; 35B Credit reporting bodies may use and disclose certain personal inf; 35C Reporting entities to notify inability to verify identity; 35D Verification information not to be collected or held by a credit ; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 35G Access to verification information; 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 36 Pre-commencement customers; 37 Collection and verification of KYC information may be carried out ; 37A Reliance on collection and verification of KYC information or oth; 37B Regular assessments of agreement or arrangement covered by sectio; 38 Reliance on collection and verification of KYC information or othe; 39D Exemption—when a suspicious matter reporting obligation arises; 50 Request to obtain information about the identity of holders of for; 96 Due diligence assessments and records of correspondent banking rel; 111 Retention of records of customer due diligence (+2 more)
• AML/CTF Amendment Act 2024: Schedule 2—Customer due diligence
• AML/CTF Rules 2025: Part 6—Customer due diligence; Division 1—Initial customer due diligence; Division 2—Providing services before completion of initial customer du; Division 3—Simplified customer due diligence; Division 4—Enhanced customer due diligence; Division 6—Nested services relationships; Division 7—Transferred customers; Division 8—Reliance on collection and verification of KYC information; Division 9—Real estate transactions; Division 10—Life policies and sinking fund policies; Division 11—Ongoing customer due diligence; Division 12—Keep open notices
• AML/CTF Transitional Rules 2026: 5 Remittance Sector Register; 6 Virtual Asset Service Provider Register; 7 Requirement for AML/CTF policies to deal with carrying out initial ; 8 Use of applicable customer identification procedures by reporting e

United Kingdom

• MLR 2017: reg.27; reg.28; reg.29; reg.30; reg.30A; reg.31; reg.32; reg.33; reg.34; reg.35; reg.37; reg.38; reg.39
• ECTEA 2022: s.12 [F23Identifying registrable beneficial owners][F23Duty to take st; s.16 Verification of registrable beneficial owners and managing office
• ECCTA 2023: s.7 Persons with initial significant control: identity verification; s.64 Identity verification of persons with significant control; s.165 Verification of registrable beneficial owners and managing offic; s.187 Enhanced due diligence: designation of high-risk countries

United States

• BSA (31 U.S.C. §§5311–5336): § 5318. Compliance, exemptions, and summons; § 5325. Identification required to purchase cer-
• 31 C.F.R. Part 1010: § 1010.230 Beneficial ownership requirements for legal entity customer; § 1010.312 Identification required.; § 1010.610 Due diligence programs for correspondent accounts for forei; § 1010.620 Due diligence programs for private banking accounts.

European Union

• AMLR (Reg (EU) 2024/1624): Article 19 Application of customer due diligence measures; Article 20 Customer due diligence measures; Article 21 Inability to comply with the requirement to apply customer ; Article 22 Identification and verification of the identity of customer; Article 23 Timing of the verification of the customer and beneficial o; Article 24 Reporting of discrepancies with information contained in be; Article 25 Identification of the purpose and intended nature of a busi; Article 26 Ongoing monitoring of the business relationship and monitor; Article 28 Regulatory technical standards on the information necessary; Article 29 Identification of third countries with significant strategi; Article 30 Identification of third countries with compliance weaknesse; Article 31 Identification of third countries posing a specific and ser; Article 33 Simplified due diligence measures; Article 34 Scope of application of enhanced due diligence measures; Article 35 Countermeasures to mitigate money laundering and terrorist ; Article 36 Specific enhanced due diligence measures for cross-border c; Article 40 Measures to mitigate risks in relation to transactions with; Article 41 Specific provisions regarding applicants for residence by i; Article 47 Specifications for the life and other investment-related in; Article 48 General provisions relating to reliance on other obliged en; Article 49 Process of reliance on another obliged entity; Article 50 Guidelines on reliance on other obliged entities; Article 79 Anonymous accounts and bearer shares and bearer share warra
• 4AMLD (Dir (EU) 2015/849): Article 9 1. Third-country jurisdictions which have strategic deficien; Article 10 1. Member States shall prohibit their credit institutions a; Article 11 Member States shall ensure that obliged entities apply cust; Article 12 1. By way of derogation from points (a), (b) and (c) of the; Article 13 1. Customer due diligence measures shall comprise:; Article 14 1. Member States shall require that verification of the ide; Article 15 1. Where a Member State or an obliged entity identifies are; Article 16 When assessing the risks of money laundering and terrorist ; Article 17 ►M2 By 26 June 2017, the ESAs shall issue guidelines, addre; Article 18 1. ►M1 In the cases referred to in Articles 18a to 24, as w; Article 18a 1. With respect to business relationships or transactions ; Article 19 With respect to cross-border correspondent relationships in; Article 19a 1. Member States shall require crypto-asset service provid; Article 24a By 1 January 2024, EBA shall issue guidelines specifying h; Article 25 Member States may permit obliged entities to rely on third ; Article 26 1. For the purposes of this Section, ‘third parties’ means ; Article 27 1. Member States shall ensure that obliged entities obtain ; Article 28 Member States shall ensure that the competent authority of ; Article 29 This Section shall not apply to outsourcing or agency relat
• AMLD6 (Dir (EU) 2024/1640): Article 5 Requirements relating to the granting of residence rights in

Canada

• PCMLTFA: 6.1 Every person or entity referred to in section 5 shall; 9 (1) Subject to section 10.1, every person or entity referred to in s; 9.2 (1) No person or entity referred to in section 5 shall; 11.42 (1) In addition to any other measure required by
• PCMLTFR: 44 (1) Subject to subsection (2), every legal counsel and; 45 Subject to subsection 62(2), every legal counsel and; 84 A person or entity shall verify, in accordance with; 85 (1) A person or entity that is subject to these Regulations shall t; 86 A financial entity shall; 87 A financial entity shall; 88 A financial entity shall; 89 A trust company shall also; 90 A financial entity that enters into a correspondent; 92 A life insurance company or life insurance broker or; 93.1 (1) A factor shall verify,; 93.2 (1) A financing or leasing entity shall verify; 94 A securities dealer shall; 95 (1) A money services business — or a foreign money; 96 A British Columbia notary public or British Columbia; 97 (1) Subject to subsections (2) and 62(2) and section; 98 Any legal counsel or legal firm that is required to ascertain the i; 100 An accountant or accounting firm shall; 101 (1) A real estate broker or sales representative shall; 102 A real estate developer shall; 102.1 A mortgage administrator, mortgage broker or; 102.2 A title insurer must; 103 A casino shall; 104 A department or an agent of His Majesty in right of (+8 more)

Singapore

• CDSA: 67.
• PSPM Act 2019: 9.; 16.

Switzerland

• Criminal Code (AML/CTF articles): Art. 305ter 431
• AMLA / GwG: Art. 3 Identifizierung der Vertragspartei; Art. 5 Erneute Identifizierung oder Feststellung der wirtschaftlich be; Art. 6 Besondere Sorgfaltspflichten; Art. 7a Vermögenswerte von geringem Wert; Art. 8a; Art. 8b Sorgfaltspflichten; Art. 8c Vereinfachte oder erhöhte Sorgfaltspflichten
• AMLO / GwV: Art. 16 Beizug Dritter; Art. 17 Identifizierung der Vertragspartei; Art. 19 Zusätzliche Abklärungen
• AMLO-FINMA / GwV-FINMA: Art. 7 Verbotene Vermögenswerte; Art. 8 Verbotene Geschäftsbeziehung; Art. 9a Abklärungen bei Sitzgesellschaften; Art. 11 Verzicht auf Einhaltung der Sorgfaltspflichten; Art. 12 Vereinfachte Sorgfaltspflichten17; Art. 15 Zusätzliche Abklärungen bei erhöhten Risiken; Art. 16 Mittel der Abklärungen; Art. 17 Zeitpunkt der zusätzlichen Abklärungen; Art. 28 Voraussetzungen; Art. 29 Modalitäten des Beizugs; Art. 35 Pflicht zur Identifizierung der Vertragspartei und zur Festste; Art. 36 Professioneller Notenhandel; Art. 37 Korrespondenzbankbeziehungen mit ausländischen Banken; Art. 40 Fondsleitungen und KAG-Investmentgesellschaften; Art. 41 Verwalter von Kollektivvermögen von ausländischen kollektiven ; Art. 42 Reglement der Selbstregulierungsorganisation des Schweizerisch; Art. 44 Erforderliche Angaben; Art. 45 Natürliche Personen sowie Inhaberinnen und Inhaber von Einzelu; Art. 46 Einfache Gesellschaften; Art. 47 Juristische Personen, Personengesellschaften und Behörden; Art. 48 Form und Behandlung der Dokumente; Art. 49 Echtheitsbestätigung; Art. 50 Verzicht auf die Echtheitsbestätigung und Fehlen der Identifiz; Art. 51 Kassageschäfte (+8 more)

Hong Kong

• AMLO: 2. What are customer due diligence measures; 3. When customer due diligence measures must be carried out; 4. Simplified customer due diligence; 18. Carrying out customer due diligence measures by means of intermedi

Japan

• APTCP (犯収法): 第四条　特定事業者（第二条第二項第四十五号に掲げる特定事業者（第十二条において「弁; 第五条　特定事業者は、顧客等又は代表者等が特定取引等を行う際に取引時確認に応じない; 第十二条　弁護士等による取引時確認、確認記録の作成及び保存、取引記録等の作成及び保; 第四条　一部施行日の前日までの間における次の表の上欄に掲げるこの法律の規定の適用に
• FEFTA (外為法): 第十八条　銀行等は、次の各号に掲げる顧客と本邦から外国へ向けた支払又は非居住者との; 第十八条の二　銀行等は、顧客又は代表者等が特定為替取引を行う際に本人確認に応じない; 第十八条の五　第十八条から前条までの規定は、資金移動業者が特定為替取引を行う場合に; 第十八条の六　第十八条から第十八条の四までの規定は、電子決済手段等取引業者等がその; 第二十二条の二　銀行等、信託会社（信託業法（平成十六年法律第百五十四号）第二条第二; 第二十二条の三　第十八条第二項から第四項まで、第十八条の二から第十八条の四まで及び

United Arab Emirates

• Federal AML/CFT Law 2025: Article (19)
• AML/CFT Implementing Regulation 2019: Article (20) hereof;; Article (5); Article (6); Article (7); Article (9); Article (11); Article (12); Article (13); Article (14); Article (15); Article (19); Article (22)

Australia

• AML/CTF Act 2006: 10A Key terms relating to reporting groups; 26B What is an AML/CTF program?; 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26E Reporting entities must have up-to-date ML/TF risk assessment bef; 26F Reporting entities must develop and maintain AML/CTF policies; 26G Reporting entities must comply with AML/CTF policies; 26H AML/CTF responsibilities of governing bodies; 26J Reporting entities must designate an individual as the AML/CTF co; 26K Reporting entities must have an AML/CTF compliance officer; 26L AML/CTF compliance officer’s functions; 26M Reporting entities must notify AUSTRAC of entity’s AML/CTF compli; 26N AML/CTF program documentation; 26P AML/CTF program approvals; 26Q Requests for AML/CTF documentation; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk ; 26S Registered remittance affiliates of a registered remittance netwo; 26U Business of a lead entity of a reporting group; 47 AML/CTF compliance reports; 116 Retention of records relating to Part 1A; 161 External audits—risk management etc.; 236B Application of this Act in relation to reporting groups
• AML/CTF Amendment Act 2024: Schedule 1—AML/CTF programs and business groups
• AML/CTF Rules 2025: Part 2—Reporting groups; Part 5—AML/CTF programs; Division 2—AML/CTF policies related to ML/TF risk mitigation; Division 3—AML/CTF policies related to governance and compliance manag; Division 4—AML/CTF compliance officers; Division 5—AML/CTF program documentation; Division 6—AML/CTF policies related to lead entities; Division 7—AML/CTF policies related to transfers of value; Division 8—AML/CTF policies related to real estate transactions
• AML/CTF Transitional Rules 2026: 5 Remittance Sector Register; 7 Requirement for AML/CTF policies to deal with carrying out initial ; Part 5—Virtual asset service providers; 12 Delayed application of certain Principal Act provisions; 13 Timing of enrolment; 14 Registration to provide registrable virtual asset services; 16 Timing of first independent evaluation for previously regulated re; 17 Timing of first independent evaluation for reporting entities that; 18 Notifying AML/CTF compliance officer—general; 19 Notifying AML/CTF compliance officer—certain persons with delayed

United Kingdom

• MLR 2017: reg.18; reg.19; reg.19A; reg.20; reg.21; reg.24
• SAMLA 2018: s.49 Money laundering and terrorist financing etc

United States

• BSA (31 U.S.C. §§5311–5336): § 5318. Compliance, exemptions, and summons
• 31 C.F.R. Part 1010: § 1010.205 Exempted anti-money laundering programs for certain financi

European Union

• AMLR (Reg (EU) 2024/1624): Article 9 Scope of internal policies, procedures and controls; Article 10 Business-wide risk assessment; Article 11 Compliance functions; Article 12 Awareness of requirements; Article 13 Integrity of employees; Article 14 Reporting of breaches and protection of reporting persons; Article 16 Group-wide requirements; Article 17 Branches and subsidiaries in third countries; Article 18 Outsourcing
• 4AMLD (Dir (EU) 2015/849): Article 8 1. Member States shall ensure that obliged entities take app; Article 45 1. Member States shall require obliged entities that are pa; Article 46 1. Member States shall require that obliged entities take m

Canada

• PCMLTFA: 9.6 (1) Every person or entity referred to in section 5; 9.61 (1) Every entity referred to in paragraph 5(e.1); 9.7 (1) Every entity referred to in any of paragraphs 5(a); 9.8 (1) Every entity referred to in any of paragraphs 5(a)
• PCMLTFR: 156 (1) For the purposes of subsection 9.6(1) of the Act,; 157 The prescribed special measures that are required

Singapore

• CDSA: 67.
• PSPM Act 2019: 19.

Switzerland

• AMLA / GwG: Art. 8 Organisatorische Massnahmen; Art. 8d Organisatorische Massnahmen
• AMLO-FINMA / GwV-FINMA: Art. 5 Zweigniederlassungen und Gruppengesellschaften im Ausland; Art. 6 Globale Überwachung der Rechts- und Reputationsrisiken; Art. 19 Verantwortung des obersten Geschäftsführungsorgans bei erhöhte; Art. 20 Überwachung der Geschäftsbeziehungen und der Transaktionen; Art. 23 Neue Produkte, Geschäftspraktiken und Technologien; Art. 24 Geldwäschereifachstelle; Art. 25 Weitere Aufgaben der Geldwäschereifachstelle; Art. 26 Interne Weisungen; Art. 27 Integrität und Ausbildung; Art. 75 Geldwäschereifachstelle für Finanzintermediäre; Art. 75a Geldwäschereifachstelle für Personen nach Artikel 1b BankG

Hong Kong

• AMLO: 19. Financial institutions and DNFBPs to establish procedures; 22. Duties extended to branches and subsidiary undertakings outside Ho; 23. Financial institutions and DNFBPs to prevent contravention of Part

Japan

• APTCP (犯収法): 第十一条　特定事業者は、取引時確認、取引記録等の保存、疑わしい取引の届出等の措置

United Arab Emirates

• Federal AML/CFT Law 2025: Article (19)
• AML/CFT Implementing Regulation 2019: Article (21); Article (31); Article (32)

Australia

• AML/CTF Act 2006: 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26E Reporting entities must have up-to-date ML/TF risk assessment bef; 26F Reporting entities must develop and maintain AML/CTF policies; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk ; 30 Undertaking ongoing customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 161 External audits—risk management etc.; 28 Undertaking initial customer due diligence; 29 Exemptions from initial customer due diligence; 35A Reporting entities may disclose certain personal information to c; 35B Credit reporting bodies may use and disclose certain personal inf; 35C Reporting entities to notify inability to verify identity; 35D Verification information not to be collected or held by a credit ; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 35G Access to verification information; 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 36 Pre-commencement customers; 37 Collection and verification of KYC information may be carried out ; 37A Reliance on collection and verification of KYC information or oth (+8 more)
• AML/CTF Rules 2025: Part 5—AML/CTF programs; Division 1—ML/TF risk assessment; Division 2—AML/CTF policies related to ML/TF risk mitigation; Part 6—Customer due diligence; Division 1—Initial customer due diligence; Division 2—Providing services before completion of initial customer du; Division 3—Simplified customer due diligence; Division 4—Enhanced customer due diligence; Division 6—Nested services relationships; Division 7—Transferred customers; Division 8—Reliance on collection and verification of KYC information; Division 9—Real estate transactions; Division 10—Life policies and sinking fund policies; Division 11—Ongoing customer due diligence; Division 12—Keep open notices
• AML/CTF Amendment Act 2024: Schedule 2—Customer due diligence
• AML/CTF Transitional Rules 2026: 5 Remittance Sector Register; 6 Virtual Asset Service Provider Register; 7 Requirement for AML/CTF policies to deal with carrying out initial ; 8 Use of applicable customer identification procedures by reporting e

United Kingdom

• MLR 2017: reg.16; reg.16A; reg.17; reg.18; reg.18A; reg.33; reg.37; reg.46; reg.27; reg.28; reg.29; reg.30; reg.30A; reg.31; reg.32; reg.34; reg.35; reg.38; reg.39
• ECCTA 2023: s.187 Enhanced due diligence: designation of high-risk countries; s.7 Persons with initial significant control: identity verification; s.64 Identity verification of persons with significant control; s.165 Verification of registrable beneficial owners and managing offic
• ECTEA 2022: s.12 [F23Identifying registrable beneficial owners][F23Duty to take st; s.16 Verification of registrable beneficial owners and managing office

United States

• BSA (31 U.S.C. §§5311–5336): § 5318. Compliance, exemptions, and summons; § 5325. Identification required to purchase cer-
• 31 C.F.R. Part 1010: § 1010.230 Beneficial ownership requirements for legal entity customer; § 1010.312 Identification required.; § 1010.610 Due diligence programs for correspondent accounts for forei; § 1010.620 Due diligence programs for private banking accounts.

European Union

• AMLR (Reg (EU) 2024/1624): Article 10 Business-wide risk assessment; Article 29 Identification of third countries with significant strategi; Article 30 Identification of third countries with compliance weaknesse; Article 31 Identification of third countries posing a specific and ser; Article 32 Guidelines on money laundering and terrorist financing risk; Article 33 Simplified due diligence measures; Article 34 Scope of application of enhanced due diligence measures; Article 35 Countermeasures to mitigate money laundering and terrorist ; Article 19 Application of customer due diligence measures; Article 20 Customer due diligence measures; Article 21 Inability to comply with the requirement to apply customer ; Article 22 Identification and verification of the identity of customer; Article 23 Timing of the verification of the customer and beneficial o; Article 24 Reporting of discrepancies with information contained in be; Article 25 Identification of the purpose and intended nature of a busi; Article 26 Ongoing monitoring of the business relationship and monitor; Article 28 Regulatory technical standards on the information necessary; Article 36 Specific enhanced due diligence measures for cross-border c; Article 40 Measures to mitigate risks in relation to transactions with; Article 41 Specific provisions regarding applicants for residence by i; Article 47 Specifications for the life and other investment-related in; Article 48 General provisions relating to reliance on other obliged en; Article 49 Process of reliance on another obliged entity; Article 50 Guidelines on reliance on other obliged entities (+1 more)
• 4AMLD (Dir (EU) 2015/849): Article 4 1. Member States shall, in accordance with the risk-based ap; Article 6 1. The Commission shall conduct an assessment of the risks o; Article 7 1. Each Member State shall take appropriate steps to identif; Article 8 1. Member States shall ensure that obliged entities take app; Article 9 1. Third-country jurisdictions which have strategic deficien; Article 15 1. Where a Member State or an obliged entity identifies are; Article 16 When assessing the risks of money laundering and terrorist ; Article 18 1. ►M1 In the cases referred to in Articles 18a to 24, as w; Article 18a 1. With respect to business relationships or transactions ; Article 10 1. Member States shall prohibit their credit institutions a; Article 11 Member States shall ensure that obliged entities apply cust; Article 12 1. By way of derogation from points (a), (b) and (c) of the; Article 13 1. Customer due diligence measures shall comprise:; Article 14 1. Member States shall require that verification of the ide; Article 17 ►M2 By 26 June 2017, the ESAs shall issue guidelines, addre; Article 19 With respect to cross-border correspondent relationships in; Article 19a 1. Member States shall require crypto-asset service provid; Article 24a By 1 January 2024, EBA shall issue guidelines specifying h; Article 25 Member States may permit obliged entities to rely on third ; Article 26 1. For the purposes of this Section, ‘third parties’ means ; Article 27 1. Member States shall ensure that obliged entities obtain ; Article 28 Member States shall ensure that the competent authority of ; Article 29 This Section shall not apply to outsourcing or agency relat
• AMLD6 (Dir (EU) 2024/1640): Article 3 Identification of exposed sectors at national level; Article 7 Risk assessment at Union level; Article 8 National risk assessment; Article 40 Risk-based supervision; Article 5 Requirements relating to the granting of residence rights in
• AMLA Reg (Reg (EU) 2024/1620): Article 8 AML/CFT supervisory methodology; Article 12 Assessment of credit institutions and financial institution

Canada

• PCMLTFA: 9.6 (1) Every person or entity referred to in section 5; 6.1 Every person or entity referred to in section 5 shall; 9 (1) Subject to section 10.1, every person or entity referred to in s; 9.2 (1) No person or entity referred to in section 5 shall; 11.42 (1) In addition to any other measure required by
• PCMLTFR: 98 Any legal counsel or legal firm that is required to ascertain the i; 99 If, as a result of its ongoing monitoring of a business; 111 (1) If a person or entity that is referred to in any of; 114 (1) If a person or entity that is referred to in any of; 121 (1) A financial entity, securities dealer or casino; 123.1 A person or entity referred to in section 5 of the; 157 The prescribed special measures that are required; 44 (1) Subject to subsection (2), every legal counsel and; 45 Subject to subsection 62(2), every legal counsel and; 84 A person or entity shall verify, in accordance with; 85 (1) A person or entity that is subject to these Regulations shall t; 86 A financial entity shall; 87 A financial entity shall; 88 A financial entity shall; 89 A trust company shall also; 90 A financial entity that enters into a correspondent; 92 A life insurance company or life insurance broker or; 93.1 (1) A factor shall verify,; 93.2 (1) A financing or leasing entity shall verify; 94 A securities dealer shall; 95 (1) A money services business — or a foreign money; 96 A British Columbia notary public or British Columbia; 97 (1) Subject to subsections (2) and 62(2) and section; 100 An accountant or accounting firm shall (+12 more)

Singapore

• PSPM Act 2019: 19.; 9.; 16.
• CDSA: 67.

Switzerland

• AMLA / GwG: Art. 6 Besondere Sorgfaltspflichten; Art. 8c Vereinfachte oder erhöhte Sorgfaltspflichten; Art. 3 Identifizierung der Vertragspartei; Art. 5 Erneute Identifizierung oder Feststellung der wirtschaftlich be; Art. 7a Vermögenswerte von geringem Wert; Art. 8a; Art. 8b Sorgfaltspflichten
• AMLO / GwV: Art. 19 Zusätzliche Abklärungen; Art. 16 Beizug Dritter; Art. 17 Identifizierung der Vertragspartei
• AMLO-FINMA / GwV-FINMA: Art. 5 Zweigniederlassungen und Gruppengesellschaften im Ausland; Art. 6 Globale Überwachung der Rechts- und Reputationsrisiken; Art. 11 Verzicht auf Einhaltung der Sorgfaltspflichten; Art. 12 Vereinfachte Sorgfaltspflichten17; Art. 13 Geschäftsbeziehungen mit erhöhten Risiken; Art. 14 Transaktionen mit erhöhten Risiken; Art. 15 Zusätzliche Abklärungen bei erhöhten Risiken; Art. 17 Zeitpunkt der zusätzlichen Abklärungen; Art. 18 Aufnahme von Geschäftsbeziehungen mit erhöhten Risiken; Art. 19 Verantwortung des obersten Geschäftsführungsorgans bei erhöhte; Art. 20 Überwachung der Geschäftsbeziehungen und der Transaktionen; Art. 21 Qualifiziertes Steuervergehen; Art. 23 Neue Produkte, Geschäftspraktiken und Technologien; Art. 25 Weitere Aufgaben der Geldwäschereifachstelle; Art. 38 Kriterien für Transaktionen mit erhöhten Risiken; Art. 72 Kriterien für Geschäftsbeziehungen mit erhöhten Risiken; Art. 73 Geld- und Wertübertragung; Art. 7 Verbotene Vermögenswerte; Art. 8 Verbotene Geschäftsbeziehung; Art. 9a Abklärungen bei Sitzgesellschaften; Art. 16 Mittel der Abklärungen; Art. 28 Voraussetzungen; Art. 29 Modalitäten des Beizugs; Art. 35 Pflicht zur Identifizierung der Vertragspartei und zur Festste (+21 more)
• Criminal Code (AML/CTF articles): Art. 305ter 431

Hong Kong

• AMLO: 4. Simplified customer due diligence; 2. What are customer due diligence measures; 3. When customer due diligence measures must be carried out; 18. Carrying out customer due diligence measures by means of intermedi

Japan

• APTCP (犯収法): 第三条　国家公安委員会は、特定事業者による顧客等の本人特定事項等の確認、取引記録等; 第十一条　特定事業者は、取引時確認、取引記録等の保存、疑わしい取引の届出等の措置; 第四条　特定事業者（第二条第二項第四十五号に掲げる特定事業者（第十二条において「弁; 第五条　特定事業者は、顧客等又は代表者等が特定取引等を行う際に取引時確認に応じない; 第十二条　弁護士等による取引時確認、確認記録の作成及び保存、取引記録等の作成及び保; 第四条　一部施行日の前日までの間における次の表の上欄に掲げるこの法律の規定の適用に
• FEFTA (外為法): 第十八条　銀行等は、次の各号に掲げる顧客と本邦から外国へ向けた支払又は非居住者との; 第十八条の二　銀行等は、顧客又は代表者等が特定為替取引を行う際に本人確認に応じない; 第十八条の五　第十八条から前条までの規定は、資金移動業者が特定為替取引を行う場合に; 第十八条の六　第十八条から第十八条の四までの規定は、電子決済手段等取引業者等がその; 第二十二条の二　銀行等、信託会社（信託業法（平成十六年法律第百五十四号）第二条第二; 第二十二条の三　第十八条第二項から第四項まで、第十八条の二から第十八条の四まで及び

United Arab Emirates

• Federal AML/CFT Law 2025: Article (19)
• AML/CFT Implementing Regulation 2019: Article (20) hereof;; Article (22); Article (23); Article (44); Article (5); Article (6); Article (7); Article (9); Article (11); Article (12); Article (13); Article (14); Article (15); Article (19)

Australia

• AML/CTF Act 2006: 39D Exemption—when a suspicious matter reporting obligation arises; 41 Reports of suspicious matters
• AML/CTF Rules 2025: Part 9—Reporting; Division 1—Reports of suspicious matters

United Kingdom

• POCA 2002: s.330 Failure to disclose: regulated sector; s.331 Failure to disclose: nominated officers in the regulated sector; s.332 Failure to disclose: other nominated officers; s.335 Appropriate consent; s.336 Nominated officer: consent; s.337 Protected disclosures; s.338 Authorised disclosures; s.339 Form and manner of disclosures; s.339A Threshold amounts
• Terrorism Act 2000: s.19 Disclosure of information: duty.; s.20 Disclosure of information: permission.; s.21 Cooperation with police.
• MLR 2017: reg.103; reg.104; reg.104A Schedule 6A makes provision in relation to the NCA in its cap
• ECCTA 2023: s.184 Money laundering: offences of failing to disclose; s.185 Money laundering: information orders; s.186 Terrorist financing: information orders; s.188 Direct disclosures of information: restrictions on civil liabili; s.189 Indirect disclosure of information: restrictions on civil liabil

United States

• BSA (31 U.S.C. §§5311–5336): § 5318. Compliance, exemptions, and summons; § 5333. Safe harbor with respect to keep open di-
• 31 C.F.R. Part 1010: § 1010.320 Reports of suspicious transactions.

European Union

• AMLR (Reg (EU) 2024/1624): Article 69 Reporting of suspicions; Article 70 Specific provisions for reporting of suspicions by certain ; Article 71 Refraining from carrying out transactions; Article 72 Disclosure to FIU
• 4AMLD (Dir (EU) 2015/849): Article 33 1. Member States shall require obliged entities, and, where; Article 34 1. By way of derogation from Article 33(1), Member States m; Article 35 1. Member States shall require obliged entities to refrain ; Article 36 1. Member States shall ensure that if, in the course of che; Article 37 Disclosure of information in good faith by an obliged entit; Article 38 1. Member States shall ensure that individuals, including e
• AMLD6 (Dir (EU) 2024/1640): Article 24 Suspension or withholding of consent; Article 25 Instructions to monitor transactions or activities; Article 26 Alerts to obliged entities; Article 28 Feedback by FIU; Article 36 Confidentiality of reporting; Article 42 Disclosure to FIUs

Canada

• PCMLTFA: 7 Subject to section 10.1, every person or entity referred

Singapore

• CDSA: 5.; 45.; 48.
• TSOFA: 8.; 10.; 10A.
• UN (Anti-Terrorism Measures) Regs: 10.
• PSPM Act 2019: 21.

Switzerland

• AMLA / GwG: Art. 9 Meldepflicht; Art. 9a Kundenaufträge betreffend die gemeldeten Vermögenswerte; Art. 9b Abbruch der Geschäftsbeziehung; Art. 10 Vermögenssperre; Art. 11 Straf- und Haftungsausschluss; Art. 11a; Art. 15 Prüfpflicht für Händlerinnen und Händler; Art. 16; Art. 22a; Art. 23; Art. 27 Meldepflicht213; Art. 34 Datenbanken und Akten im Zusammenhang mit den Meldungen und de; Art. 37 Verletzung der Meldepflicht
• AMLO / GwV: Art. 12a Verbot des Abbruchs der Geschäftsbeziehung; Art. 12b Abbruch der Geschäftsbeziehung; Art. 20 Meldepflicht
• AMLO-FINMA / GwV-FINMA: Art. 22a Information von Behörden und Dokumentation; Art. 25a Entscheidungskompetenz bei Meldungen

Hong Kong

• OSCO: 25A. Disclosure of knowledge or suspicion that property represents pro
• DTROP: 25A. Disclosure of knowledge or suspicion that property represents pro
• UNATMO: 12. Disclosure of knowledge or suspicion that property is terrorist pr

Japan

• APTCP (犯収法): 第八条　特定事業者（第二条第二項第四十六号から第四十九号までに掲げる特定事業者を除; 第十三条　国家公安委員会は、疑わしい取引の届出に係る事項、特定複合観光施設区域整備; 第八条　証券取引法等の一部を改正する法律の施行に伴う関係法律の整備等に関する法律の

United Arab Emirates

• Federal AML/CFT Law 2025: Article (18); Article (24); Article (28); Article (37)
• Federal AML/CFT Law 2018 (superseded): Article (15); Article (24); Article (27)
• AML/CFT Implementing Regulation 2019: Article (13); Article (16); Article (17)

Australia

• AML/CTF Act 2006: 50A Secrecy—information obtained under section 49, 49B or 49C; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 124 Report and information not admissible; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contraventi; 207 Disclosing existence or nature of notice
• AML/CTF Amendment Act 2024: Schedule 5—Tipping off offence and disclosure of AUSTRAC information t
• AML/CTF Rules 2025: Part 10—Secrecy and access

United Kingdom

• POCA 2002: s.333B Disclosures within an undertaking or group etc; s.333C Other permitted disclosures between institutions etc; s.333D Other permitted disclosures etc; s.333E Interpretation of sections 333A to 333D; s.342 Offences of prejudicing investigation
• Terrorism Act 2000: s.21D Tipping off: regulated sector; s.21E Disclosures within an undertaking or group etc; s.21F Other permitted disclosures between institutions etc; s.21G Other permitted disclosures etc; s.21H Interpretation of sections 21D to 21G
• MLR 2017: reg.87

United States

— none curated in v1

European Union

• AMLR (Reg (EU) 2024/1624): Article 73 Prohibition of disclosure
• 4AMLD (Dir (EU) 2015/849): Article 39 1. Obliged entities and their directors and employees shall

Canada

• PCMLTFA: 8 No person or entity shall disclose that they have made,

Singapore

• CDSA: 57.; 70.
• TSOFA: 10B.

Switzerland

• AMLA / GwG: Art. 10a Informationsverbot
• AMLO / GwV: Art. 12c Information an einen Finanzintermediär

Hong Kong

• OSCO: 25A. Disclosure of knowledge or suspicion that property represents pro; 26. Restriction on revealing disclosure under section 25A
• DTROP: 25A. Disclosure of knowledge or suspicion that property represents pro; 26. Restriction on revealing disclosure under section 25A
• UNATMO: 12. Disclosure of knowledge or suspicion that property is terrorist pr

Japan

— none curated in v1

United Arab Emirates

• Federal AML/CFT Law 2025: Article (24); Article (29)
• Combating Terrorism Crimes Law 2014: Article (60)
• Federal AML/CFT Law 2018 (superseded): Article (17)
• AML/CFT Implementing Regulation 2019: Article (18); Article (39)
• TFS / UN-sanctions mechanism 2020: Article (23)

Australia

• AML/CTF Act 2006: 6 Designated services; 7 Services provided jointly to 2 or more customers; 139 Providing a designated service using a false customer name or cus; 140 Receiving a designated service using a false customer name or cus; 28 Undertaking initial customer due diligence; 29 Exemptions from initial customer due diligence; 30 Undertaking ongoing customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 35A Reporting entities may disclose certain personal information to c; 35B Credit reporting bodies may use and disclose certain personal inf; 35C Reporting entities to notify inability to verify identity; 35D Verification information not to be collected or held by a credit ; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 35G Access to verification information; 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 36 Pre-commencement customers; 37 Collection and verification of KYC information may be carried out ; 37A Reliance on collection and verification of KYC information or oth; 37B Regular assessments of agreement or arrangement covered by sectio; 38 Reliance on collection and verification of KYC information or othe (+6 more)
• AML/CTF Amendment Act 2024: Schedule 3—Regulating additional high-risk services; Part 1—Real estate; Part 2—Dealers in precious metals and stones; Part 3—Professional services; Schedule 2—Customer due diligence
• AML/CTF Rules 2025: Part 6—Customer due diligence; Division 1—Initial customer due diligence; Division 2—Providing services before completion of initial customer du; Division 3—Simplified customer due diligence; Division 4—Enhanced customer due diligence; Division 6—Nested services relationships; Division 7—Transferred customers; Division 8—Reliance on collection and verification of KYC information; Division 9—Real estate transactions; Division 10—Life policies and sinking fund policies; Division 11—Ongoing customer due diligence; Division 12—Keep open notices
• AML/CTF Transitional Rules 2026: 5 Remittance Sector Register; 6 Virtual Asset Service Provider Register; 7 Requirement for AML/CTF policies to deal with carrying out initial ; 8 Use of applicable customer identification procedures by reporting e

United Kingdom

• MLR 2017: reg.8; reg.10; reg.11 In these Regulations—; reg.12; reg.13; reg.14; reg.14A; reg.27; reg.28; reg.29; reg.30; reg.30A; reg.31; reg.32; reg.33; reg.34; reg.35; reg.37; reg.38; reg.39
• ECTEA 2022: s.12 [F23Identifying registrable beneficial owners][F23Duty to take st; s.16 Verification of registrable beneficial owners and managing office
• ECCTA 2023: s.7 Persons with initial significant control: identity verification; s.64 Identity verification of persons with significant control; s.165 Verification of registrable beneficial owners and managing offic; s.187 Enhanced due diligence: designation of high-risk countries

United States

• BSA (31 U.S.C. §§5311–5336): § 5318. Compliance, exemptions, and summons; § 5325. Identification required to purchase cer-
• 31 C.F.R. Part 1010: § 1010.230 Beneficial ownership requirements for legal entity customer; § 1010.312 Identification required.; § 1010.610 Due diligence programs for correspondent accounts for forei; § 1010.620 Due diligence programs for private banking accounts.

European Union

• AMLR (Reg (EU) 2024/1624): Article 3 Obliged entities; Article 19 Application of customer due diligence measures; Article 20 Customer due diligence measures; Article 21 Inability to comply with the requirement to apply customer ; Article 22 Identification and verification of the identity of customer; Article 23 Timing of the verification of the customer and beneficial o; Article 24 Reporting of discrepancies with information contained in be; Article 25 Identification of the purpose and intended nature of a busi; Article 26 Ongoing monitoring of the business relationship and monitor; Article 28 Regulatory technical standards on the information necessary; Article 29 Identification of third countries with significant strategi; Article 30 Identification of third countries with compliance weaknesse; Article 31 Identification of third countries posing a specific and ser; Article 33 Simplified due diligence measures; Article 34 Scope of application of enhanced due diligence measures; Article 35 Countermeasures to mitigate money laundering and terrorist ; Article 36 Specific enhanced due diligence measures for cross-border c; Article 40 Measures to mitigate risks in relation to transactions with; Article 41 Specific provisions regarding applicants for residence by i; Article 47 Specifications for the life and other investment-related in; Article 48 General provisions relating to reliance on other obliged en; Article 49 Process of reliance on another obliged entity; Article 50 Guidelines on reliance on other obliged entities; Article 79 Anonymous accounts and bearer shares and bearer share warra
• 4AMLD (Dir (EU) 2015/849): Article 2 1. This Directive shall apply to the following obliged entit; Article 9 1. Third-country jurisdictions which have strategic deficien; Article 10 1. Member States shall prohibit their credit institutions a; Article 11 Member States shall ensure that obliged entities apply cust; Article 12 1. By way of derogation from points (a), (b) and (c) of the; Article 13 1. Customer due diligence measures shall comprise:; Article 14 1. Member States shall require that verification of the ide; Article 15 1. Where a Member State or an obliged entity identifies are; Article 16 When assessing the risks of money laundering and terrorist ; Article 17 ►M2 By 26 June 2017, the ESAs shall issue guidelines, addre; Article 18 1. ►M1 In the cases referred to in Articles 18a to 24, as w; Article 18a 1. With respect to business relationships or transactions ; Article 19 With respect to cross-border correspondent relationships in; Article 19a 1. Member States shall require crypto-asset service provid; Article 24a By 1 January 2024, EBA shall issue guidelines specifying h; Article 25 Member States may permit obliged entities to rely on third ; Article 26 1. For the purposes of this Section, ‘third parties’ means ; Article 27 1. Member States shall ensure that obliged entities obtain ; Article 28 Member States shall ensure that the competent authority of ; Article 29 This Section shall not apply to outsourcing or agency relat
• AMLD6 (Dir (EU) 2024/1640): Article 5 Requirements relating to the granting of residence rights in

Canada

• PCMLTFA: 4 This Act is binding on Her Majesty in right of Canada; 6.1 Every person or entity referred to in section 5 shall; 9 (1) Subject to section 10.1, every person or entity referred to in s; 9.2 (1) No person or entity referred to in section 5 shall; 11.42 (1) In addition to any other measure required by
• PCMLTFR: 6 (1) A financial services cooperative is engaged in a; 17 (1) A life insurance broker or agent is engaged in a; 24.1 A factor is engaged in a business or profession for; 24.15 A financing or leasing entity is engaged in a business or profes; 29.1 For the purposes of subparagraphs 5(h)(v) and; 36.1 A money services business, in connection with; 38 (1) A British Columbia notary public or British; 47 (1) An accountant or accounting firm is engaged in a; 53 A real estate broker or sales representative is engaged; 59 A real estate developer is engaged in a business or; 64.1 (1) A mortgage administrator is engaged in a business or professi; 64.7 A title insurer is engaged in a business or profession for the pu; 65 (1) A dealer in precious metals and precious stones,; 76 A department or an agent of His Majesty in right of; 77 A department or an agent of His Majesty in right of; 44 (1) Subject to subsection (2), every legal counsel and; 45 Subject to subsection 62(2), every legal counsel and; 84 A person or entity shall verify, in accordance with; 85 (1) A person or entity that is subject to these Regulations shall t; 86 A financial entity shall; 87 A financial entity shall; 88 A financial entity shall; 89 A trust company shall also; 90 A financial entity that enters into a correspondent (+23 more)

Singapore

• PSPM Act 2019: 9.; 16.
• CDSA: 67.

Switzerland

• AMLA / GwG: Art. 2 Geltungsbereich; Art. 3 Identifizierung der Vertragspartei; Art. 5 Erneute Identifizierung oder Feststellung der wirtschaftlich be; Art. 6 Besondere Sorgfaltspflichten; Art. 7a Vermögenswerte von geringem Wert; Art. 8a; Art. 8b Sorgfaltspflichten; Art. 8c Vereinfachte oder erhöhte Sorgfaltspflichten
• AMLO / GwV: Art. 3 Kreditgeschäft; Art. 4 Dienstleistungen für den Zahlungsverkehr; Art. 5 Handelstätigkeit; Art. 6 Weitere Tätigkeiten; Art. 13 Händlerinnen und Händler; Art. 14 Gewerblicher Handel; Art. 15 Güter; Art. 15a Erfasste Edelmetalle und Edelsteine; Art. 16 Beizug Dritter; Art. 17 Identifizierung der Vertragspartei; Art. 19 Zusätzliche Abklärungen
• Criminal Code (AML/CTF articles): Art. 305ter 431
• AMLO-FINMA / GwV-FINMA: Art. 7 Verbotene Vermögenswerte; Art. 8 Verbotene Geschäftsbeziehung; Art. 9a Abklärungen bei Sitzgesellschaften; Art. 11 Verzicht auf Einhaltung der Sorgfaltspflichten; Art. 12 Vereinfachte Sorgfaltspflichten17; Art. 15 Zusätzliche Abklärungen bei erhöhten Risiken; Art. 16 Mittel der Abklärungen; Art. 17 Zeitpunkt der zusätzlichen Abklärungen; Art. 28 Voraussetzungen; Art. 29 Modalitäten des Beizugs; Art. 35 Pflicht zur Identifizierung der Vertragspartei und zur Festste; Art. 36 Professioneller Notenhandel; Art. 37 Korrespondenzbankbeziehungen mit ausländischen Banken; Art. 40 Fondsleitungen und KAG-Investmentgesellschaften; Art. 41 Verwalter von Kollektivvermögen von ausländischen kollektiven ; Art. 42 Reglement der Selbstregulierungsorganisation des Schweizerisch; Art. 44 Erforderliche Angaben; Art. 45 Natürliche Personen sowie Inhaberinnen und Inhaber von Einzelu; Art. 46 Einfache Gesellschaften; Art. 47 Juristische Personen, Personengesellschaften und Behörden; Art. 48 Form und Behandlung der Dokumente; Art. 49 Echtheitsbestätigung; Art. 50 Verzicht auf die Echtheitsbestätigung und Fehlen der Identifiz; Art. 51 Kassageschäfte (+8 more)

Hong Kong

• AMLO: 29. Restriction on operating money service; 53F. Offence of carrying on trust or company service business without ; 53ZRB. Meaning of providing VA service and performing regulated functi; 53ZRD. Licence required for carrying on VA service business; 53ZU. Meaning of dealing in precious metals and stones; 53ZUE. Offence of carrying out certain transaction without registratio; 2. What are customer due diligence measures; 3. When customer due diligence measures must be carried out; 4. Simplified customer due diligence; 18. Carrying out customer due diligence measures by means of intermedi

Japan

• APTCP (犯収法): 第二条　この法律において「犯罪による収益」とは、組織的犯罪処罰法第二条第四項に規定; 第十二条　弁護士等による取引時確認、確認記録の作成及び保存、取引記録等の作成及び保; 第四条　特定事業者（第二条第二項第四十五号に掲げる特定事業者（第十二条において「弁; 第五条　特定事業者は、顧客等又は代表者等が特定取引等を行う際に取引時確認に応じない; 第四条　一部施行日の前日までの間における次の表の上欄に掲げるこの法律の規定の適用に
• FEFTA (外為法): 第十八条　銀行等は、次の各号に掲げる顧客と本邦から外国へ向けた支払又は非居住者との; 第十八条の二　銀行等は、顧客又は代表者等が特定為替取引を行う際に本人確認に応じない; 第十八条の五　第十八条から前条までの規定は、資金移動業者が特定為替取引を行う場合に; 第十八条の六　第十八条から第十八条の四までの規定は、電子決済手段等取引業者等がその; 第二十二条の二　銀行等、信託会社（信託業法（平成十六年法律第百五十四号）第二条第二; 第二十二条の三　第十八条第二項から第四項まで、第十八条の二から第十八条の四まで及び

United Arab Emirates

• AML/CFT Implementing Regulation 2019: Article (3); Article (20) hereof;; Article (5); Article (6); Article (7); Article (9); Article (11); Article (12); Article (13); Article (14); Article (15); Article (19); Article (22)
• Federal AML/CFT Law 2025: Article (19)

Australia

• AML/CTF Act 2006: 6 Designated services; 7 Services provided jointly to 2 or more customers; 139 Providing a designated service using a false customer name or cus; 140 Receiving a designated service using a false customer name or cus
• AML/CTF Amendment Act 2024: Schedule 3—Regulating additional high-risk services; Part 1—Real estate; Part 2—Dealers in precious metals and stones; Part 3—Professional services

United Kingdom

• MLR 2017: reg.8; reg.10; reg.11 In these Regulations—; reg.12; reg.13; reg.14; reg.14A

United States

— none curated in v1

European Union

• AMLR (Reg (EU) 2024/1624): Article 3 Obliged entities
• 4AMLD (Dir (EU) 2015/849): Article 2 1. This Directive shall apply to the following obliged entit

Canada

• PCMLTFA: 4 This Act is binding on Her Majesty in right of Canada
• PCMLTFR: 6 (1) A financial services cooperative is engaged in a; 17 (1) A life insurance broker or agent is engaged in a; 24.1 A factor is engaged in a business or profession for; 24.15 A financing or leasing entity is engaged in a business or profes; 29.1 For the purposes of subparagraphs 5(h)(v) and; 36.1 A money services business, in connection with; 38 (1) A British Columbia notary public or British; 47 (1) An accountant or accounting firm is engaged in a; 53 A real estate broker or sales representative is engaged; 59 A real estate developer is engaged in a business or; 64.1 (1) A mortgage administrator is engaged in a business or professi; 64.7 A title insurer is engaged in a business or profession for the pu; 65 (1) A dealer in precious metals and precious stones,; 76 A department or an agent of His Majesty in right of; 77 A department or an agent of His Majesty in right of

Singapore

• PSPM Act 2019: 9.

Switzerland

• AMLA / GwG: Art. 2 Geltungsbereich
• AMLO / GwV: Art. 3 Kreditgeschäft; Art. 4 Dienstleistungen für den Zahlungsverkehr; Art. 5 Handelstätigkeit; Art. 6 Weitere Tätigkeiten; Art. 13 Händlerinnen und Händler; Art. 14 Gewerblicher Handel; Art. 15 Güter; Art. 15a Erfasste Edelmetalle und Edelsteine

Hong Kong

• AMLO: 29. Restriction on operating money service; 53F. Offence of carrying on trust or company service business without ; 53ZRB. Meaning of providing VA service and performing regulated functi; 53ZRD. Licence required for carrying on VA service business; 53ZU. Meaning of dealing in precious metals and stones; 53ZUE. Offence of carrying out certain transaction without registratio

Japan

• APTCP (犯収法): 第二条　この法律において「犯罪による収益」とは、組織的犯罪処罰法第二条第四項に規定; 第十二条　弁護士等による取引時確認、確認記録の作成及び保存、取引記録等の作成及び保

United Arab Emirates

• AML/CFT Implementing Regulation 2019: Article (3)

Australia

• AML/CTF Act 2006: 28 Undertaking initial customer due diligence
• AML/CTF Rules 2025: Part 6—Customer due diligence

United Kingdom

• MLR 2017: reg.5; reg.6; reg.28; reg.30A; reg.42; reg.43; reg.44; reg.45
• SAMLA 2018: s.50 Reports on progress towards register of beneficial owners of over; s.51 Public registers of beneficial ownership of companies registered
• ECTEA 2022: s.3 Register of overseas entities; s.4 Application for registration; s.7 Updating duty; s.12 [F23Identifying registrable beneficial owners][F23Duty to take st; s.13 Additional powers to obtain information; s.16 Verification of registrable beneficial owners and managing office; s.34 Power to require overseas entity to register if it owns certain l; s.42 Requirement for certain unregistered overseas entities to provide
• ECCTA 2023: s.4 Proposed officers: identity verification; s.7 Persons with initial significant control: identity verification; s.64 Identity verification of persons with significant control; s.65 Procedure etc for verifying identity; s.156 Register of overseas entities; s.159 Registration of information about trusts; s.161 Registrable beneficial owners: cases involving trusts; s.162 Registrable beneficial owners: nominees; s.163 Information about changes in beneficiaries under trusts; s.165 Verification of registrable beneficial owners and managing offic

United States

• BSA (31 U.S.C. §§5311–5336): § 5336. Beneficial ownership information report-
• 31 C.F.R. Part 1010: § 1010.230 Beneficial ownership requirements for legal entity customer; § 1010.380 Reports of beneficial ownership information.; § 1010.955 Availability of beneficial ownership information reported u

European Union

• AMLR (Reg (EU) 2024/1624): Article 24 Reporting of discrepancies with information contained in be; Article 51 Identification of beneficial owners for legal entities; Article 52 Beneficial ownership through ownership interest; Article 53 Beneficial ownership through control; Article 54 Coexistence of ownership interest and control in the owners; Article 55 Ownership structures involving legal arrangements or simila; Article 56 Notifications; Article 57 Identification of beneficial owners for legal entities simi; Article 58 Identification of beneficial owners for express trusts and ; Article 59 Identification of a class of beneficiaries; Article 60 Identification of objects of a power and default takers in ; Article 61 Identification of beneficial owners of collective investmen; Article 62 Beneficial ownership information; Article 63 Obligations of legal entities; Article 64 Trustee obligations; Article 65 Exceptions to obligations of legal entities and legal arran; Article 66 Nominee obligations; Article 67 Foreign legal entities and foreign legal arrangements; Article 68 Penalties
• 4AMLD (Dir (EU) 2015/849): Article 30 1. ►M1 Member States shall ensure that corporate and other ; Article 31 1. Member States shall ensure that this Article applies to ; Article 31a Implementing acts
• AMLD6 (Dir (EU) 2024/1640): Article 10 Central beneficial ownership registers; Article 11 General rules regarding access to beneficial ownership regi; Article 12 Specific access rules to beneficial ownership registers for; Article 13 Procedure for the verification and mutual recognition of a ; Article 14 Templates and procedures; Article 15 Exceptions to the access rules to beneficial ownership regi

Canada

• PCMLTFA: 9.11 (1) Every government institution or agency that; 11.42 (1) In addition to any other measure required by
• PCMLTFR: 15 (1) A trust company shall also keep the following; 16 (1) For the purposes of subsections 9.4(1) and (3) of; 134 (1) A person or entity that is required under these; 135 (1) A person or entity that is required under these; 136 (1) A person or entity that is required to keep an information rec; 137 (1) A casino that is required to report a disbursement under secti; 138 (1) Every person or entity, other than a title insurer, that is re; 138.1 (1) Every person or entity that identifies a material discrepanc; 139 A trust company that is required to keep a record in

Singapore

— none curated in v1

Switzerland

• AMLA / GwG: Art. 2a Begriffe; Art. 4 Feststellung der wirtschaftlich berechtigten Person; Art. 5 Erneute Identifizierung oder Feststellung der wirtschaftlich be; Art. 8a; Art. 8b Sorgfaltspflichten
• AMLO / GwV: Art. 18 Feststellung der wirtschaftlich berechtigten Person
• AMLO-FINMA / GwV-FINMA: Art. 2 Begriffe; Art. 9a Abklärungen bei Sitzgesellschaften; Art. 35 Pflicht zur Identifizierung der Vertragspartei und zur Festste; Art. 40 Fondsleitungen und KAG-Investmentgesellschaften; Art. 41 Verwalter von Kollektivvermögen von ausländischen kollektiven ; Art. 56 Grundsatz; Art. 57 Erforderliche Angaben; Art. 58 Ausnahmen von der Feststellungspflicht; Art. 59 Grundsatz; Art. 60 Erforderliche Angaben; Art. 61 Kassageschäfte; Art. 62 Geld- und Wertübertragungen; Art. 63 Sitzgesellschaften; Art. 64 Personenverbindungen, Trusts und andere Vermögenseinheiten; Art. 65 Spezialgesetzlich beaufsichtigter Finanzintermediär oder steue; Art. 65a Lebensversicherung mit separater Konto- oder Depotführung (In; Art. 66 Kollektive Anlageform oder Beteiligungsgesellschaft als Vertra; Art. 67 Einfache Gesellschaften; Art. 68; Art. 69 Erneute Identifizierung oder Feststellung der Kontrollinhaberi; Art. 71 Identifizierung der Vertragspartei und Feststellung der Kontro

Hong Kong

• AMLO: 2. What are customer due diligence measures

Japan

• APTCP (犯収法): 第四条　特定事業者（第二条第二項第四十五号に掲げる特定事業者（第十二条において「弁

United Arab Emirates

• Federal AML/CFT Law 2025: Article (35)
• AML/CFT Implementing Regulation 2019: Article (9); Article (10); Article (34); Article (35); Article (8) hereof, together with partners or shareholders register, n; Article (37); Article (54)

Australia

• AML/CTF Act 2006: 28 Undertaking initial customer due diligence
• AML/CTF Rules 2025: Part 6—Customer due diligence

United Kingdom

• MLR 2017: reg.5; reg.6; reg.28; reg.30A; reg.42; reg.43; reg.44; reg.45
• SAMLA 2018: s.50 Reports on progress towards register of beneficial owners of over; s.51 Public registers of beneficial ownership of companies registered
• ECTEA 2022: s.3 Register of overseas entities; s.4 Application for registration; s.7 Updating duty; s.12 [F23Identifying registrable beneficial owners][F23Duty to take st; s.13 Additional powers to obtain information; s.16 Verification of registrable beneficial owners and managing office; s.34 Power to require overseas entity to register if it owns certain l; s.42 Requirement for certain unregistered overseas entities to provide
• ECCTA 2023: s.4 Proposed officers: identity verification; s.7 Persons with initial significant control: identity verification; s.64 Identity verification of persons with significant control; s.65 Procedure etc for verifying identity; s.156 Register of overseas entities; s.159 Registration of information about trusts; s.161 Registrable beneficial owners: cases involving trusts; s.162 Registrable beneficial owners: nominees; s.163 Information about changes in beneficiaries under trusts; s.165 Verification of registrable beneficial owners and managing offic

United States

• BSA (31 U.S.C. §§5311–5336): § 5336. Beneficial ownership information report-
• 31 C.F.R. Part 1010: § 1010.230 Beneficial ownership requirements for legal entity customer; § 1010.380 Reports of beneficial ownership information.; § 1010.955 Availability of beneficial ownership information reported u

European Union

• AMLR (Reg (EU) 2024/1624): Article 24 Reporting of discrepancies with information contained in be; Article 51 Identification of beneficial owners for legal entities; Article 52 Beneficial ownership through ownership interest; Article 53 Beneficial ownership through control; Article 54 Coexistence of ownership interest and control in the owners; Article 55 Ownership structures involving legal arrangements or simila; Article 56 Notifications; Article 57 Identification of beneficial owners for legal entities simi; Article 58 Identification of beneficial owners for express trusts and ; Article 59 Identification of a class of beneficiaries; Article 60 Identification of objects of a power and default takers in ; Article 61 Identification of beneficial owners of collective investmen; Article 62 Beneficial ownership information; Article 63 Obligations of legal entities; Article 64 Trustee obligations; Article 65 Exceptions to obligations of legal entities and legal arran; Article 66 Nominee obligations; Article 67 Foreign legal entities and foreign legal arrangements; Article 68 Penalties
• 4AMLD (Dir (EU) 2015/849): Article 30 1. ►M1 Member States shall ensure that corporate and other ; Article 31 1. Member States shall ensure that this Article applies to ; Article 31a Implementing acts
• AMLD6 (Dir (EU) 2024/1640): Article 10 Central beneficial ownership registers; Article 11 General rules regarding access to beneficial ownership regi; Article 12 Specific access rules to beneficial ownership registers for; Article 13 Procedure for the verification and mutual recognition of a ; Article 14 Templates and procedures; Article 15 Exceptions to the access rules to beneficial ownership regi

Canada

• PCMLTFA: 9.11 (1) Every government institution or agency that; 11.42 (1) In addition to any other measure required by
• PCMLTFR: 15 (1) A trust company shall also keep the following; 16 (1) For the purposes of subsections 9.4(1) and (3) of; 134 (1) A person or entity that is required under these; 135 (1) A person or entity that is required under these; 136 (1) A person or entity that is required to keep an information rec; 137 (1) A casino that is required to report a disbursement under secti; 138 (1) Every person or entity, other than a title insurer, that is re; 138.1 (1) Every person or entity that identifies a material discrepanc; 139 A trust company that is required to keep a record in

Singapore

— none curated in v1

Switzerland

• AMLA / GwG: Art. 2a Begriffe; Art. 4 Feststellung der wirtschaftlich berechtigten Person; Art. 5 Erneute Identifizierung oder Feststellung der wirtschaftlich be; Art. 8a; Art. 8b Sorgfaltspflichten
• AMLO / GwV: Art. 18 Feststellung der wirtschaftlich berechtigten Person
• AMLO-FINMA / GwV-FINMA: Art. 2 Begriffe; Art. 9a Abklärungen bei Sitzgesellschaften; Art. 35 Pflicht zur Identifizierung der Vertragspartei und zur Festste; Art. 40 Fondsleitungen und KAG-Investmentgesellschaften; Art. 41 Verwalter von Kollektivvermögen von ausländischen kollektiven ; Art. 56 Grundsatz; Art. 57 Erforderliche Angaben; Art. 58 Ausnahmen von der Feststellungspflicht; Art. 59 Grundsatz; Art. 60 Erforderliche Angaben; Art. 61 Kassageschäfte; Art. 62 Geld- und Wertübertragungen; Art. 63 Sitzgesellschaften; Art. 64 Personenverbindungen, Trusts und andere Vermögenseinheiten; Art. 65 Spezialgesetzlich beaufsichtigter Finanzintermediär oder steue; Art. 65a Lebensversicherung mit separater Konto- oder Depotführung (In; Art. 66 Kollektive Anlageform oder Beteiligungsgesellschaft als Vertra; Art. 67 Einfache Gesellschaften; Art. 68; Art. 69 Erneute Identifizierung oder Feststellung der Kontrollinhaberi; Art. 71 Identifizierung der Vertragspartei und Feststellung der Kontro

Hong Kong

• AMLO: 2. What are customer due diligence measures

Japan

• APTCP (犯収法): 第四条　特定事業者（第二条第二項第四十五号に掲げる特定事業者（第十二条において「弁

United Arab Emirates

• Federal AML/CFT Law 2025: Article (35)
• AML/CFT Implementing Regulation 2019: Article (9); Article (10); Article (34); Article (35); Article (8) hereof, together with partners or shareholders register, n; Article (37); Article (54)

Australia

• AML/CTF Act 2006: 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk ; 49 Further information to be given to the AUSTRAC CEO etc.; 49B Notice to obtain information or documents in certain circumstance; 49C Authorisation to obtain information or documents in certain circu; 50 Request to obtain information about the identity of holders of for; 125 Access to AUSTRAC information; 127 Disclosure of AUSTRAC information to foreign countries or agencie; 147 Authorised officer may enter premises by consent or under a monit; 148 Monitoring powers of authorised officers; 150 Authorised officer may ask questions and seek production of docum; 161 External audits—risk management etc.; 162 External audits—compliance; 167 Authorised officer may obtain information and documents; 172A Power of AUSTRAC CEO to obtain information and documents; 190 Monitoring of compliance; 191 Remedial directions; 202 Notices to reporting entities; 203 Contents of notices to reporting entities; 209 Establishment of AUSTRAC; 210 Function of AUSTRAC; 211 AUSTRAC CEO; 212 Functions of the AUSTRAC CEO; 244 Reports to the AUSTRAC CEO etc.
• AML/CTF Amendment Act 2024: Schedule 9—Powers and definitions
• Autonomous Sanctions Act 2011: 5 Specifying a Commonwealth entity as a designated Commonwealth entit
• Autonomous Sanctions Regulations 2011: 25A Review of operation of the autonomous sanctions legislative frame; 26 Delegations by Minister
• Charter of the United Nations Act 1945: 2A Meaning of designated Commonwealth entity

United Kingdom

• MLR 2017: reg.7; reg.17; reg.25; reg.46; reg.46A A self-regulatory organisation must publish or make arrangemen; reg.47; reg.48; reg.49; reg.50; reg.51; reg.52; reg.52A; reg.61 In this Part “transfer of funds supervisory authority” in relat; reg.62; reg.63; reg.66; reg.67; reg.68; reg.69; reg.70; reg.71; reg.74; reg.74A; reg.74B (+4 more)
• ECCTA 2023: s.66 Authorisation of corporate service providers

United States

• BSA (31 U.S.C. §§5311–5336): § 5334. Training regarding anti-money laundering and countering the fi
• 31 C.F.R. Part 1010: § 1010.810 Enforcement.; § 1010.911 General.

European Union

• 4AMLD (Dir (EU) 2015/849): Article 32 1. Each Member State shall establish an FIU in order to pre; Article 48 1. Member States shall require the competent authorities to; Article 49 Member States shall ensure that policy makers, the FIUs, su; Article 50 The competent authorities shall provide EBA with all the in; Article 50a Member States shall not prohibit or place unreasonable or ; Article 51 The Commission may lend such assistance as may be needed to; Article 52 Member States shall ensure that FIUs cooperate with each ot; Article 53 1. Member States shall ensure that FIUs exchange, spontaneo; Article 54 Information and documents received pursuant to Articles 52 ; Article 55 1. Member States shall ensure that the information exchange; Article 56 1. Member States shall require their FIUs to use protected ; Article 57 Differences between national law definitions of predicate o; Article 57a 1. Member States shall require that all persons working fo; Article 57b 1. Notwithstanding Article 57a(1) and (3) and without prej
• AMLD6 (Dir (EU) 2024/1640): Article 19 Establishment of the FIU; Article 21 Access to information; Article 22 Responses to requests for information; Article 23 Provision of information to supervisors; Article 29 Cooperation between FIUs; Article 30 Protected channels of communication; Article 31 Exchange of information between FIUs; Article 32 Joint analyses; Article 33 Use by FIUs of information exchanged between them; Article 34 Consent to further dissemination of information exchanged b; Article 37 Powers and resources of national supervisors; Article 38 Supervision of forms of infrastructure of certain intermedi; Article 39 Provision of information to obliged entities; Article 40 Risk-based supervision; Article 41 Central contact points; Article 43 Provision of information to FIUs; Article 44 General principles regarding supervisory cooperation; Article 45 Provision of information on cross-border activities; Article 46 Provisions related to cooperation in the context of group s; Article 47 Supervisory cooperation regarding obliged entities carrying; Article 48 Exchange of information in relation to implementation of gr; Article 49 AML/CFT supervisory colleges in the financial sector; Article 50 AML/CFT supervisory colleges in the non-financial sector; Article 51 Cooperation with supervisors in third countries (+10 more)
• AMLA Reg (Reg (EU) 2024/1620): Article 1 Establishment and scope of action; Article 5 Tasks; Article 6 Powers of the Authority; Article 7 Cooperation within the AML/CFT supervisory system; Article 8 AML/CFT supervisory methodology; Article 9 Thematic reviews; Article 10 Mutual assistance in the AML/CFT supervisory system; Article 11 Central AML/CFT database; Article 12 Assessment of credit institutions and financial institution; Article 13 The listing of selected obliged entities; Article 14 Additional transfer of direct supervision tasks and powers ; Article 15 Cooperation within the AML/CFT supervisory system for the p; Article 16 Joint supervisory teams; Article 17 Requests for information; Article 18 General investigations; Article 19 On-site inspections; Article 20 Authorisation by a judicial authority; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 27 Procedural rules for taking supervisory measures and imposi; Article 30 Assessments of the state of supervisory convergence; Article 31 Coordination and facilitation of the work of the AML/CFT su; Article 32 Requests to act in exceptional circumstances following indi; Article 33 Settlement of disagreements between financial supervisors i (+15 more)

Canada

• PCMLTFA: 40 The object of this Part is to establish an agency that; 41 (1) There is hereby established the Financial Transactions and Repo; 42 (1) The Minister is responsible for the Centre.; 45 (1) The Director is the chief executive officer of the; 52 (1) The Director shall report to the Minister from; 53 (1) The Director shall not disclose under section 52; 53.1 (1) The Director shall, at the request of the Minister or an offi; 53.31 (1) For the purpose of assessing risks to the integrity of the C; 53.4 The Director shall, at the request of the Minister or; 53.41 (1) For the purpose referred to in subsection; 53.5 The Director shall, at the request of the Minister or; 53.6 (1) The Centre shall, within 30 days after the day; 53.7 At the request of the Minister or an officer of the; 54 (1) The Centre; 55 (1) Subject to subsections (3) and (6.1), sections 52,; 55.1 (1) If the Centre, on the basis of its analysis and; 56 (1) The Minister may enter into an agreement or arrangement, in wri; 56.1 (1) The Centre may disclose designated information to an institut; 58 (1) The Centre may; 58.1 (1) The Centre may, at the request of the Minister,; 59 (1) Subject to section 36 of the Access to Information; 60 (1) Despite the provisions of any other Act, except; 60.1 (1) The Director of the Canadian Security Intelligence Service, o; 60.3 (1) If the Centre makes a disclosure under paragraph 55(3)(b), th (+6 more)
• SEMA: 6.3 (1) The Minister of Foreign Affairs may require any

Singapore

• CDSA: 5.
• PSPM Act 2019: 4.; 10.; 22.; 23.; 35.

Switzerland

• AMLA / GwG: Art. 12 Zuständigkeit; Art. 12a Koordination der Aufsicht; Art. 14 Anschluss an eine Selbstregulierungsorganisation; Art. 15 Prüfpflicht für Händlerinnen und Händler; Art. 16; Art. 17; Art. 18 Aufgaben der FINMA156; Art. 18a Wahrung des Berufsgeheimnisses; Art. 18b Öffentliches Verzeichnis; Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisatio; Art. 23; Art. 24 Anerkennung; Art. 24a Zulassung der Prüfgesellschaften und leitenden Prüferinnen un; Art. 24b Rechtsbeziehungen und Haftung; Art. 25 Reglement und Sanktionen201; Art. 25a Schiedsgericht; Art. 26 Listen; Art. 26a Inländische Gruppengesellschaften; Art. 27 Meldepflicht213; Art. 28 Entzug der Anerkennung; Art. 29 Informationsaustausch unter Behörden227; Art. 29a Strafbehörden; Art. 29b Informationsaustausch mit der Meldestelle245; Art. 29c Informationsaustausch mit der FINMA (+6 more)
• Embargo Act / EmbG: Art. 3 Auskunftspflicht; Art. 4 Befugnisse der Kontrollorgane; Art. 6 Amtshilfe in der Schweiz; Art. 7 Amts- und Rechtshilfe zwischen schweizerischen und ausländische
• AMLO / GwV: Art. 22; Art. 22a Zulassung von Prüfgesellschaften; Art. 22b Zulassung von leitenden Prüferinnen und Prüfern; Art. 22c Zulassung zur Prüfung von Anwältinnen und Anwälten sowie von ; Art. 22d Weiterbildung
• AMLO-FINMA / GwV-FINMA: Art. 24 Geldwäschereifachstelle

Hong Kong

• AMLO: 9. Power to enter business premises etc. for routine inspection; 9A. When power under section 9 invoked by other regulatory authority; 11. Relevant authorities may appoint investigators; 12A. When power under section 12 invoked by other regulatory authority; 13B. International enforcement cooperation; 13C. International supervisory cooperation; 13D. Regulator-related requirements; 13E. Investors’ and public interest condition; 17. Magistrate’s warrants; 21. Relevant authorities may take disciplinary actions; 43. Commissioner may take disciplinary actions; 47. Warrant to enter premises to remove evidence of commission of offe; 48. Authorized officer’s power to arrest and search, etc.; 53Z. Disciplinary action by Registrar; 53ZF. Magistrate’s warrant to enter premises; 53ZG. Power to require production of material in legible form; 53ZSP. Disciplinary action by Commission; 53ZSR. Determination concerning misconduct and fit and proper person; 53ZSY. Grounds for imposing prohibition or requirement under section 5; 53ZSZ. Restriction of business; 53ZT. Restriction on dealing with property; 53ZTA. Maintenance of property; 53ZVE. Disciplinary action against Category A registrant; 53ZVF. Disciplinary action against Category B registrant (+10 more)

Japan

• APTCP (犯収法): 第三条　国家公安委員会は、特定事業者による顧客等の本人特定事項等の確認、取引記録等; 第十三条　国家公安委員会は、疑わしい取引の届出に係る事項、特定複合観光施設区域整備; 第十四条　国家公安委員会は、前条第一項に規定する外国の機関に対し、その職務（第八; 第十五条　行政庁は、この法律の施行に必要な限度において、特定事業者に対しその業務に; 第十六条　行政庁は、この法律の施行に必要な限度において、当該職員に特定事業者の営業; 第十七条　行政庁は、この法律に定める特定事業者による措置の適正かつ円滑な実施を確保; 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第十九条　国家公安委員会は、特定事業者がその業務に関して前条に規定する規定に違反し; 第二十二条　この法律における行政庁は、次の各号に掲げる特定事業者の区分に応じ、当該
• FEFTA (外為法): 第十七条の二　財務大臣は、銀行等が前条の規定に違反してその顧客の支払等に係る為替取; 第十八条の四　財務大臣は、銀行等が特定為替取引に関して第十八条第一項から第三項まで; 第五十五条の十一　経済産業大臣は、輸出等が適正に行われることを確保するため必要があ; 第六十八条　主務大臣は、この法律の施行に必要な限度において、当該職員をして、この法; 第六十九条の三　次の各号に掲げる大臣は、当該各号に定める規定の運用に関し、特に必要
• International Terrorist Asset-Freezing Act: 第十九条　公安委員会は、前二節の規定による措置を実施するため必要があると認めるとき; 第二十条　公安委員会は、前二節の規定による措置を実施するため必要があると認めるとき; 第二十一条　公安委員会は、第十五条の規定に違反し、又は違反するおそれがある事業者そ

United Arab Emirates

• Federal AML/CFT Law 2025: Article (11); Article (12); Article (13); Article (14); Article (15); Article (16)
• Combating Terrorism Crimes Law 2014: Article (62)
• Federal AML/CFT Law 2018 (superseded): Article (9); Article (11); Article (12); Article (13)
• AML/CFT Implementing Regulation 2019: Article (40); Article (41); Article (42); Article (43); Article (44); Article (45)
• TFS / UN-sanctions mechanism 2020: Article (2); Article (11); Article (22); Article (24)

Australia

• AML/CTF Act 2006: 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk ; 49 Further information to be given to the AUSTRAC CEO etc.; 49B Notice to obtain information or documents in certain circumstance; 49C Authorisation to obtain information or documents in certain circu; 50 Request to obtain information about the identity of holders of for; 125 Access to AUSTRAC information; 127 Disclosure of AUSTRAC information to foreign countries or agencie; 147 Authorised officer may enter premises by consent or under a monit; 148 Monitoring powers of authorised officers; 150 Authorised officer may ask questions and seek production of docum; 161 External audits—risk management etc.; 162 External audits—compliance; 167 Authorised officer may obtain information and documents; 172A Power of AUSTRAC CEO to obtain information and documents; 190 Monitoring of compliance; 191 Remedial directions; 202 Notices to reporting entities; 203 Contents of notices to reporting entities; 209 Establishment of AUSTRAC; 210 Function of AUSTRAC; 211 AUSTRAC CEO; 212 Functions of the AUSTRAC CEO; 244 Reports to the AUSTRAC CEO etc.
• AML/CTF Amendment Act 2024: Schedule 9—Powers and definitions
• Autonomous Sanctions Act 2011: 5 Specifying a Commonwealth entity as a designated Commonwealth entit
• Autonomous Sanctions Regulations 2011: 25A Review of operation of the autonomous sanctions legislative frame; 26 Delegations by Minister
• Charter of the United Nations Act 1945: 2A Meaning of designated Commonwealth entity

United Kingdom

• MLR 2017: reg.7; reg.17; reg.25; reg.46; reg.46A A self-regulatory organisation must publish or make arrangemen; reg.47; reg.48; reg.49; reg.50; reg.51; reg.52; reg.52A; reg.61 In this Part “transfer of funds supervisory authority” in relat; reg.62; reg.63; reg.66; reg.67; reg.68; reg.69; reg.70; reg.71; reg.74; reg.74A; reg.74B (+4 more)
• ECCTA 2023: s.66 Authorisation of corporate service providers

United States

• BSA (31 U.S.C. §§5311–5336): § 5334. Training regarding anti-money laundering and countering the fi
• 31 C.F.R. Part 1010: § 1010.810 Enforcement.; § 1010.911 General.

European Union

• 4AMLD (Dir (EU) 2015/849): Article 32 1. Each Member State shall establish an FIU in order to pre; Article 48 1. Member States shall require the competent authorities to; Article 49 Member States shall ensure that policy makers, the FIUs, su; Article 50 The competent authorities shall provide EBA with all the in; Article 50a Member States shall not prohibit or place unreasonable or ; Article 51 The Commission may lend such assistance as may be needed to; Article 52 Member States shall ensure that FIUs cooperate with each ot; Article 53 1. Member States shall ensure that FIUs exchange, spontaneo; Article 54 Information and documents received pursuant to Articles 52 ; Article 55 1. Member States shall ensure that the information exchange; Article 56 1. Member States shall require their FIUs to use protected ; Article 57 Differences between national law definitions of predicate o; Article 57a 1. Member States shall require that all persons working fo; Article 57b 1. Notwithstanding Article 57a(1) and (3) and without prej
• AMLD6 (Dir (EU) 2024/1640): Article 19 Establishment of the FIU; Article 21 Access to information; Article 22 Responses to requests for information; Article 23 Provision of information to supervisors; Article 29 Cooperation between FIUs; Article 30 Protected channels of communication; Article 31 Exchange of information between FIUs; Article 32 Joint analyses; Article 33 Use by FIUs of information exchanged between them; Article 34 Consent to further dissemination of information exchanged b; Article 37 Powers and resources of national supervisors; Article 38 Supervision of forms of infrastructure of certain intermedi; Article 39 Provision of information to obliged entities; Article 40 Risk-based supervision; Article 41 Central contact points; Article 43 Provision of information to FIUs; Article 44 General principles regarding supervisory cooperation; Article 45 Provision of information on cross-border activities; Article 46 Provisions related to cooperation in the context of group s; Article 47 Supervisory cooperation regarding obliged entities carrying; Article 48 Exchange of information in relation to implementation of gr; Article 49 AML/CFT supervisory colleges in the financial sector; Article 50 AML/CFT supervisory colleges in the non-financial sector; Article 51 Cooperation with supervisors in third countries (+10 more)
• AMLA Reg (Reg (EU) 2024/1620): Article 1 Establishment and scope of action; Article 5 Tasks; Article 6 Powers of the Authority; Article 7 Cooperation within the AML/CFT supervisory system; Article 8 AML/CFT supervisory methodology; Article 9 Thematic reviews; Article 10 Mutual assistance in the AML/CFT supervisory system; Article 11 Central AML/CFT database; Article 12 Assessment of credit institutions and financial institution; Article 13 The listing of selected obliged entities; Article 14 Additional transfer of direct supervision tasks and powers ; Article 15 Cooperation within the AML/CFT supervisory system for the p; Article 16 Joint supervisory teams; Article 17 Requests for information; Article 18 General investigations; Article 19 On-site inspections; Article 20 Authorisation by a judicial authority; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 27 Procedural rules for taking supervisory measures and imposi; Article 30 Assessments of the state of supervisory convergence; Article 31 Coordination and facilitation of the work of the AML/CFT su; Article 32 Requests to act in exceptional circumstances following indi; Article 33 Settlement of disagreements between financial supervisors i (+15 more)

Canada

• PCMLTFA: 40 The object of this Part is to establish an agency that; 41 (1) There is hereby established the Financial Transactions and Repo; 42 (1) The Minister is responsible for the Centre.; 45 (1) The Director is the chief executive officer of the; 52 (1) The Director shall report to the Minister from; 53 (1) The Director shall not disclose under section 52; 53.1 (1) The Director shall, at the request of the Minister or an offi; 53.31 (1) For the purpose of assessing risks to the integrity of the C; 53.4 The Director shall, at the request of the Minister or; 53.41 (1) For the purpose referred to in subsection; 53.5 The Director shall, at the request of the Minister or; 53.6 (1) The Centre shall, within 30 days after the day; 53.7 At the request of the Minister or an officer of the; 54 (1) The Centre; 55 (1) Subject to subsections (3) and (6.1), sections 52,; 55.1 (1) If the Centre, on the basis of its analysis and; 56 (1) The Minister may enter into an agreement or arrangement, in wri; 56.1 (1) The Centre may disclose designated information to an institut; 58 (1) The Centre may; 58.1 (1) The Centre may, at the request of the Minister,; 59 (1) Subject to section 36 of the Access to Information; 60 (1) Despite the provisions of any other Act, except; 60.1 (1) The Director of the Canadian Security Intelligence Service, o; 60.3 (1) If the Centre makes a disclosure under paragraph 55(3)(b), th (+6 more)
• SEMA: 6.3 (1) The Minister of Foreign Affairs may require any

Singapore

• CDSA: 5.
• PSPM Act 2019: 4.; 10.; 22.; 23.; 35.

Switzerland

• AMLA / GwG: Art. 12 Zuständigkeit; Art. 12a Koordination der Aufsicht; Art. 14 Anschluss an eine Selbstregulierungsorganisation; Art. 15 Prüfpflicht für Händlerinnen und Händler; Art. 16; Art. 17; Art. 18 Aufgaben der FINMA156; Art. 18a Wahrung des Berufsgeheimnisses; Art. 18b Öffentliches Verzeichnis; Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisatio; Art. 23; Art. 24 Anerkennung; Art. 24a Zulassung der Prüfgesellschaften und leitenden Prüferinnen un; Art. 24b Rechtsbeziehungen und Haftung; Art. 25 Reglement und Sanktionen201; Art. 25a Schiedsgericht; Art. 26 Listen; Art. 26a Inländische Gruppengesellschaften; Art. 27 Meldepflicht213; Art. 28 Entzug der Anerkennung; Art. 29 Informationsaustausch unter Behörden227; Art. 29a Strafbehörden; Art. 29b Informationsaustausch mit der Meldestelle245; Art. 29c Informationsaustausch mit der FINMA (+6 more)
• Embargo Act / EmbG: Art. 3 Auskunftspflicht; Art. 4 Befugnisse der Kontrollorgane; Art. 6 Amtshilfe in der Schweiz; Art. 7 Amts- und Rechtshilfe zwischen schweizerischen und ausländische
• AMLO / GwV: Art. 22; Art. 22a Zulassung von Prüfgesellschaften; Art. 22b Zulassung von leitenden Prüferinnen und Prüfern; Art. 22c Zulassung zur Prüfung von Anwältinnen und Anwälten sowie von ; Art. 22d Weiterbildung
• AMLO-FINMA / GwV-FINMA: Art. 24 Geldwäschereifachstelle

Hong Kong

• AMLO: 9. Power to enter business premises etc. for routine inspection; 9A. When power under section 9 invoked by other regulatory authority; 11. Relevant authorities may appoint investigators; 12A. When power under section 12 invoked by other regulatory authority; 13B. International enforcement cooperation; 13C. International supervisory cooperation; 13D. Regulator-related requirements; 13E. Investors’ and public interest condition; 17. Magistrate’s warrants; 21. Relevant authorities may take disciplinary actions; 43. Commissioner may take disciplinary actions; 47. Warrant to enter premises to remove evidence of commission of offe; 48. Authorized officer’s power to arrest and search, etc.; 53Z. Disciplinary action by Registrar; 53ZF. Magistrate’s warrant to enter premises; 53ZG. Power to require production of material in legible form; 53ZSP. Disciplinary action by Commission; 53ZSR. Determination concerning misconduct and fit and proper person; 53ZSY. Grounds for imposing prohibition or requirement under section 5; 53ZSZ. Restriction of business; 53ZT. Restriction on dealing with property; 53ZTA. Maintenance of property; 53ZVE. Disciplinary action against Category A registrant; 53ZVF. Disciplinary action against Category B registrant (+10 more)

Japan

• APTCP (犯収法): 第三条　国家公安委員会は、特定事業者による顧客等の本人特定事項等の確認、取引記録等; 第十三条　国家公安委員会は、疑わしい取引の届出に係る事項、特定複合観光施設区域整備; 第十四条　国家公安委員会は、前条第一項に規定する外国の機関に対し、その職務（第八; 第十五条　行政庁は、この法律の施行に必要な限度において、特定事業者に対しその業務に; 第十六条　行政庁は、この法律の施行に必要な限度において、当該職員に特定事業者の営業; 第十七条　行政庁は、この法律に定める特定事業者による措置の適正かつ円滑な実施を確保; 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第十九条　国家公安委員会は、特定事業者がその業務に関して前条に規定する規定に違反し; 第二十二条　この法律における行政庁は、次の各号に掲げる特定事業者の区分に応じ、当該
• FEFTA (外為法): 第十七条の二　財務大臣は、銀行等が前条の規定に違反してその顧客の支払等に係る為替取; 第十八条の四　財務大臣は、銀行等が特定為替取引に関して第十八条第一項から第三項まで; 第五十五条の十一　経済産業大臣は、輸出等が適正に行われることを確保するため必要があ; 第六十八条　主務大臣は、この法律の施行に必要な限度において、当該職員をして、この法; 第六十九条の三　次の各号に掲げる大臣は、当該各号に定める規定の運用に関し、特に必要
• International Terrorist Asset-Freezing Act: 第十九条　公安委員会は、前二節の規定による措置を実施するため必要があると認めるとき; 第二十条　公安委員会は、前二節の規定による措置を実施するため必要があると認めるとき; 第二十一条　公安委員会は、第十五条の規定に違反し、又は違反するおそれがある事業者そ

United Arab Emirates

• Federal AML/CFT Law 2025: Article (11); Article (12); Article (13); Article (14); Article (15); Article (16)
• Combating Terrorism Crimes Law 2014: Article (62)
• Federal AML/CFT Law 2018 (superseded): Article (9); Article (11); Article (12); Article (13)
• AML/CFT Implementing Regulation 2019: Article (40); Article (41); Article (42); Article (43); Article (44); Article (45)
• TFS / UN-sanctions mechanism 2020: Article (2); Article (11); Article (22); Article (24)

Australia

• AML/CTF Act 2006: 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk ; 49 Further information to be given to the AUSTRAC CEO etc.; 49B Notice to obtain information or documents in certain circumstance; 49C Authorisation to obtain information or documents in certain circu; 50 Request to obtain information about the identity of holders of for; 125 Access to AUSTRAC information; 127 Disclosure of AUSTRAC information to foreign countries or agencie; 147 Authorised officer may enter premises by consent or under a monit; 148 Monitoring powers of authorised officers; 150 Authorised officer may ask questions and seek production of docum; 161 External audits—risk management etc.; 162 External audits—compliance; 167 Authorised officer may obtain information and documents; 172A Power of AUSTRAC CEO to obtain information and documents; 190 Monitoring of compliance; 191 Remedial directions; 202 Notices to reporting entities; 203 Contents of notices to reporting entities; 209 Establishment of AUSTRAC; 210 Function of AUSTRAC; 211 AUSTRAC CEO; 212 Functions of the AUSTRAC CEO; 244 Reports to the AUSTRAC CEO etc.; 6 Designated services (+3 more)
• AML/CTF Amendment Act 2024: Schedule 9—Powers and definitions; Schedule 3—Regulating additional high-risk services; Part 1—Real estate; Part 2—Dealers in precious metals and stones; Part 3—Professional services
• Autonomous Sanctions Act 2011: 5 Specifying a Commonwealth entity as a designated Commonwealth entit
• Autonomous Sanctions Regulations 2011: 25A Review of operation of the autonomous sanctions legislative frame; 26 Delegations by Minister
• Charter of the United Nations Act 1945: 2A Meaning of designated Commonwealth entity

United Kingdom

• MLR 2017: reg.7; reg.17; reg.25; reg.46; reg.46A A self-regulatory organisation must publish or make arrangemen; reg.47; reg.48; reg.49; reg.50; reg.51; reg.52; reg.52A; reg.61 In this Part “transfer of funds supervisory authority” in relat; reg.62; reg.63; reg.66; reg.67; reg.68; reg.69; reg.70; reg.71; reg.74; reg.74A; reg.74B (+11 more)
• ECCTA 2023: s.66 Authorisation of corporate service providers

United States

• BSA (31 U.S.C. §§5311–5336): § 5334. Training regarding anti-money laundering and countering the fi
• 31 C.F.R. Part 1010: § 1010.810 Enforcement.; § 1010.911 General.

European Union

• 4AMLD (Dir (EU) 2015/849): Article 32 1. Each Member State shall establish an FIU in order to pre; Article 48 1. Member States shall require the competent authorities to; Article 49 Member States shall ensure that policy makers, the FIUs, su; Article 50 The competent authorities shall provide EBA with all the in; Article 50a Member States shall not prohibit or place unreasonable or ; Article 51 The Commission may lend such assistance as may be needed to; Article 52 Member States shall ensure that FIUs cooperate with each ot; Article 53 1. Member States shall ensure that FIUs exchange, spontaneo; Article 54 Information and documents received pursuant to Articles 52 ; Article 55 1. Member States shall ensure that the information exchange; Article 56 1. Member States shall require their FIUs to use protected ; Article 57 Differences between national law definitions of predicate o; Article 57a 1. Member States shall require that all persons working fo; Article 57b 1. Notwithstanding Article 57a(1) and (3) and without prej; Article 2 1. This Directive shall apply to the following obliged entit
• AMLD6 (Dir (EU) 2024/1640): Article 19 Establishment of the FIU; Article 21 Access to information; Article 22 Responses to requests for information; Article 23 Provision of information to supervisors; Article 29 Cooperation between FIUs; Article 30 Protected channels of communication; Article 31 Exchange of information between FIUs; Article 32 Joint analyses; Article 33 Use by FIUs of information exchanged between them; Article 34 Consent to further dissemination of information exchanged b; Article 37 Powers and resources of national supervisors; Article 38 Supervision of forms of infrastructure of certain intermedi; Article 39 Provision of information to obliged entities; Article 40 Risk-based supervision; Article 41 Central contact points; Article 43 Provision of information to FIUs; Article 44 General principles regarding supervisory cooperation; Article 45 Provision of information on cross-border activities; Article 46 Provisions related to cooperation in the context of group s; Article 47 Supervisory cooperation regarding obliged entities carrying; Article 48 Exchange of information in relation to implementation of gr; Article 49 AML/CFT supervisory colleges in the financial sector; Article 50 AML/CFT supervisory colleges in the non-financial sector; Article 51 Cooperation with supervisors in third countries (+10 more)
• AMLA Reg (Reg (EU) 2024/1620): Article 1 Establishment and scope of action; Article 5 Tasks; Article 6 Powers of the Authority; Article 7 Cooperation within the AML/CFT supervisory system; Article 8 AML/CFT supervisory methodology; Article 9 Thematic reviews; Article 10 Mutual assistance in the AML/CFT supervisory system; Article 11 Central AML/CFT database; Article 12 Assessment of credit institutions and financial institution; Article 13 The listing of selected obliged entities; Article 14 Additional transfer of direct supervision tasks and powers ; Article 15 Cooperation within the AML/CFT supervisory system for the p; Article 16 Joint supervisory teams; Article 17 Requests for information; Article 18 General investigations; Article 19 On-site inspections; Article 20 Authorisation by a judicial authority; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 27 Procedural rules for taking supervisory measures and imposi; Article 30 Assessments of the state of supervisory convergence; Article 31 Coordination and facilitation of the work of the AML/CFT su; Article 32 Requests to act in exceptional circumstances following indi; Article 33 Settlement of disagreements between financial supervisors i (+15 more)
• AMLR (Reg (EU) 2024/1624): Article 3 Obliged entities

Canada

• PCMLTFA: 40 The object of this Part is to establish an agency that; 41 (1) There is hereby established the Financial Transactions and Repo; 42 (1) The Minister is responsible for the Centre.; 45 (1) The Director is the chief executive officer of the; 52 (1) The Director shall report to the Minister from; 53 (1) The Director shall not disclose under section 52; 53.1 (1) The Director shall, at the request of the Minister or an offi; 53.31 (1) For the purpose of assessing risks to the integrity of the C; 53.4 The Director shall, at the request of the Minister or; 53.41 (1) For the purpose referred to in subsection; 53.5 The Director shall, at the request of the Minister or; 53.6 (1) The Centre shall, within 30 days after the day; 53.7 At the request of the Minister or an officer of the; 54 (1) The Centre; 55 (1) Subject to subsections (3) and (6.1), sections 52,; 55.1 (1) If the Centre, on the basis of its analysis and; 56 (1) The Minister may enter into an agreement or arrangement, in wri; 56.1 (1) The Centre may disclose designated information to an institut; 58 (1) The Centre may; 58.1 (1) The Centre may, at the request of the Minister,; 59 (1) Subject to section 36 of the Access to Information; 60 (1) Despite the provisions of any other Act, except; 60.1 (1) The Director of the Canadian Security Intelligence Service, o; 60.3 (1) If the Centre makes a disclosure under paragraph 55(3)(b), th (+7 more)
• SEMA: 6.3 (1) The Minister of Foreign Affairs may require any
• PCMLTFR: 6 (1) A financial services cooperative is engaged in a; 17 (1) A life insurance broker or agent is engaged in a; 24.1 A factor is engaged in a business or profession for; 24.15 A financing or leasing entity is engaged in a business or profes; 29.1 For the purposes of subparagraphs 5(h)(v) and; 36.1 A money services business, in connection with; 38 (1) A British Columbia notary public or British; 47 (1) An accountant or accounting firm is engaged in a; 53 A real estate broker or sales representative is engaged; 59 A real estate developer is engaged in a business or; 64.1 (1) A mortgage administrator is engaged in a business or professi; 64.7 A title insurer is engaged in a business or profession for the pu; 65 (1) A dealer in precious metals and precious stones,; 76 A department or an agent of His Majesty in right of; 77 A department or an agent of His Majesty in right of

Singapore

• CDSA: 5.
• PSPM Act 2019: 4.; 10.; 22.; 23.; 35.; 9.

Switzerland

• AMLA / GwG: Art. 12 Zuständigkeit; Art. 12a Koordination der Aufsicht; Art. 14 Anschluss an eine Selbstregulierungsorganisation; Art. 15 Prüfpflicht für Händlerinnen und Händler; Art. 16; Art. 17; Art. 18 Aufgaben der FINMA156; Art. 18a Wahrung des Berufsgeheimnisses; Art. 18b Öffentliches Verzeichnis; Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisatio; Art. 23; Art. 24 Anerkennung; Art. 24a Zulassung der Prüfgesellschaften und leitenden Prüferinnen un; Art. 24b Rechtsbeziehungen und Haftung; Art. 25 Reglement und Sanktionen201; Art. 25a Schiedsgericht; Art. 26 Listen; Art. 26a Inländische Gruppengesellschaften; Art. 27 Meldepflicht213; Art. 28 Entzug der Anerkennung; Art. 29 Informationsaustausch unter Behörden227; Art. 29a Strafbehörden; Art. 29b Informationsaustausch mit der Meldestelle245; Art. 29c Informationsaustausch mit der FINMA (+7 more)
• Embargo Act / EmbG: Art. 3 Auskunftspflicht; Art. 4 Befugnisse der Kontrollorgane; Art. 6 Amtshilfe in der Schweiz; Art. 7 Amts- und Rechtshilfe zwischen schweizerischen und ausländische
• AMLO / GwV: Art. 22; Art. 22a Zulassung von Prüfgesellschaften; Art. 22b Zulassung von leitenden Prüferinnen und Prüfern; Art. 22c Zulassung zur Prüfung von Anwältinnen und Anwälten sowie von ; Art. 22d Weiterbildung; Art. 3 Kreditgeschäft; Art. 4 Dienstleistungen für den Zahlungsverkehr; Art. 5 Handelstätigkeit; Art. 6 Weitere Tätigkeiten; Art. 13 Händlerinnen und Händler; Art. 14 Gewerblicher Handel; Art. 15 Güter; Art. 15a Erfasste Edelmetalle und Edelsteine
• AMLO-FINMA / GwV-FINMA: Art. 24 Geldwäschereifachstelle

Hong Kong

• AMLO: 9. Power to enter business premises etc. for routine inspection; 9A. When power under section 9 invoked by other regulatory authority; 11. Relevant authorities may appoint investigators; 12A. When power under section 12 invoked by other regulatory authority; 13B. International enforcement cooperation; 13C. International supervisory cooperation; 13D. Regulator-related requirements; 13E. Investors’ and public interest condition; 17. Magistrate’s warrants; 21. Relevant authorities may take disciplinary actions; 43. Commissioner may take disciplinary actions; 47. Warrant to enter premises to remove evidence of commission of offe; 48. Authorized officer’s power to arrest and search, etc.; 53Z. Disciplinary action by Registrar; 53ZF. Magistrate’s warrant to enter premises; 53ZG. Power to require production of material in legible form; 53ZSP. Disciplinary action by Commission; 53ZSR. Determination concerning misconduct and fit and proper person; 53ZSY. Grounds for imposing prohibition or requirement under section 5; 53ZSZ. Restriction of business; 53ZT. Restriction on dealing with property; 53ZTA. Maintenance of property; 53ZVE. Disciplinary action against Category A registrant; 53ZVF. Disciplinary action against Category B registrant (+16 more)

Japan

• APTCP (犯収法): 第三条　国家公安委員会は、特定事業者による顧客等の本人特定事項等の確認、取引記録等; 第十三条　国家公安委員会は、疑わしい取引の届出に係る事項、特定複合観光施設区域整備; 第十四条　国家公安委員会は、前条第一項に規定する外国の機関に対し、その職務（第八; 第十五条　行政庁は、この法律の施行に必要な限度において、特定事業者に対しその業務に; 第十六条　行政庁は、この法律の施行に必要な限度において、当該職員に特定事業者の営業; 第十七条　行政庁は、この法律に定める特定事業者による措置の適正かつ円滑な実施を確保; 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第十九条　国家公安委員会は、特定事業者がその業務に関して前条に規定する規定に違反し; 第二十二条　この法律における行政庁は、次の各号に掲げる特定事業者の区分に応じ、当該; 第二条　この法律において「犯罪による収益」とは、組織的犯罪処罰法第二条第四項に規定; 第十二条　弁護士等による取引時確認、確認記録の作成及び保存、取引記録等の作成及び保
• FEFTA (外為法): 第十七条の二　財務大臣は、銀行等が前条の規定に違反してその顧客の支払等に係る為替取; 第十八条の四　財務大臣は、銀行等が特定為替取引に関して第十八条第一項から第三項まで; 第五十五条の十一　経済産業大臣は、輸出等が適正に行われることを確保するため必要があ; 第六十八条　主務大臣は、この法律の施行に必要な限度において、当該職員をして、この法; 第六十九条の三　次の各号に掲げる大臣は、当該各号に定める規定の運用に関し、特に必要
• International Terrorist Asset-Freezing Act: 第十九条　公安委員会は、前二節の規定による措置を実施するため必要があると認めるとき; 第二十条　公安委員会は、前二節の規定による措置を実施するため必要があると認めるとき; 第二十一条　公安委員会は、第十五条の規定に違反し、又は違反するおそれがある事業者そ

United Arab Emirates

• Federal AML/CFT Law 2025: Article (11); Article (12); Article (13); Article (14); Article (15); Article (16)
• Combating Terrorism Crimes Law 2014: Article (62)
• Federal AML/CFT Law 2018 (superseded): Article (9); Article (11); Article (12); Article (13)
• AML/CFT Implementing Regulation 2019: Article (40); Article (41); Article (42); Article (43); Article (44); Article (45); Article (3)
• TFS / UN-sanctions mechanism 2020: Article (2); Article (11); Article (22); Article (24)

Australia

• AML/CTF Act 2006: 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 74 Unregistered persons must not provide certain remittance services; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contraventi; 136 False or misleading information; 137 Producing false or misleading documents; 138 False documents; 139 Providing a designated service using a false customer name or cus; 140 Receiving a designated service using a false customer name or cus; 141 Customer commonly known by 2 or more different names—disclosure t; 142 Conducting transactions so as to avoid reporting requirements rel; 143 Conducting transfers to avoid reporting requirements relating to ; 174 Ancillary contravention of civil penalty provision; 175 Civil penalty orders; 184 When an infringement notice can be given; 191 Remedial directions; 192 Injunctions; 197 Acceptance of undertakings; 198 Enforcement of undertakings (+3 more)
• AML/CTF Amendment Act 2024: Schedule 9—Powers and definitions
• Autonomous Sanctions Act 2011: 14 Injunctions; 15 Invalidation of authorisations; 16 Offence—contravening a sanction law; 17 Offence—false or misleading information given in connection with a; 18 CEO of Commonwealth entity may give information or document on req; 19 Power to require information or documents to be given; 20 Information may be required to be given on oath; 21 Offence for failure to comply with requirement; 22 Self-incrimination not an excuse; 24 Further disclosure and use of information and documents
• Autonomous Sanctions Regulations 2011: 17 Forfeiture of sanctioned vessels; 23 Request to AFP for help; 24 Informing AFP of opinion about asset; 25 Protection of information
• Charter of the United Nations Act 1945: 12 Offences; 13 Injunctions; 13A Invalidation of permission, authorisations etc.; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22B Invalidation of notice for false or misleading information; 25 Compensation for persons wrongly affected; 26 Injunctions; 27 Offence—Contravening a UN sanction enforcement law; 28 Offence—False or misleading information given in connection with a; 30 Power to require information or documents to be given; 32 Offence for failure to comply with requirement; 35 Further disclosure and use of information and documents
• AML/CTF Transitional Rules 2026: 20 Notice may be provided after conduct occurs

United Kingdom

• POCA 2002: s.327 Concealing etc; s.328 Arrangements; s.329 Acquisition, use and possession; s.330 Failure to disclose: regulated sector; s.334 Penalties; s.342 Offences of prejudicing investigation; s.345 Production orders; s.352 Search and seizure warrants; s.357 Disclosure orders; s.359 Offences; s.362A Unexplained wealth orders; s.362E Offence; s.363 Customer information orders; s.366 Offences; s.370 Account monitoring orders; s.380 Production orders; s.387 Search warrants; s.391 Disclosure orders; s.393 Offences; s.396A Unexplained wealth orders; s.396E Offence; s.397 Customer information orders; s.400 Offences; s.404 Account monitoring orders
• Terrorism Act 2000: s.15 Fund-raising.; s.16 Use and possession.; s.17 Funding arrangements.; s.18 Money laundering.; s.22 Penalties.
• MLR 2017: reg.52B; reg.74C; reg.75 For the purposes of this Part, “relevant requirement” has the m; reg.76; reg.77; reg.78; reg.79 Any one or more of the powers in regulations 76, 77 and 78 may ; reg.80; reg.81; reg.82; reg.83; reg.84; reg.85; reg.86; reg.87; reg.88; reg.89; reg.90; reg.91; reg.92; reg.93 —[F427(1) A person may appeal to the Upper Tribunal a decision; reg.94; reg.95; reg.96 (+5 more)
• SAMLA 2018: s.17 Enforcement; s.19 Enforcement: goods etc on ships; s.20 Goods etc on ships: non-UK conduct; s.41 Procedure for dealing with goods etc seized from ships
• ECTEA 2022: s.8 Failure to comply with updating duty; s.15B False statements under section 12 or 13: aggravated offence; s.35 Liability of officers in default; s.39 Financial penalties; s.42 Requirement for certain unregistered overseas entities to provide; s.45 Imposition of unexplained wealth orders on officers etc of proper; s.46 Imposition of unexplained wealth orders on officers etc of proper; s.47 Alternative test to the income requirement: England and Wales and; s.48 Alternative test to the income requirement: Scotland; s.54 Imposition of monetary penalties
• ECCTA 2023: s.171 False statement offences in connection with information notices; s.173 Enforcement of requirement to register: updated language about p; s.179 Cryptoassets: confiscation orders; s.180 Cryptoassets: civil recovery; s.181 Cryptoassets: terrorism; s.182 Money laundering: exiting and paying away exemptions; s.183 Money laundering: exemptions for mixed-property transactions; s.184 Money laundering: offences of failing to disclose; s.185 Money laundering: information orders; s.186 Terrorist financing: information orders; s.199 Failure to prevent fraud; s.214 Sanctions enforcement: monetary penalties

United States

• BSA (31 U.S.C. §§5311–5336): § 5317. Search and forfeiture of monetary instru-; § 5320. Injunctions; § 5321. Civil penalties; § 5322. Criminal penalties; § 5324. Structuring transactions to evade report-; § 5332. Bulk cash smuggling into or out of the; § 5335. Prohibition on concealment of the source
• 18 U.S.C. §1956: § 1956. Laundering of monetary instruments
• 18 U.S.C. §1957: § 1957. Engaging in monetary transactions in
• 18 U.S.C. §2339A: § 2339A. Providing material support to terrorists
• 18 U.S.C. §2339B: § 2339B. Providing material support or resources
• 18 U.S.C. §2339C: § 2339C. Prohibitions against the financing of ter-
• IEEPA (50 U.S.C. §§1701–1708): § 1705. Penalties
• 31 C.F.R. Part 1010: § 1010.670 Summons or subpoena of foreign bank records; termination of; § 1010.810 Enforcement.; § 1010.821 Penalty adjustment and table.; § 1010.830 Forfeiture of currency or monetary instruments.; § 1010.840 Criminal penalty.; § 1010.850 Enforcement authority with respect to transportation of cur; § 1010.911 General.

European Union

• AMLR (Reg (EU) 2024/1624): Article 68 Penalties
• 4AMLD (Dir (EU) 2015/849): Article 58 1. Member States shall ensure that obliged entities can be ; Article 59 1. Member States shall ensure that this Article applies at ; Article 60 1. Member States shall ensure that a decision imposing an a; Article 61 1. Member States shall ensure that competent authorities, a; Article 62 1. Member States shall ensure that their competent authorit
• AMLD6 (Dir (EU) 2024/1640): Article 53 General provisions; Article 54 Supervisory measures towards establishments of obliged enti; Article 55 Pecuniary sanctions; Article 56 Administrative measures; Article 57 Periodic penalty payments; Article 58 Publication of pecuniary sanctions, administrative measures; Article 59 Exchange of information on pecuniary sanctions and administ; Article 60 Reporting of breaches and protection of reporting persons
• AMLA Reg (Reg (EU) 2024/1620): Article 18 General investigations; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 23 Periodic penalty payments; Article 24 Hearing of persons subject to proceedings; Article 25 Publication of administrative measures, pecuniary sanctions; Article 26 Enforcement of pecuniary sanctions and periodic penalty pay; Article 27 Procedural rules for taking supervisory measures and imposi; Article 28 Review by the Court of Justice of the European Union

Canada

• PCMLTFA: 39.39 (1) The Governor in Council may make regulations establishing an; 73.1 (1) The Governor in Council may make regulations; 73.11 Except if a penalty is fixed under paragraph; 73.111 (1) Subject to subsection (2), if the Centre requests informati; 73.12 If an act or omission may be proceeded with as a; 73.13 Every contravention that is designated under; 73.131 If the Centre believes on reasonable grounds; 73.14 (1) When the Centre issues a notice of violation,; 73.15 (1) If the person or entity pays the penalty proposed in the not; 73.16 (1) If a person or entity has committed a prescribed violation, ; 73.17 (1) If a person or entity refuses to enter into a; 73.18 (1) The contravention of a compliance order; 73.22 (1) In the following cases, the Centre shall make; 73.23 (1) For greater certainty, a violation is not an offence.; 73.24 (1) Due diligence is a defence in a proceeding in; 74 (1) Every person or entity that knowingly contravenes any of sectio; 75 (1) Every person or entity that contravenes section 7; 76 Every person or entity that contravenes section 8 is; 77 (1) Every person or entity that contravenes subsection 9(1) or (3) ; 77.01 Every person or entity that knowingly contravenes section 9.92 o; 77.1 (1) Every person or entity that, under this Act, is; 77.2 (1) Every person or entity that is an employer, that; 77.3 (1) Every person or entity commits an offence that; 77.4 A person or entity referred to in section 11.1 that (+3 more)
• Criminal Code (AML/CTF offences): 462.31 (1) Every one commits an offence who uses,; 83.02 Every person is guilty of an indictable offence and; 83.03 (1) Every person is guilty of an indictable offence; 83.04 Every person is guilty of an indictable offence and
• SEMA: 8 Every person who wilfully contravenes or fails to comply with an ord; 9 (1) A person having the powers of an officer under the
• United Nations Act (CA): 3 (1) Any person who contravenes an order or regulation made under thi
• JVCFOA (Magnitsky): 11 Every person who knowingly contravenes or fails to
• FACFOA: 10 (1) Every person who wilfully contravenes an order

Singapore

• CDSA: 6.; 7.; 34.; 47.; 48.; 50.; 51.; 53.; 54.; 55.; 55A.
• TSOFA: 3.; 4.; 5.; 6.
• United Nations Act (SG): 5.
• UN (Anti-Terrorism Measures) Regs: 10.
• PSPM Act 2019: 24.; 25.; 32.; 33.

Switzerland

• Criminal Code (AML/CTF articles): Art. 305bis 423; Art. 260quinquies 349; Art. 260ter 345
• AMLA / GwG: Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisatio; Art. 25 Reglement und Sanktionen201; Art. 28 Entzug der Anerkennung; Art. 37 Verletzung der Meldepflicht; Art. 38 Verletzung der Prüfpflicht
• Embargo Act / EmbG: Art. 9 Verbrechen und Vergehen; Art. 10 Übertretungen; Art. 11 Zusammentreffen mehrerer Strafbestimmungen; Art. 12 Verstösse in Geschäftsbetrieben; Art. 13 Einziehung von Gegenständen und Vermögenswerten; Art. 14 Gerichtsbarkeit
• AMLO-FINMA / GwV-FINMA: Art. 9 Verletzung der Bestimmungen; Art. 21 Qualifiziertes Steuervergehen

Hong Kong

• OSCO: 25. Dealing with property known or believed to represent proceeds of i
• DTROP: 25. Dealing with property known or believed to represent proceeds of d
• AMLO: 10. Offences for non-compliance with requirements imposed under sectio; 13. Offences for non-compliance with requirements imposed under sectio; 52. Offence to provide false information in connection with applicatio; 53F. Offence of carrying on trust or company service business without ; 53ZN. Offence of providing false or misleading information; 53ZRE. Offence to issue advertisements relating to unlicensed person’s; 53ZRF. Offence involving fraudulent or deceptive devices etc. in trans; 53ZRG. Offence to fraudulently or recklessly induce others to invest i; 53ZSJ. Offences for non-compliance with section 53ZSH auditor’s requir; 53ZSL. Offences to destroy, conceal, or alter accounts, records, or do; 53ZTO. Offence for making false or misleading representation in connec; 53ZTP. Offence for providing false or misleading information, if infor; 53ZTQ. Offence for providing false or misleading document, if document; 53ZTS. Offence for obstructing person in performance of functions; 53ZUE. Offence of carrying out certain transaction without registratio; 53ZVT. Offence of providing false or misleading information; 79. Prosecution of offences by relevant authorities
• UNATMO: 7. Prohibition on provision or collection of property to commit terror; 8. Prohibition on making property, etc. available to or collecting pro; 14. Offences
• WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass de; 12. Injunctions; 13. Offences by bodies corporate
• CBMCBNI Ordinance: 4. Declaration for CBNIs in possession of persons arriving at specifie; 5. Disclosure by persons arriving in Hong Kong other than at specified; 6. Declaration by persons making disclosure under section 5; 9. Declaration by importers or exporters of CBNIs; 13. Written notice about not instituting criminal proceedings on payme; 24. Offences in relation to non-compliance with requirements of author; 30. Liability of directors, partners, etc.

Japan

• Organized Crime Punishment Act: 第九条　第二条第二項第一号若しくは第三号の犯罪収益若しくは薬物犯罪収益（麻薬特例法; 第十条　犯罪収益等（公衆等脅迫目的の犯罪行為等のための資金等の提供等の処罰に関する; 第十一条　情を知って、犯罪収益等を収受した者は、七年以下の拘禁刑若しくは三百万円以; 第十三条　次に掲げる財産は、没収することができる。; 第十七条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人
• Terrorist Financing Punishment Act: 第二条　公衆等脅迫目的の犯罪行為又は特定犯罪行為（以下「公衆等脅迫目的の犯罪行為等」; 第三条　公衆等脅迫目的の犯罪行為等の実行を容易にする目的で、これを実行しようとする; 第四条　前条第一項の罪の実行を容易にする目的で、これを実行しようとする者に対し、資; 第五条　前二条に規定するもののほか、公衆等脅迫目的の犯罪行為等の実行のために利用さ; 第六条　第二条から前条までの罪を犯した者が当該罪に係る公衆等脅迫目的の犯罪行為等の; 第八条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又
• APTCP (犯収法): 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第二十五条　顧客等又は代表者等の本人特定事項を隠蔽する目的で、第四条第六項の規定に; 第二十六条　他人になりすまして特定事業者（第二条第二項第一号から第十五号まで及び第; 第二十七条　他人になりすまして第二条第二項第三十号の二に掲げる特定事業者（以下この; 第二十八条　他人になりすまして第二条第二項第三十一号に掲げる特定事業者（以下この項; 第二十九条　他人になりすまして特定事業者（第二条第二項第三十一号の二に掲げる特定事; 第三十条　他人になりすまして特定事業者（第二条第二項第三十一号の三から第三十一号の; 第三十一条　他人になりすまして暗号資産交換業者との間における暗号資産交換契約（資金; 第三十二条　通常の商取引又は金融取引として行われるものであることその他の正当な理由; 第三十三条　第十八条の規定による命令に違反したときは、当該違反行為をした者は、二年; 第三十四条　次の各号のいずれかに該当する場合には、当該違反行為をした者は、一年以下; 第三十五条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法
• FEFTA (外為法): 第二十五条の二　経済産業大臣は、前条第一項の規定による許可を受けないで同項に規定す; 第五十三条　経済産業大臣は、第四十八条第一項の規定による許可を受けないで同項に規定; 第五十五条の十三　第二十五条第一項、同条第二項若しくは第三項の規定に基づく命令若し; 第六十九条の七　次の各号のいずれかに該当するときは、その違反行為をした者は、七年以; 第六十九条の八　次の各号のいずれかに該当するときは、その違反行為をした者は、五年以; 第七十条　次の各号のいずれかに該当するときは、その違反行為をした者は、三年以下の拘; 第七十条の二　第十八条の四（第十八条の五、第十八条の六第一項、第二十二条の二第二項; 第七十一条　次の各号のいずれかに該当するときは、その違反行為をした者は、六月以下の; 第七十一条の二　本人特定事項を隠蔽する目的で、第十八条第四項（第十八条の五、第十八; 第七十二条　法人（第二十六条第一項第二号、第四号及び第五号、第二十七条第十四項、第; 第七十三条　次の各号のいずれかに該当する者は、十万円以下の過料に処する。ただし、そ
• International Terrorist Asset-Freezing Act: 第二十二条　第十五条の規定に違反して前条の規定による情報の提供又は指導若しくは助言; 第二十九条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、; 第三十条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、そ; 第三十一条　第十六条第一項の規定による命令に違反する行為をした者（法人その他の団体; 第三十二条　第十三条第三項の規定に違反する行為をした者（法人その他の団体にあって

United Arab Emirates

• Federal AML/CFT Law 2025: Article (2); Article (3); Article (4); Article (8); Article (9); Article (17); Article (26); Article (27); Article (28); Article (30); Article (32); Article (33); Article (34); Article (35)
• Combating Terrorism Crimes Law 2014: Article (5); Article (6); Article (7); Article (8); Article (9); Article (10); Article (11); Article (12); Article (13); Article (14); Article (15); Article (16); Article (17); Article (18); Article (19); Article (21); Article (22); Article (23); Article (24); Article (25); Article (26); Article (27); Article (28); Article (29) (+14 more)
• Federal AML/CFT Law 2018 (superseded): Article (2); Article (3); Article (4); Article (6); Article (7); Article (10); Article (14); Article (22); Article (23); Article (24); Article (25) BIS; Article (26) BIS; Article (28); Article (30)
• AML/CFT Implementing Regulation 2019: Article (49)

Australia

• AML/CTF Act 2006: 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 74 Unregistered persons must not provide certain remittance services; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contraventi; 136 False or misleading information; 137 Producing false or misleading documents; 138 False documents; 139 Providing a designated service using a false customer name or cus; 140 Receiving a designated service using a false customer name or cus; 141 Customer commonly known by 2 or more different names—disclosure t; 142 Conducting transactions so as to avoid reporting requirements rel; 143 Conducting transfers to avoid reporting requirements relating to ; 174 Ancillary contravention of civil penalty provision; 175 Civil penalty orders; 184 When an infringement notice can be given; 191 Remedial directions; 192 Injunctions; 197 Acceptance of undertakings; 198 Enforcement of undertakings (+3 more)
• AML/CTF Amendment Act 2024: Schedule 9—Powers and definitions
• Autonomous Sanctions Act 2011: 14 Injunctions; 15 Invalidation of authorisations; 16 Offence—contravening a sanction law; 17 Offence—false or misleading information given in connection with a; 18 CEO of Commonwealth entity may give information or document on req; 19 Power to require information or documents to be given; 20 Information may be required to be given on oath; 21 Offence for failure to comply with requirement; 22 Self-incrimination not an excuse; 24 Further disclosure and use of information and documents
• Autonomous Sanctions Regulations 2011: 17 Forfeiture of sanctioned vessels; 23 Request to AFP for help; 24 Informing AFP of opinion about asset; 25 Protection of information
• Charter of the United Nations Act 1945: 12 Offences; 13 Injunctions; 13A Invalidation of permission, authorisations etc.; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22B Invalidation of notice for false or misleading information; 25 Compensation for persons wrongly affected; 26 Injunctions; 27 Offence—Contravening a UN sanction enforcement law; 28 Offence—False or misleading information given in connection with a; 30 Power to require information or documents to be given; 32 Offence for failure to comply with requirement; 35 Further disclosure and use of information and documents
• AML/CTF Transitional Rules 2026: 20 Notice may be provided after conduct occurs

United Kingdom

• POCA 2002: s.327 Concealing etc; s.328 Arrangements; s.329 Acquisition, use and possession; s.330 Failure to disclose: regulated sector; s.334 Penalties; s.342 Offences of prejudicing investigation; s.345 Production orders; s.352 Search and seizure warrants; s.357 Disclosure orders; s.359 Offences; s.362A Unexplained wealth orders; s.362E Offence; s.363 Customer information orders; s.366 Offences; s.370 Account monitoring orders; s.380 Production orders; s.387 Search warrants; s.391 Disclosure orders; s.393 Offences; s.396A Unexplained wealth orders; s.396E Offence; s.397 Customer information orders; s.400 Offences; s.404 Account monitoring orders
• Terrorism Act 2000: s.15 Fund-raising.; s.16 Use and possession.; s.17 Funding arrangements.; s.18 Money laundering.; s.22 Penalties.
• MLR 2017: reg.52B; reg.74C; reg.75 For the purposes of this Part, “relevant requirement” has the m; reg.76; reg.77; reg.78; reg.79 Any one or more of the powers in regulations 76, 77 and 78 may ; reg.80; reg.81; reg.82; reg.83; reg.84; reg.85; reg.86; reg.87; reg.88; reg.89; reg.90; reg.91; reg.92; reg.93 —[F427(1) A person may appeal to the Upper Tribunal a decision; reg.94; reg.95; reg.96 (+5 more)
• SAMLA 2018: s.17 Enforcement; s.19 Enforcement: goods etc on ships; s.20 Goods etc on ships: non-UK conduct; s.41 Procedure for dealing with goods etc seized from ships
• ECTEA 2022: s.8 Failure to comply with updating duty; s.15B False statements under section 12 or 13: aggravated offence; s.35 Liability of officers in default; s.39 Financial penalties; s.42 Requirement for certain unregistered overseas entities to provide; s.45 Imposition of unexplained wealth orders on officers etc of proper; s.46 Imposition of unexplained wealth orders on officers etc of proper; s.47 Alternative test to the income requirement: England and Wales and; s.48 Alternative test to the income requirement: Scotland; s.54 Imposition of monetary penalties
• ECCTA 2023: s.171 False statement offences in connection with information notices; s.173 Enforcement of requirement to register: updated language about p; s.179 Cryptoassets: confiscation orders; s.180 Cryptoassets: civil recovery; s.181 Cryptoassets: terrorism; s.182 Money laundering: exiting and paying away exemptions; s.183 Money laundering: exemptions for mixed-property transactions; s.184 Money laundering: offences of failing to disclose; s.185 Money laundering: information orders; s.186 Terrorist financing: information orders; s.199 Failure to prevent fraud; s.214 Sanctions enforcement: monetary penalties

United States

• BSA (31 U.S.C. §§5311–5336): § 5317. Search and forfeiture of monetary instru-; § 5320. Injunctions; § 5321. Civil penalties; § 5322. Criminal penalties; § 5324. Structuring transactions to evade report-; § 5332. Bulk cash smuggling into or out of the; § 5335. Prohibition on concealment of the source
• 18 U.S.C. §1956: § 1956. Laundering of monetary instruments
• 18 U.S.C. §1957: § 1957. Engaging in monetary transactions in
• 18 U.S.C. §2339A: § 2339A. Providing material support to terrorists
• 18 U.S.C. §2339B: § 2339B. Providing material support or resources
• 18 U.S.C. §2339C: § 2339C. Prohibitions against the financing of ter-
• IEEPA (50 U.S.C. §§1701–1708): § 1705. Penalties
• 31 C.F.R. Part 1010: § 1010.670 Summons or subpoena of foreign bank records; termination of; § 1010.810 Enforcement.; § 1010.821 Penalty adjustment and table.; § 1010.830 Forfeiture of currency or monetary instruments.; § 1010.840 Criminal penalty.; § 1010.850 Enforcement authority with respect to transportation of cur; § 1010.911 General.

European Union

• AMLR (Reg (EU) 2024/1624): Article 68 Penalties
• 4AMLD (Dir (EU) 2015/849): Article 58 1. Member States shall ensure that obliged entities can be ; Article 59 1. Member States shall ensure that this Article applies at ; Article 60 1. Member States shall ensure that a decision imposing an a; Article 61 1. Member States shall ensure that competent authorities, a; Article 62 1. Member States shall ensure that their competent authorit
• AMLD6 (Dir (EU) 2024/1640): Article 53 General provisions; Article 54 Supervisory measures towards establishments of obliged enti; Article 55 Pecuniary sanctions; Article 56 Administrative measures; Article 57 Periodic penalty payments; Article 58 Publication of pecuniary sanctions, administrative measures; Article 59 Exchange of information on pecuniary sanctions and administ; Article 60 Reporting of breaches and protection of reporting persons
• AMLA Reg (Reg (EU) 2024/1620): Article 18 General investigations; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 23 Periodic penalty payments; Article 24 Hearing of persons subject to proceedings; Article 25 Publication of administrative measures, pecuniary sanctions; Article 26 Enforcement of pecuniary sanctions and periodic penalty pay; Article 27 Procedural rules for taking supervisory measures and imposi; Article 28 Review by the Court of Justice of the European Union

Canada

• PCMLTFA: 39.39 (1) The Governor in Council may make regulations establishing an; 73.1 (1) The Governor in Council may make regulations; 73.11 Except if a penalty is fixed under paragraph; 73.111 (1) Subject to subsection (2), if the Centre requests informati; 73.12 If an act or omission may be proceeded with as a; 73.13 Every contravention that is designated under; 73.131 If the Centre believes on reasonable grounds; 73.14 (1) When the Centre issues a notice of violation,; 73.15 (1) If the person or entity pays the penalty proposed in the not; 73.16 (1) If a person or entity has committed a prescribed violation, ; 73.17 (1) If a person or entity refuses to enter into a; 73.18 (1) The contravention of a compliance order; 73.22 (1) In the following cases, the Centre shall make; 73.23 (1) For greater certainty, a violation is not an offence.; 73.24 (1) Due diligence is a defence in a proceeding in; 74 (1) Every person or entity that knowingly contravenes any of sectio; 75 (1) Every person or entity that contravenes section 7; 76 Every person or entity that contravenes section 8 is; 77 (1) Every person or entity that contravenes subsection 9(1) or (3) ; 77.01 Every person or entity that knowingly contravenes section 9.92 o; 77.1 (1) Every person or entity that, under this Act, is; 77.2 (1) Every person or entity that is an employer, that; 77.3 (1) Every person or entity commits an offence that; 77.4 A person or entity referred to in section 11.1 that (+3 more)
• Criminal Code (AML/CTF offences): 462.31 (1) Every one commits an offence who uses,; 83.02 Every person is guilty of an indictable offence and; 83.03 (1) Every person is guilty of an indictable offence; 83.04 Every person is guilty of an indictable offence and
• SEMA: 8 Every person who wilfully contravenes or fails to comply with an ord; 9 (1) A person having the powers of an officer under the
• United Nations Act (CA): 3 (1) Any person who contravenes an order or regulation made under thi
• JVCFOA (Magnitsky): 11 Every person who knowingly contravenes or fails to
• FACFOA: 10 (1) Every person who wilfully contravenes an order

Singapore

• CDSA: 6.; 7.; 34.; 47.; 48.; 50.; 51.; 53.; 54.; 55.; 55A.
• TSOFA: 3.; 4.; 5.; 6.
• United Nations Act (SG): 5.
• UN (Anti-Terrorism Measures) Regs: 10.
• PSPM Act 2019: 24.; 25.; 32.; 33.

Switzerland

• Criminal Code (AML/CTF articles): Art. 305bis 423; Art. 260quinquies 349; Art. 260ter 345
• AMLA / GwG: Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisatio; Art. 25 Reglement und Sanktionen201; Art. 28 Entzug der Anerkennung; Art. 37 Verletzung der Meldepflicht; Art. 38 Verletzung der Prüfpflicht
• Embargo Act / EmbG: Art. 9 Verbrechen und Vergehen; Art. 10 Übertretungen; Art. 11 Zusammentreffen mehrerer Strafbestimmungen; Art. 12 Verstösse in Geschäftsbetrieben; Art. 13 Einziehung von Gegenständen und Vermögenswerten; Art. 14 Gerichtsbarkeit
• AMLO-FINMA / GwV-FINMA: Art. 9 Verletzung der Bestimmungen; Art. 21 Qualifiziertes Steuervergehen

Hong Kong

• OSCO: 25. Dealing with property known or believed to represent proceeds of i
• DTROP: 25. Dealing with property known or believed to represent proceeds of d
• AMLO: 10. Offences for non-compliance with requirements imposed under sectio; 13. Offences for non-compliance with requirements imposed under sectio; 52. Offence to provide false information in connection with applicatio; 53F. Offence of carrying on trust or company service business without ; 53ZN. Offence of providing false or misleading information; 53ZRE. Offence to issue advertisements relating to unlicensed person’s; 53ZRF. Offence involving fraudulent or deceptive devices etc. in trans; 53ZRG. Offence to fraudulently or recklessly induce others to invest i; 53ZSJ. Offences for non-compliance with section 53ZSH auditor’s requir; 53ZSL. Offences to destroy, conceal, or alter accounts, records, or do; 53ZTO. Offence for making false or misleading representation in connec; 53ZTP. Offence for providing false or misleading information, if infor; 53ZTQ. Offence for providing false or misleading document, if document; 53ZTS. Offence for obstructing person in performance of functions; 53ZUE. Offence of carrying out certain transaction without registratio; 53ZVT. Offence of providing false or misleading information; 79. Prosecution of offences by relevant authorities
• UNATMO: 7. Prohibition on provision or collection of property to commit terror; 8. Prohibition on making property, etc. available to or collecting pro; 14. Offences
• WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass de; 12. Injunctions; 13. Offences by bodies corporate
• CBMCBNI Ordinance: 4. Declaration for CBNIs in possession of persons arriving at specifie; 5. Disclosure by persons arriving in Hong Kong other than at specified; 6. Declaration by persons making disclosure under section 5; 9. Declaration by importers or exporters of CBNIs; 13. Written notice about not instituting criminal proceedings on payme; 24. Offences in relation to non-compliance with requirements of author; 30. Liability of directors, partners, etc.

Japan

• Organized Crime Punishment Act: 第九条　第二条第二項第一号若しくは第三号の犯罪収益若しくは薬物犯罪収益（麻薬特例法; 第十条　犯罪収益等（公衆等脅迫目的の犯罪行為等のための資金等の提供等の処罰に関する; 第十一条　情を知って、犯罪収益等を収受した者は、七年以下の拘禁刑若しくは三百万円以; 第十三条　次に掲げる財産は、没収することができる。; 第十七条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人
• Terrorist Financing Punishment Act: 第二条　公衆等脅迫目的の犯罪行為又は特定犯罪行為（以下「公衆等脅迫目的の犯罪行為等」; 第三条　公衆等脅迫目的の犯罪行為等の実行を容易にする目的で、これを実行しようとする; 第四条　前条第一項の罪の実行を容易にする目的で、これを実行しようとする者に対し、資; 第五条　前二条に規定するもののほか、公衆等脅迫目的の犯罪行為等の実行のために利用さ; 第六条　第二条から前条までの罪を犯した者が当該罪に係る公衆等脅迫目的の犯罪行為等の; 第八条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又
• APTCP (犯収法): 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第二十五条　顧客等又は代表者等の本人特定事項を隠蔽する目的で、第四条第六項の規定に; 第二十六条　他人になりすまして特定事業者（第二条第二項第一号から第十五号まで及び第; 第二十七条　他人になりすまして第二条第二項第三十号の二に掲げる特定事業者（以下この; 第二十八条　他人になりすまして第二条第二項第三十一号に掲げる特定事業者（以下この項; 第二十九条　他人になりすまして特定事業者（第二条第二項第三十一号の二に掲げる特定事; 第三十条　他人になりすまして特定事業者（第二条第二項第三十一号の三から第三十一号の; 第三十一条　他人になりすまして暗号資産交換業者との間における暗号資産交換契約（資金; 第三十二条　通常の商取引又は金融取引として行われるものであることその他の正当な理由; 第三十三条　第十八条の規定による命令に違反したときは、当該違反行為をした者は、二年; 第三十四条　次の各号のいずれかに該当する場合には、当該違反行為をした者は、一年以下; 第三十五条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法
• FEFTA (外為法): 第二十五条の二　経済産業大臣は、前条第一項の規定による許可を受けないで同項に規定す; 第五十三条　経済産業大臣は、第四十八条第一項の規定による許可を受けないで同項に規定; 第五十五条の十三　第二十五条第一項、同条第二項若しくは第三項の規定に基づく命令若し; 第六十九条の七　次の各号のいずれかに該当するときは、その違反行為をした者は、七年以; 第六十九条の八　次の各号のいずれかに該当するときは、その違反行為をした者は、五年以; 第七十条　次の各号のいずれかに該当するときは、その違反行為をした者は、三年以下の拘; 第七十条の二　第十八条の四（第十八条の五、第十八条の六第一項、第二十二条の二第二項; 第七十一条　次の各号のいずれかに該当するときは、その違反行為をした者は、六月以下の; 第七十一条の二　本人特定事項を隠蔽する目的で、第十八条第四項（第十八条の五、第十八; 第七十二条　法人（第二十六条第一項第二号、第四号及び第五号、第二十七条第十四項、第; 第七十三条　次の各号のいずれかに該当する者は、十万円以下の過料に処する。ただし、そ
• International Terrorist Asset-Freezing Act: 第二十二条　第十五条の規定に違反して前条の規定による情報の提供又は指導若しくは助言; 第二十九条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、; 第三十条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、そ; 第三十一条　第十六条第一項の規定による命令に違反する行為をした者（法人その他の団体; 第三十二条　第十三条第三項の規定に違反する行為をした者（法人その他の団体にあって

United Arab Emirates

• Federal AML/CFT Law 2025: Article (2); Article (3); Article (4); Article (8); Article (9); Article (17); Article (26); Article (27); Article (28); Article (30); Article (32); Article (33); Article (34); Article (35)
• Combating Terrorism Crimes Law 2014: Article (5); Article (6); Article (7); Article (8); Article (9); Article (10); Article (11); Article (12); Article (13); Article (14); Article (15); Article (16); Article (17); Article (18); Article (19); Article (21); Article (22); Article (23); Article (24); Article (25); Article (26); Article (27); Article (28); Article (29) (+14 more)
• Federal AML/CFT Law 2018 (superseded): Article (2); Article (3); Article (4); Article (6); Article (7); Article (10); Article (14); Article (22); Article (23); Article (24); Article (25) BIS; Article (26) BIS; Article (28); Article (30)
• AML/CFT Implementing Regulation 2019: Article (49)

Australia

• AML/CTF Act 2006: 53 Reports about movements of monetary instruments into or out of Aus; 54 Reports about receipts of monetary instruments moved into Australi; 55 Movements of monetary instruments into Australia; 56 Movements of monetary instruments out of Australia; 57 Obligations of customs officers and police officers; 61 Power to affix notices about reporting obligations; 62 Notice about reporting obligations to be given to travellers to Au; 143 Conducting transfers to avoid reporting requirements relating to ; 199 Questioning and search powers in relation to monetary instruments; 201 Arrest without warrant
• AML/CTF Rules 2025: Division 5—Cross-border movement reports

United Kingdom

— none curated in v1

United States

• BSA (31 U.S.C. §§5311–5336): § 5316. Reports on exporting and importing mon-; § 5317. Search and forfeiture of monetary instru-; § 5332. Bulk cash smuggling into or out of the
• 31 C.F.R. Part 1010: § 1010.340 Reports of transportation of currency or monetary instrumen; § 1010.850 Enforcement authority with respect to transportation of cur

European Union

— none curated in v1

Canada

• PCMLTFA: 12 (1) Every person or entity referred to in subsection; 14 (1) Subject to subsections (2) to (5), if a person or an; 15 (1) An officer may search; 16 (1) An officer may, in order to determine whether; 17 (1) An officer may examine any mail that is being; 18 (1) If an officer believes on reasonable grounds that; 21 (1) On request of an officer, any mail that is being; 39.02 (1) Every person or entity referred to in subsection (3) that re; 39.03 (1) Subject to subsections (2) to (5), if a person or; 39.04 (1) If an officer suspects on reasonable grounds; 39.06 (1) If an officer has reasonable grounds to believe

Singapore

• CDSA: 60.; 62.; 63.; 65.

Switzerland

— none curated in v1

Hong Kong

• CBMCBNI Ordinance: 4. Declaration for CBNIs in possession of persons arriving at specifie; 5. Disclosure by persons arriving in Hong Kong other than at specified; 6. Declaration by persons making disclosure under section 5; 9. Declaration by importers or exporters of CBNIs; 11. Declaration requirement

Japan

• FEFTA (外為法): 第十九条　財務大臣は、この法律又はこの法律に基づく命令の規定の確実な実施を図るため

United Arab Emirates

• Federal AML/CFT Law 2025: Article (10); Article (34)
• Federal AML/CFT Law 2018 (superseded): Article (8); Article (30)

Australia

• AML/CTF Act 2006: 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—o; 35K Unauthorised use or disclosure of verification information—offenc; 74 Unregistered persons must not provide certain remittance services; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contraventi; 136 False or misleading information; 137 Producing false or misleading documents; 138 False documents; 139 Providing a designated service using a false customer name or cus; 140 Receiving a designated service using a false customer name or cus; 141 Customer commonly known by 2 or more different names—disclosure t; 142 Conducting transactions so as to avoid reporting requirements rel; 143 Conducting transfers to avoid reporting requirements relating to ; 174 Ancillary contravention of civil penalty provision; 175 Civil penalty orders; 184 When an infringement notice can be given; 191 Remedial directions; 192 Injunctions; 197 Acceptance of undertakings; 198 Enforcement of undertakings (+3 more)
• AML/CTF Amendment Act 2024: Schedule 9—Powers and definitions
• Autonomous Sanctions Act 2011: 14 Injunctions; 15 Invalidation of authorisations; 16 Offence—contravening a sanction law; 17 Offence—false or misleading information given in connection with a; 18 CEO of Commonwealth entity may give information or document on req; 19 Power to require information or documents to be given; 20 Information may be required to be given on oath; 21 Offence for failure to comply with requirement; 22 Self-incrimination not an excuse; 24 Further disclosure and use of information and documents
• Autonomous Sanctions Regulations 2011: 17 Forfeiture of sanctioned vessels; 23 Request to AFP for help; 24 Informing AFP of opinion about asset; 25 Protection of information
• Charter of the United Nations Act 1945: 12 Offences; 13 Injunctions; 13A Invalidation of permission, authorisations etc.; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22B Invalidation of notice for false or misleading information; 25 Compensation for persons wrongly affected; 26 Injunctions; 27 Offence—Contravening a UN sanction enforcement law; 28 Offence—False or misleading information given in connection with a; 30 Power to require information or documents to be given; 32 Offence for failure to comply with requirement; 35 Further disclosure and use of information and documents
• AML/CTF Transitional Rules 2026: 20 Notice may be provided after conduct occurs

United Kingdom

• POCA 2002: s.327 Concealing etc; s.328 Arrangements; s.329 Acquisition, use and possession; s.330 Failure to disclose: regulated sector; s.334 Penalties; s.342 Offences of prejudicing investigation; s.345 Production orders; s.352 Search and seizure warrants; s.357 Disclosure orders; s.359 Offences; s.362A Unexplained wealth orders; s.362E Offence; s.363 Customer information orders; s.366 Offences; s.370 Account monitoring orders; s.380 Production orders; s.387 Search warrants; s.391 Disclosure orders; s.393 Offences; s.396A Unexplained wealth orders; s.396E Offence; s.397 Customer information orders; s.400 Offences; s.404 Account monitoring orders
• Terrorism Act 2000: s.15 Fund-raising.; s.16 Use and possession.; s.17 Funding arrangements.; s.18 Money laundering.; s.22 Penalties.
• MLR 2017: reg.52B; reg.74C; reg.75 For the purposes of this Part, “relevant requirement” has the m; reg.76; reg.77; reg.78; reg.79 Any one or more of the powers in regulations 76, 77 and 78 may ; reg.80; reg.81; reg.82; reg.83; reg.84; reg.85; reg.86; reg.87; reg.88; reg.89; reg.90; reg.91; reg.92; reg.93 —[F427(1) A person may appeal to the Upper Tribunal a decision; reg.94; reg.95; reg.96 (+5 more)
• SAMLA 2018: s.17 Enforcement; s.19 Enforcement: goods etc on ships; s.20 Goods etc on ships: non-UK conduct; s.41 Procedure for dealing with goods etc seized from ships
• ECTEA 2022: s.8 Failure to comply with updating duty; s.15B False statements under section 12 or 13: aggravated offence; s.35 Liability of officers in default; s.39 Financial penalties; s.42 Requirement for certain unregistered overseas entities to provide; s.45 Imposition of unexplained wealth orders on officers etc of proper; s.46 Imposition of unexplained wealth orders on officers etc of proper; s.47 Alternative test to the income requirement: England and Wales and; s.48 Alternative test to the income requirement: Scotland; s.54 Imposition of monetary penalties
• ECCTA 2023: s.171 False statement offences in connection with information notices; s.173 Enforcement of requirement to register: updated language about p; s.179 Cryptoassets: confiscation orders; s.180 Cryptoassets: civil recovery; s.181 Cryptoassets: terrorism; s.182 Money laundering: exiting and paying away exemptions; s.183 Money laundering: exemptions for mixed-property transactions; s.184 Money laundering: offences of failing to disclose; s.185 Money laundering: information orders; s.186 Terrorist financing: information orders; s.199 Failure to prevent fraud; s.214 Sanctions enforcement: monetary penalties

United States

• BSA (31 U.S.C. §§5311–5336): § 5317. Search and forfeiture of monetary instru-; § 5320. Injunctions; § 5321. Civil penalties; § 5322. Criminal penalties; § 5324. Structuring transactions to evade report-; § 5332. Bulk cash smuggling into or out of the; § 5335. Prohibition on concealment of the source
• 18 U.S.C. §1956: § 1956. Laundering of monetary instruments
• 18 U.S.C. §1957: § 1957. Engaging in monetary transactions in
• 18 U.S.C. §2339A: § 2339A. Providing material support to terrorists
• 18 U.S.C. §2339B: § 2339B. Providing material support or resources
• 18 U.S.C. §2339C: § 2339C. Prohibitions against the financing of ter-
• IEEPA (50 U.S.C. §§1701–1708): § 1705. Penalties
• 31 C.F.R. Part 1010: § 1010.670 Summons or subpoena of foreign bank records; termination of; § 1010.810 Enforcement.; § 1010.821 Penalty adjustment and table.; § 1010.830 Forfeiture of currency or monetary instruments.; § 1010.840 Criminal penalty.; § 1010.850 Enforcement authority with respect to transportation of cur; § 1010.911 General.

European Union

• AMLR (Reg (EU) 2024/1624): Article 68 Penalties
• 4AMLD (Dir (EU) 2015/849): Article 58 1. Member States shall ensure that obliged entities can be ; Article 59 1. Member States shall ensure that this Article applies at ; Article 60 1. Member States shall ensure that a decision imposing an a; Article 61 1. Member States shall ensure that competent authorities, a; Article 62 1. Member States shall ensure that their competent authorit
• AMLD6 (Dir (EU) 2024/1640): Article 53 General provisions; Article 54 Supervisory measures towards establishments of obliged enti; Article 55 Pecuniary sanctions; Article 56 Administrative measures; Article 57 Periodic penalty payments; Article 58 Publication of pecuniary sanctions, administrative measures; Article 59 Exchange of information on pecuniary sanctions and administ; Article 60 Reporting of breaches and protection of reporting persons
• AMLA Reg (Reg (EU) 2024/1620): Article 18 General investigations; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 23 Periodic penalty payments; Article 24 Hearing of persons subject to proceedings; Article 25 Publication of administrative measures, pecuniary sanctions; Article 26 Enforcement of pecuniary sanctions and periodic penalty pay; Article 27 Procedural rules for taking supervisory measures and imposi; Article 28 Review by the Court of Justice of the European Union

Canada

• PCMLTFA: 39.39 (1) The Governor in Council may make regulations establishing an; 73.1 (1) The Governor in Council may make regulations; 73.11 Except if a penalty is fixed under paragraph; 73.111 (1) Subject to subsection (2), if the Centre requests informati; 73.12 If an act or omission may be proceeded with as a; 73.13 Every contravention that is designated under; 73.131 If the Centre believes on reasonable grounds; 73.14 (1) When the Centre issues a notice of violation,; 73.15 (1) If the person or entity pays the penalty proposed in the not; 73.16 (1) If a person or entity has committed a prescribed violation, ; 73.17 (1) If a person or entity refuses to enter into a; 73.18 (1) The contravention of a compliance order; 73.22 (1) In the following cases, the Centre shall make; 73.23 (1) For greater certainty, a violation is not an offence.; 73.24 (1) Due diligence is a defence in a proceeding in; 74 (1) Every person or entity that knowingly contravenes any of sectio; 75 (1) Every person or entity that contravenes section 7; 76 Every person or entity that contravenes section 8 is; 77 (1) Every person or entity that contravenes subsection 9(1) or (3) ; 77.01 Every person or entity that knowingly contravenes section 9.92 o; 77.1 (1) Every person or entity that, under this Act, is; 77.2 (1) Every person or entity that is an employer, that; 77.3 (1) Every person or entity commits an offence that; 77.4 A person or entity referred to in section 11.1 that (+3 more)
• Criminal Code (AML/CTF offences): 462.31 (1) Every one commits an offence who uses,; 83.02 Every person is guilty of an indictable offence and; 83.03 (1) Every person is guilty of an indictable offence; 83.04 Every person is guilty of an indictable offence and
• SEMA: 8 Every person who wilfully contravenes or fails to comply with an ord; 9 (1) A person having the powers of an officer under the
• United Nations Act (CA): 3 (1) Any person who contravenes an order or regulation made under thi
• JVCFOA (Magnitsky): 11 Every person who knowingly contravenes or fails to
• FACFOA: 10 (1) Every person who wilfully contravenes an order

Singapore

• CDSA: 6.; 7.; 34.; 47.; 48.; 50.; 51.; 53.; 54.; 55.; 55A.
• TSOFA: 3.; 4.; 5.; 6.
• United Nations Act (SG): 5.
• UN (Anti-Terrorism Measures) Regs: 10.
• PSPM Act 2019: 24.; 25.; 32.; 33.

Switzerland

• Criminal Code (AML/CTF articles): Art. 305bis 423; Art. 260quinquies 349; Art. 260ter 345
• AMLA / GwG: Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisatio; Art. 25 Reglement und Sanktionen201; Art. 28 Entzug der Anerkennung; Art. 37 Verletzung der Meldepflicht; Art. 38 Verletzung der Prüfpflicht
• Embargo Act / EmbG: Art. 9 Verbrechen und Vergehen; Art. 10 Übertretungen; Art. 11 Zusammentreffen mehrerer Strafbestimmungen; Art. 12 Verstösse in Geschäftsbetrieben; Art. 13 Einziehung von Gegenständen und Vermögenswerten; Art. 14 Gerichtsbarkeit
• AMLO-FINMA / GwV-FINMA: Art. 9 Verletzung der Bestimmungen; Art. 21 Qualifiziertes Steuervergehen

Hong Kong

• OSCO: 25. Dealing with property known or believed to represent proceeds of i
• DTROP: 25. Dealing with property known or believed to represent proceeds of d
• AMLO: 10. Offences for non-compliance with requirements imposed under sectio; 13. Offences for non-compliance with requirements imposed under sectio; 52. Offence to provide false information in connection with applicatio; 53F. Offence of carrying on trust or company service business without ; 53ZN. Offence of providing false or misleading information; 53ZRE. Offence to issue advertisements relating to unlicensed person’s; 53ZRF. Offence involving fraudulent or deceptive devices etc. in trans; 53ZRG. Offence to fraudulently or recklessly induce others to invest i; 53ZSJ. Offences for non-compliance with section 53ZSH auditor’s requir; 53ZSL. Offences to destroy, conceal, or alter accounts, records, or do; 53ZTO. Offence for making false or misleading representation in connec; 53ZTP. Offence for providing false or misleading information, if infor; 53ZTQ. Offence for providing false or misleading document, if document; 53ZTS. Offence for obstructing person in performance of functions; 53ZUE. Offence of carrying out certain transaction without registratio; 53ZVT. Offence of providing false or misleading information; 79. Prosecution of offences by relevant authorities
• UNATMO: 7. Prohibition on provision or collection of property to commit terror; 8. Prohibition on making property, etc. available to or collecting pro; 14. Offences
• WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass de; 12. Injunctions; 13. Offences by bodies corporate
• CBMCBNI Ordinance: 4. Declaration for CBNIs in possession of persons arriving at specifie; 5. Disclosure by persons arriving in Hong Kong other than at specified; 6. Declaration by persons making disclosure under section 5; 9. Declaration by importers or exporters of CBNIs; 13. Written notice about not instituting criminal proceedings on payme; 24. Offences in relation to non-compliance with requirements of author; 30. Liability of directors, partners, etc.

Japan

• Organized Crime Punishment Act: 第九条　第二条第二項第一号若しくは第三号の犯罪収益若しくは薬物犯罪収益（麻薬特例法; 第十条　犯罪収益等（公衆等脅迫目的の犯罪行為等のための資金等の提供等の処罰に関する; 第十一条　情を知って、犯罪収益等を収受した者は、七年以下の拘禁刑若しくは三百万円以; 第十三条　次に掲げる財産は、没収することができる。; 第十七条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人
• Terrorist Financing Punishment Act: 第二条　公衆等脅迫目的の犯罪行為又は特定犯罪行為（以下「公衆等脅迫目的の犯罪行為等」; 第三条　公衆等脅迫目的の犯罪行為等の実行を容易にする目的で、これを実行しようとする; 第四条　前条第一項の罪の実行を容易にする目的で、これを実行しようとする者に対し、資; 第五条　前二条に規定するもののほか、公衆等脅迫目的の犯罪行為等の実行のために利用さ; 第六条　第二条から前条までの罪を犯した者が当該罪に係る公衆等脅迫目的の犯罪行為等の; 第八条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又
• APTCP (犯収法): 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第二十五条　顧客等又は代表者等の本人特定事項を隠蔽する目的で、第四条第六項の規定に; 第二十六条　他人になりすまして特定事業者（第二条第二項第一号から第十五号まで及び第; 第二十七条　他人になりすまして第二条第二項第三十号の二に掲げる特定事業者（以下この; 第二十八条　他人になりすまして第二条第二項第三十一号に掲げる特定事業者（以下この項; 第二十九条　他人になりすまして特定事業者（第二条第二項第三十一号の二に掲げる特定事; 第三十条　他人になりすまして特定事業者（第二条第二項第三十一号の三から第三十一号の; 第三十一条　他人になりすまして暗号資産交換業者との間における暗号資産交換契約（資金; 第三十二条　通常の商取引又は金融取引として行われるものであることその他の正当な理由; 第三十三条　第十八条の規定による命令に違反したときは、当該違反行為をした者は、二年; 第三十四条　次の各号のいずれかに該当する場合には、当該違反行為をした者は、一年以下; 第三十五条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法
• FEFTA (外為法): 第二十五条の二　経済産業大臣は、前条第一項の規定による許可を受けないで同項に規定す; 第五十三条　経済産業大臣は、第四十八条第一項の規定による許可を受けないで同項に規定; 第五十五条の十三　第二十五条第一項、同条第二項若しくは第三項の規定に基づく命令若し; 第六十九条の七　次の各号のいずれかに該当するときは、その違反行為をした者は、七年以; 第六十九条の八　次の各号のいずれかに該当するときは、その違反行為をした者は、五年以; 第七十条　次の各号のいずれかに該当するときは、その違反行為をした者は、三年以下の拘; 第七十条の二　第十八条の四（第十八条の五、第十八条の六第一項、第二十二条の二第二項; 第七十一条　次の各号のいずれかに該当するときは、その違反行為をした者は、六月以下の; 第七十一条の二　本人特定事項を隠蔽する目的で、第十八条第四項（第十八条の五、第十八; 第七十二条　法人（第二十六条第一項第二号、第四号及び第五号、第二十七条第十四項、第; 第七十三条　次の各号のいずれかに該当する者は、十万円以下の過料に処する。ただし、そ
• International Terrorist Asset-Freezing Act: 第二十二条　第十五条の規定に違反して前条の規定による情報の提供又は指導若しくは助言; 第二十九条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、; 第三十条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、そ; 第三十一条　第十六条第一項の規定による命令に違反する行為をした者（法人その他の団体; 第三十二条　第十三条第三項の規定に違反する行為をした者（法人その他の団体にあって

United Arab Emirates

• Federal AML/CFT Law 2025: Article (2); Article (3); Article (4); Article (8); Article (9); Article (17); Article (26); Article (27); Article (28); Article (30); Article (32); Article (33); Article (34); Article (35)
• Combating Terrorism Crimes Law 2014: Article (5); Article (6); Article (7); Article (8); Article (9); Article (10); Article (11); Article (12); Article (13); Article (14); Article (15); Article (16); Article (17); Article (18); Article (19); Article (21); Article (22); Article (23); Article (24); Article (25); Article (26); Article (27); Article (28); Article (29) (+14 more)
• Federal AML/CFT Law 2018 (superseded): Article (2); Article (3); Article (4); Article (6); Article (7); Article (10); Article (14); Article (22); Article (23); Article (24); Article (25) BIS; Article (26) BIS; Article (28); Article (30)
• AML/CFT Implementing Regulation 2019: Article (49)