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Neutral legal concepts and the provisions across the corpus that address each. Tags are a model pass awaiting human review; they describe what a provision is about and take no doctrinal position.

customer_due_diligence (429)

Identifying and verifying customers and their circumstances (CDD/KYC/EDD).

CDSA: 67.—(1) A prescribed person must perform such customer due diligence measures and internal control measures as may be pr
PSPM Act 2019: 9.—(1) The Registrar may impose any conditions of registration on a registered dealer that the Registrar considers neces; 13.—(1) A person aggrieved by any of the following decisions may appeal to the Minister within the period and in the man; 16.—(1) Subject to subsections (3) and (4), a regulated dealer must perform the prescribed customer due diligence measur; 39.—(1) The Minister may make regulations for carrying out the purposes and provisions of this Act.
UNCAC 2003 (Mérida): Article 14. Measures to prevent money-laundering; Article 52. Prevention and detection of transfers
Palermo Convention 2000 (UNTOC): Article 7. Measures to combat money-laundering
Terrorist Financing Convention 1999: Article 18
PCMLTFR: 31 (1) Every copy of a consolidated statute or consolidated; 4.1 For the purposes of these Regulations, a person or; 44 (1) Subject to subsection (2), every legal counsel and; 45 Subject to subsection 62(2), every legal counsel and; 84 A person or entity shall verify, in accordance with; 85 (1) A person or entity that is subject to these Regulations shall take reasonable measures to verify, in accordance w; 86 A financial entity shall; 87 A financial entity shall; 88 A financial entity shall; 89 A trust company shall also; 90 A financial entity that enters into a correspondent; 92 A life insurance company or life insurance broker or; 93.1 (1) A factor shall verify,; 93.2 (1) A financing or leasing entity shall verify; 94 A securities dealer shall; 95 (1) A money services business — or a foreign money; 96 A British Columbia notary public or British Columbia; 97 (1) Subject to subsections (2) and 62(2) and section; 98 Any legal counsel or legal firm that is required to ascertain the identity of any person or confirm the existence of ; 100 An accountant or accounting firm shall; 101 (1) A real estate broker or sales representative shall; 102 A real estate developer shall; 102.1 A mortgage administrator, mortgage broker or; 102.2 A title insurer must; 103 A casino shall; 104 A department or an agent of His Majesty in right of; 105 (1) A person or entity that is required to verify a; 106 (1) A person or entity that is required to verify a; 107 (1) A person or entity that is required to verify a; 108 A person or entity that is required to verify a person’s identity under these Regulations shall keep a record; 109 (1) A person or entity that is required to verify a; 109.1 (1) A person or entity that is required to verify a; 110 (1) A person or entity that is required to verify a; 111 (1) If a person or entity that is referred to in any of; 112 (1) A person or entity that is required to verify the; 112.1 (1) A person or entity that is required to verify an; 114 (1) If a person or entity that is referred to in any of; 145 Every person and entity that enters into a business; 146 (1) A person or entity that is required to verify the; 154 (1) Subparagraphs 86(a)(i) and (ii), paragraphs
PCMLTFA: 6.1 Every person or entity referred to in section 5 shall; 9 (1) Subject to section 10.1, every person or entity referred to in section 5 shall report to the Centre, in accordance; 9.2 (1) No person or entity referred to in section 5 shall; 11.42 (1) In addition to any other measure required by
31 C.F.R. Part 1010: § 1010.220 Customer identification program requirements.; § 1010.230 Beneficial ownership requirements for legal entity customers.; § 1010.312 Identification required.; § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.; § 1010.620 Due diligence programs for private banking accounts.
BSA (31 U.S.C. §§5311–5336): § 5318. Compliance, exemptions, and summons; § 5325. Identification required to purchase cer-
APTCP (犯収法): 第四条　特定事業者（第二条第二項第四十五号に掲げる特定事業者（第十二条において「弁; 第五条　特定事業者は、顧客等又は代表者等が特定取引等を行う際に取引時確認に応じない; 第十二条　弁護士等による取引時確認、確認記録の作成及び保存、取引記録等の作成及び保; 第四条　一部施行日の前日までの間における次の表の上欄に掲げるこの法律の規定の適用に
FEFTA (外為法): 第十八条　銀行等は、次の各号に掲げる顧客と本邦から外国へ向けた支払又は非居住者との; 第十八条の二　銀行等は、顧客又は代表者等が特定為替取引を行う際に本人確認に応じない; 第十八条の五　第十八条から前条までの規定は、資金移動業者が特定為替取引を行う場合に; 第十八条の六　第十八条から第十八条の四までの規定は、電子決済手段等取引業者等がその; 第二十二条の二　銀行等、信託会社（信託業法（平成十六年法律第百五十四号）第二条第二; 第二十二条の三　第十八条第二項から第四項まで、第十八条の二から第十八条の四まで及び
AML/CFT Implementing Regulation 2019: Article (20) hereof;; Article (5); Article (6); Article (7); Article (8); Article (9); Article (11); Article (12); Article (13); Article (14); Article (15); Article (19); Article (20); Article (22); Article (24)
Federal AML/CFT Law 2025: Article (19)
AML/CTF Amendment Act 2024: 26F Reporting entities must develop and maintain AML/CTF policies; 26T Application of Part to holders of Australian financial services licences; Schedule 2—Customer due diligence; 1 Section 4; 2 Section 4; 3 Section 4; 4 Section 5 (definition of applicable customer identification procedure); 5 Section 5; Part 2—Customer due diligence; 27 Simplified outline; Division 2—Initial customer due diligence; 28 Undertaking initial customer due diligence; 29 Exemptions from initial customer due diligence; Division 3—Ongoing customer due diligence; 30 Undertaking ongoing customer due diligence; Division 4—Simplified and enhanced customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 9 Section 37 (heading); 10 Subsection 37(1); 11 Subsection 37(1) (note); 12 Subsection 37(2); 13 Subsection 37(3); 14 Section 37A (heading); 15 Paragraph 37A(1)(a); 16 Subsection 37A(2); 17 Section 38 (heading); 18 Paragraph 38(b); 19 Section 38; 21 Section 104 (paragraph (a)); 22 Section 104 (paragraph (b)); 23 Division 3 of Part 10 (heading); 111 Retention of records of customer due diligence; 25 Section 114 (heading); 26 Paragraph 114(1)(b); 27 Section 135 (paragraph (c)); 28 Paragraph 138(1)(a); 29 Paragraph 138(1)(b); 30 Subsection 138(2); 31 Paragraph 138(3)(b); 32 Paragraph 138(3)(c); 33 Subsection 138(4); 35 Subsection 184(4) (before paragraph (fl) of the definition of designated infringement notice provision); 39 Subsection 90B(4) (table item 6, column headed “Person or organisation”, paragraph (b)); 40 Subsection 90B(4) (table item 7, column headed “Person or organisation”); 41 Subsection 90B(10) (definition of applicable customer identification procedure); 42 Subsection 91A(2D); 43 Subsection 91A(2E); 44 Subsection 91A(3) (definition of applicable customer identification procedure); 11 Delayed application of certain provisions of this Act; 39E Exemptions—specified conditions
AML/CTF Act 2006: 4 Simplified outline; 26T Application of Part to holders of Australian financial services licences; Part 2—Customer due diligence; 27 Simplified outline; Division 2—Initial customer due diligence; 28 Undertaking initial customer due diligence; 29 Exemptions from initial customer due diligence; Division 3—Ongoing customer due diligence; 30 Undertaking ongoing customer due diligence; Division 4—Simplified and enhanced customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 35A Reporting entities may disclose certain personal information to credit reporting bodies for identity verification purposes; 35B Credit reporting bodies may use and disclose certain personal information for identity verification purposes; 35C Reporting entities to notify inability to verify identity; 35D Verification information not to be collected or held by a credit reporting body; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 35G Access to verification information; 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—offence; 35K Unauthorised use or disclosure of verification information—offence; 36 Pre-commencement customers; 37 Collection and verification of KYC information may be carried out by an agent of a reporting entity; 37A Reliance on collection and verification of KYC information or other procedures—agreements or arrangements; 37B Regular assessments of agreement or arrangement covered by section 37A; 38 Reliance on collection and verification of KYC information or other procedures—other circumstances; 39D Exemption—when a suspicious matter reporting obligation arises; 39E Exemptions—specified conditions; 50 Request to obtain information about the identity of holders of foreign credit cards and foreign debit cards; 96 Due diligence assessments and records of correspondent banking relationships; 104 Simplified outline; Division 3—Records in connection with customer due diligence and other procedures; 111 Retention of records of customer due diligence; 114 Retention of information if initial customer due diligence taken to have been carried out by a reporting entity; 135 Simplified outline; 141 Customer commonly known by 2 or more different names—disclosure to reporting entity; 27 Simplified outline; 28 Identification procedures for certain pre-commencement customers; 29 Verification of identity of pre-commencement customer etc.; 30 Identification procedures for certain low-risk services; 31 Verification of identity of low-risk service customer etc.; 32 Carrying out applicable customer identification procedure before commencement of provision of designated service; 33 Special circumstances that justify carrying out the applicable customer identification procedure after the commencement of the provision; 34 Carrying out the applicable customer identification procedure after the commencement of the provision of a designated service etc.; 35 Verification of identity of customer etc.; 35A Reporting entities may disclose certain personal information to credit reporting bodies for identity verification purposes; 35B Credit reporting bodies may use and disclose certain personal information for identity verification purposes; 35C Reporting entities to notify inability to verify identity; 35D Verification information not to be collected or held by a credit reporting body; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 35G Access to verification information; 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—offence; 35K Unauthorised use or disclosure of verification information—offence; Division 6—Ongoing customer due diligence; 36 Ongoing customer due diligence; 37 Applicable customer identification procedures may be carried out by an agent of a reporting entity; 37A Reliance on applicable customer identification procedures or other procedures—agreements or arrangements; 37B Regular assessments of agreement or arrangement covered by section 37A; 38 Reliance on applicable customer identification procedures or other procedures—other circumstances; 50 Request to obtain information about the identity of holders of foreign credit cards and foreign debit cards; 80 Simplified outline; 84 Standard anti-money laundering and counter-terrorism financing program; Part B (customer identification); 85 Joint anti-money laundering and counter-terrorism financing program; Part B (customer identification); 86 Special anti-money laundering and counter-terrorism financing program; 88 Different applicable customer identification procedures; 89 Applicable customer identification procedures—agent of customer; 90 Applicable customer identification procedures—customers other than individuals; 91 Applicable customer identification procedures—disclosure certificates; Part B of a standard anti-money laundering and counter-terrorism financing program must provide that one or more elements of the applicable ; Part B of a joint anti-money laundering and counter-terrorism financing program must provide that one or more elements of the applicable cus; 96 Due diligence assessments and records of correspondent banking relationships; 104 Simplified outline; 111 Copying documents obtained in the course of carrying out an applicable custom identification procedure; 112 Making of records of identification procedures; 113 Retention of records of identification procedures; 114 Retention of information if identification procedures taken to have been carried out by a reporting entity; 135 Simplified outline; 141 Customer commonly known by 2 or more different names—disclosure to reporting entity; 235 Protection from liability; 4 Simplified outline; 26T Application of Part to holders of Australian financial services licences; Part 2—Customer due diligence; 27 Simplified outline; Division 2—Initial customer due diligence; 28 Undertaking initial customer due diligence; 29 Exemptions from initial customer due diligence; Division 3—Ongoing customer due diligence; 30 Undertaking ongoing customer due diligence; Division 4—Simplified and enhanced customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 35A Reporting entities may disclose certain personal information to credit reporting bodies for identity verification purposes; 35B Credit reporting bodies may use and disclose certain personal information for identity verification purposes; 35C Reporting entities to notify inability to verify identity; 35D Verification information not to be collected or held by a credit reporting body; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 35G Access to verification information; 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—offence; 35K Unauthorised use or disclosure of verification information—offence; 36 Pre-commencement customers; 37 Collection and verification of KYC information may be carried out by an agent of a reporting entity; 37A Reliance on collection and verification of KYC information or other procedures—agreements or arrangements; 37B Regular assessments of agreement or arrangement covered by section 37A; 38 Reliance on collection and verification of KYC information or other procedures—other circumstances; 39D Exemption—when a suspicious matter reporting obligation arises; 39E Exemptions—specified conditions; 50 Request to obtain information about the identity of holders of foreign credit cards and foreign debit cards; 96 Due diligence assessments and records of correspondent banking relationships; 104 Simplified outline; Division 3—Records in connection with customer due diligence and other procedures; 111 Retention of records of customer due diligence; 114 Retention of information if initial customer due diligence taken to have been carried out by a reporting entity; 135 Simplified outline; 141 Customer commonly known by 2 or more different names—disclosure to reporting entity
AML/CTF Rules 2025: Part 1—Preliminary; Division 2—Information requirements for registration applications; Division 2—AML/CTF policies related to ML/TF risk mitigation; Division 8—AML/CTF policies related to real estate transactions; Part 6—Customer due diligence; Division 1—Initial customer due diligence; Division 2—Providing services before completion of initial customer due diligence; Division 3—Simplified customer due diligence; Division 4—Enhanced customer due diligence; Division 5—Politically exposed persons; Division 6—Nested services relationships; Division 7—Transferred customers; Division 8—Reliance on collection and verification of KYC information; Division 9—Real estate transactions; Division 10—Life policies and sinking fund policies; Division 11—Ongoing customer due diligence; Division 13—Transitional; Division 1—Due diligence assessment for entry into correspondent banking relationship; Division 2—Transfers of value; Division 1—Reports of suspicious matters; Division 2—Reports of threshold transactions; Part 11—Other matters
AML/CTF Transitional Rules 2026: 5 Remittance Sector Register; 6 Virtual Asset Service Provider Register; Part 3—Continued use of applicable customer identification procedures for initial customer due diligence; 7 Requirement for AML/CTF policies to deal with carrying out initial customer due diligence; 8 Use of applicable customer identification procedures by reporting entity
AMLO-FINMA / GwV-FINMA: Art. 7 Verbotene Vermögenswerte; Art. 8 Verbotene Geschäftsbeziehung; Art. 9a Abklärungen bei Sitzgesellschaften; Art. 11 Verzicht auf Einhaltung der Sorgfaltspflichten; Art. 12 Vereinfachte Sorgfaltspflichten17; Art. 15 Zusätzliche Abklärungen bei erhöhten Risiken; Art. 16 Mittel der Abklärungen; Art. 17 Zeitpunkt der zusätzlichen Abklärungen; Art. 28 Voraussetzungen; Art. 29 Modalitäten des Beizugs; Art. 35 Pflicht zur Identifizierung der Vertragspartei und zur Feststellung der Kontrollinhaberin oder des Kontrollinh; Art. 36 Professioneller Notenhandel; Art. 37 Korrespondenzbankbeziehungen mit ausländischen Banken; Art. 40 Fondsleitungen und KAG-Investmentgesellschaften; Art. 41 Verwalter von Kollektivvermögen von ausländischen kollektiven Kapitalanlagen; Art. 42 Reglement der Selbstregulierungsorganisation des Schweizerischen Versicherungsverbandes zur Bekämpfung der Geldw; Art. 44 Erforderliche Angaben; Art. 45 Natürliche Personen sowie Inhaberinnen und Inhaber von Einzelunternehmen; Art. 46 Einfache Gesellschaften; Art. 47 Juristische Personen, Personengesellschaften und Behörden; Art. 48 Form und Behandlung der Dokumente; Art. 49 Echtheitsbestätigung; Art. 50 Verzicht auf die Echtheitsbestätigung und Fehlen der Identifizierungsdokumente; Art. 51 Kassageschäfte; Art. 51a Geschäfte mit virtuellen Währungen; Art. 52 Geld- und Wertübertragungen; Art. 53 Allgemein bekannte juristische Personen, Personengesellschaften und Behörden; Art. 55 Scheitern der Identifizierung der Vertragspartei; Art. 65 Spezialgesetzlich beaufsichtigter Finanzintermediär oder steuerbefreite Einrichtung der beruflichen Vorsorge als; Art. 69 Erneute Identifizierung oder Feststellung der Kontrollinhaberin, des Kontrollinhabers und der an Vermögenswerten; Art. 70 Abbruch der Geschäftsbeziehung; Art. 71 Identifizierung der Vertragspartei und Feststellung der Kontrollinhaberin, des Kontrollinhabers und der an Vermö
AMLO / GwV: Art. 16 Beizug Dritter; Art. 17 Identifizierung der Vertragspartei; Art. 19 Zusätzliche Abklärungen
Criminal Code (AML/CTF articles): Art. 305ter 431
AMLA / GwG: Art. 3 Identifizierung der Vertragspartei; Art. 5 Erneute Identifizierung oder Feststellung der wirtschaftlich berechtigten Person; Art. 6 Besondere Sorgfaltspflichten; Art. 7a Vermögenswerte von geringem Wert; Art. 8a; Art. 8b Sorgfaltspflichten; Art. 8c Vereinfachte oder erhöhte Sorgfaltspflichten
AMLO: 82. Transitional provision with regard to money changers and remittance agents carrying on business before commencement ; 2. What are customer due diligence measures; 3. When customer due diligence measures must be carried out; 4. Simplified customer due diligence; 18. Carrying out customer due diligence measures by means of intermediaries
AMLA Reg (Reg (EU) 2024/1620): ANNEX II
AMLR (Reg (EU) 2024/1624): CHAPTER III; Article 19 Application of customer due diligence measures; Article 20 Customer due diligence measures; Article 21 Inability to comply with the requirement to apply customer due diligence measures; Article 22 Identification and verification of the identity of customers and beneficial owners; Article 23 Timing of the verification of the customer and beneficial owner identity; Article 24 Reporting of discrepancies with information contained in beneficial ownership registers; Article 25 Identification of the purpose and intended nature of a business relationship or occasional; Article 26 Ongoing monitoring of the business relationship and monitoring of transactions performed b; Article 28 Regulatory technical standards on the information necessary for the performance of custome; Article 29 Identification of third countries with significant strategic deficiencies in their nationa; Article 30 Identification of third countries with compliance weaknesses in their national AML/CFT reg; Article 31 Identification of third countries posing a specific and serious threat to the Union’s fina; SECTION 3; Article 33 Simplified due diligence measures; SECTION 4; Article 34 Scope of application of enhanced due diligence measures; Article 35 Countermeasures to mitigate money laundering and terrorist financing threats from outside; Article 36 Specific enhanced due diligence measures for cross-border correspondent relationships; Article 40 Measures to mitigate risks in relation to transactions with a self-hosted address; Article 41 Specific provisions regarding applicants for residence by investment schemes; SECTION 5; Article 47 Specifications for the life and other investment-related insurance sector; SECTION 6; Article 48 General provisions relating to reliance on other obliged entities; Chapter IV of Directive (EU) 2024/1640.; Article 49 Process of reliance on another obliged entity; Article 50 Guidelines on reliance on other obliged entities; Article 76 Processing of personal data; Article 79 Anonymous accounts and bearer shares and bearer share warrants; ANNEX I
4AMLD (Dir (EU) 2015/849): Article 9 1. Third-country jurisdictions which have strategic deficiencies in their national AML/CFT; CHAPTER II; Article 10 1. Member States shall prohibit their credit institutions and financial institutions from; Article 11 Member States shall ensure that obliged entities apply customer due diligence measures in; Article 12 1. By way of derogation from points (a), (b) and (c) of the first subparagraph of Article; Article 13 1. Customer due diligence measures shall comprise:; Article 14 1. Member States shall require that verification of the identity of the customer and the b; SECTION 2; Article 15 1. Where a Member State or an obliged entity identifies areas of lower risk, that Member S; Article 16 When assessing the risks of money laundering and terrorist financing relating to types of; Article 17 ►M2 By 26 June 2017, the ESAs shall issue guidelines, addressed to competent authorities a; SECTION 3; Article 18 1. ►M1 In the cases referred to in Articles 18a to 24, as well as in other cases of higher; Article 18a 1. With respect to business relationships or transactions involving high-risk third countr; Article 19 With respect to cross-border correspondent relationships involving the execution of paymen; Article 19a 1. Member States shall require crypto-asset service providers to identify and assess the r; Article 24a By 1 January 2024, EBA shall issue guidelines specifying how the enhanced customer due dil; Article 25 Member States may permit obliged entities to rely on third parties to meet the customer du; Article 26 1. For the purposes of this Section, ‘third parties’ means obliged entities listed in Arti; Article 27 1. Member States shall ensure that obliged entities obtain from the third party relied upo; Article 28 Member States shall ensure that the competent authority of the home Member State (for grou; Article 29 This Section shall not apply to outsourcing or agency relationships where, on the basis of; ANNEX I
AMLD6 (Dir (EU) 2024/1640): Article 5 Requirements relating to the granting of residence rights in exchange for investment; Article 74 Amendments to Directive (EU) 2015/849
ECTEA 2022: s.12 [F23Identifying registrable beneficial owners][F23Duty to take steps to obtain; s.16 Verification of registrable beneficial owners and managing officers
ECCTA 2023: s.7 Persons with initial significant control: identity verification; s.32 Disqualification for persistent breaches of companies legislation: NI; s.63 Confirmation statements: offences; s.64 Identity verification of persons with significant control; s.67 Exemption from identity verification: national security grounds; s.69 Identity verification: material unavailable for public inspection; s.72 Delivery of documents: identity verification etc; s.101 Overseas companies: identity verification of directors; s.137 Material not available for public inspection; s.146 General false statement offences; s.147 National security exemption from identity verification; s.165 Verification of registrable beneficial owners and managing officers; s.167 Material unavailable for public inspection; s.187 Enhanced due diligence: designation of high-risk countries; s.191 Meaning of “relevant actions”; s.193 Other defined terms in sections 188 to 191
MLR 2017: PART 3; CHAPTER 1; reg.27 —(1) A relevant person must apply customer due diligence measures if the person—; reg.28 —(1) This regulation applies when a relevant person is required by regulation 27 to apply; reg.29 —(1) This regulation applies in addition to regulation 28 where a relevant person is a credit; reg.30 —(1) [F160Subject to paragraph (1A), this] regulation applies when a relevant person is required; reg.30A —(1) [F165Subject to paragraph (8A), before] establishing a business relationship with—; reg.31 —(1) Where, in relation to any customer, a relevant person is unable to apply customer due; reg.32 —(1) A relevant person—; CHAPTER 2; reg.33 —(1) A relevant person must apply enhanced customer due diligence measures and enhanced; reg.34 —(1) A credit institution or financial institution (the “correspondent”) which has or proposes; reg.35 —(1) A relevant person must have in place appropriate risk-management systems and; CHAPTER 3; reg.37 —(1) A relevant person may apply simplified customer due diligence measures in relation; reg.38 —(1) Subject to paragraph (3), a relevant person is not required to apply customer due; reg.39 —(1) A relevant person may rely on a person who falls within paragraph (3) (“the third party”); Sch. para 1 For the purposes of Part 9 of these Regulations, “relevant requirement” means—; Sch. para 7 The requirements specified in this paragraph are those imposed in—; Sch. para 12 Schedule 3 (other matters) to the Estate Agents (Undesirable Practices) (No 2) Order 1991; Sch. para 35 In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017 M263,

beneficial_ownership (227)

Identifying the natural persons who ultimately own or control a customer.

PCMLTFR: 15 (1) A trust company shall also keep the following; 16 (1) For the purposes of subsections 9.4(1) and (3) of; 134 (1) A person or entity that is required under these; 135 (1) A person or entity that is required under these; 136 (1) A person or entity that is required to keep an information record under these Regulations — other than; 137 (1) A casino that is required to report a disbursement under section 71 shall, when the casino makes the; 138 (1) Every person or entity, other than a title insurer, that is required to verify an entity’s identity in accordanc; 138.1 (1) Every person or entity that identifies a material discrepancy between the information that they obtain; 139 A trust company that is required to keep a record in; 167 A person or entity referred to in section 5 of the Act
PCMLTFA: 9.11 (1) Every government institution or agency that; 11.42 (1) In addition to any other measure required by; 73 (1) The Governor in Council may make any regulations that the Governor in Council considers necessary
31 C.F.R. Part 1010: § 1010.230 Beneficial ownership requirements for legal entity customers.; § 1010.380 Reports of beneficial ownership information.; § 1010.955 Availability of beneficial ownership information reported under this part.
BSA (31 U.S.C. §§5311–5336): § 5336. Beneficial ownership information report-
APTCP (犯収法): 第四条　特定事業者（第二条第二項第四十五号に掲げる特定事業者（第十二条において「弁
AML/CFT Implementing Regulation 2019: Article (8); Article (9); Article (10); Article (34); Article (35); Article (8) hereof, together with partners or shareholders register, number of stocks or; Article (37); Article (54)
Federal AML/CFT Law 2025: Article (35)
Federal AML/CFT Law 2018 (superseded): Article (16)
AML/CTF Amendment Act 2024: 5 Section 5; 28 Undertaking initial customer due diligence; 32 Enhanced customer due diligence obligation; 10 Before subsection 6(6)
AML/CTF Act 2006: 28 Undertaking initial customer due diligence; 28 Identification procedures for certain pre-commencement customers; 28 Undertaking initial customer due diligence
AML/CTF Rules 2025: Part 1—Preliminary; Division 1—Application for enrolment; Division 2—Information requirements for registration applications; Division 3—Registration decisions; Division 7—Matters registered persons required to advise; Division 2—AML/CTF policies related to ML/TF risk mitigation; Division 1—Initial customer due diligence; Division 3—Simplified customer due diligence; Division 5—Politically exposed persons; Division 1—Reports of suspicious matters; Division 2—Reports of threshold transactions
AMLO-FINMA / GwV-FINMA: Art. 2 Begriffe; Art. 9a Abklärungen bei Sitzgesellschaften; Art. 35 Pflicht zur Identifizierung der Vertragspartei und zur Feststellung der Kontrollinhaberin oder des Kontrollinh; Art. 40 Fondsleitungen und KAG-Investmentgesellschaften; Art. 41 Verwalter von Kollektivvermögen von ausländischen kollektiven Kapitalanlagen; Art. 56 Grundsatz; Art. 57 Erforderliche Angaben; Art. 58 Ausnahmen von der Feststellungspflicht; Art. 59 Grundsatz; Art. 60 Erforderliche Angaben; Art. 61 Kassageschäfte; Art. 62 Geld- und Wertübertragungen; Art. 63 Sitzgesellschaften; Art. 64 Personenverbindungen, Trusts und andere Vermögenseinheiten; Art. 65 Spezialgesetzlich beaufsichtigter Finanzintermediär oder steuerbefreite Einrichtung der beruflichen Vorsorge als; Art. 65a Lebensversicherung mit separater Konto- oder Depotführung (Insurance Wrapper); Art. 66 Kollektive Anlageform oder Beteiligungsgesellschaft als Vertragspartei; Art. 67 Einfache Gesellschaften; Art. 68; Art. 69 Erneute Identifizierung oder Feststellung der Kontrollinhaberin, des Kontrollinhabers und der an Vermögenswerten; Art. 71 Identifizierung der Vertragspartei und Feststellung der Kontrollinhaberin, des Kontrollinhabers und der an Vermö
AMLO / GwV: Art. 18 Feststellung der wirtschaftlich berechtigten Person
AMLA / GwG: Art. 2a Begriffe; Art. 4 Feststellung der wirtschaftlich berechtigten Person; Art. 5 Erneute Identifizierung oder Feststellung der wirtschaftlich berechtigten Person; Art. 8a; Art. 8b Sorgfaltspflichten
AMLO: 2. What are customer due diligence measures
AMLR (Reg (EU) 2024/1624): Article 24 Reporting of discrepancies with information contained in beneficial ownership registers; CHAPTER IV; Article 51 Identification of beneficial owners for legal entities; Article 52 Beneficial ownership through ownership interest; Article 53 Beneficial ownership through control; Article 54 Coexistence of ownership interest and control in the ownership structure; Article 55 Ownership structures involving legal arrangements or similar legal entities; Article 56 Notifications; Article 57 Identification of beneficial owners for legal entities similar to express trust; Article 58 Identification of beneficial owners for express trusts and similar legal arrangements; Article 59 Identification of a class of beneficiaries; Article 60 Identification of objects of a power and default takers in discretionary trusts; Article 61 Identification of beneficial owners of collective investment undertakings; Article 62 Beneficial ownership information; Article 63 Obligations of legal entities; Article 64 Trustee obligations; Article 65 Exceptions to obligations of legal entities and legal arrangements; Article 66 Nominee obligations; Article 67 Foreign legal entities and foreign legal arrangements; Article 68 Penalties; Article 75 Exchange of information in the framework of partnerships for information sharing; Article 87 Review; Article 88 Reports; ANNEX I; ANNEX II; ANNEX III
4AMLD (Dir (EU) 2015/849): CHAPTER III; Article 30 1. ►M1 Member States shall ensure that corporate and other legal entities incorporated wit; Article 31 1. Member States shall ensure that this Article applies to trusts and other types of legal; Article 31a Implementing acts; Article 32a 1. Member States shall put in place centralised automated mechanisms, such as central regi; Article 65 1. By 11 January 2022, and every three years thereafter, the Commission shall draw up a re; ANNEX II
AMLD6 (Dir (EU) 2024/1640): Article 9 Statistics; SECTION 1; Article 10 Central beneficial ownership registers; Article 11 General rules regarding access to beneficial ownership registers by competent authorities,; Article 12 Specific access rules to beneficial ownership registers for persons with legitimate intere; Article 13 Procedure for the verification and mutual recognition of a legitimate interest to access b; Article 14 Templates and procedures; Article 15 Exceptions to the access rules to beneficial ownership registers; Article 16 Bank account registers and electronic data retrieval systems; Article 17 Implementing acts for the interconnection of registers; Article 74 Amendments to Directive (EU) 2015/849
ECTEA 2022: s.1 Overview; s.3 Register of overseas entities; s.4 Application for registration; s.1 A statement:; s.2 A statement that the entity has no; s.3 A statement:; s.7 Updating duty; s.1 A; s.2 A statement that the entity has reasonable; s.1 A statement that the entity has no; s.2 A statement that the entity has reasonable; s.9 Application for removal; s.1 A; s.2 A statement that the entity has reasonable; s.1 A statement that the entity has no; s.2 A statement that the entity has reasonable; s.12 [F23Identifying registrable beneficial owners][F23Duty to take steps to obtain; s.13 Additional powers to obtain information; s.16 Verification of registrable beneficial owners and managing officers; s.20 Annotation of the register; s.21 Inspection and copies of register; s.25 [F34Power to protect other information][F34Power to make regulations protecting; s.27 Resolving inconsistencies F35...; s.30 Court order to rectify register; s.34 Power to require overseas entity to register if it owns certain land; s.42 Requirement for certain unregistered overseas entities to provide information; PART 3; Sch. para 3 (1) Where a registrable beneficial owner is an individual, the required information about; Sch. para 4 Where a registrable beneficial owner is a government or public authority, the required; Sch. para 5 (1) Where the registrable beneficial owner is a legal entity other than a government or; Sch. para 8 (1) The required information about a trust is—; SCHEDULE 2; PART 1; Sch. para 1 (1) This Part defines “registrable beneficial owner” for the purposes of this Part of this; PART 2; Sch. para 5 This Part defines “beneficial owner” for the purposes of this Part of this Act.; Sch. para 6 A person (“X”) is a “beneficial owner” of an overseas entity or other legal entity; Sch. para 7 (1) For the purposes of this Schedule a legal entity is “subject to its own disclosure; PART 4; Sch. para 8 For the purposes of [F78paragraphs 2(1)(b) and 3(1)(c)] a person who is a beneficial; PART 6; Sch. para 7 In this Schedule—; Sch. para 9 (1) In this schedule—; Sch. para 6 In this Schedule—; Sch. para 2 (1) The overseas entity must deliver to the registrar—; Sch. para 1 A; Sch. para 2 A statement that the entity has reasonable; Sch. para 4 (1) The overseas entity must deliver to the registrar—; Sch. para 2 A statement that the entity has reasonable; Sch. para 5 (1) The overseas entity must deliver to the registrar—; Sch. para 8 (1) An overseas entity must comply with this paragraph before complying with the; Sch. para 9 (1) The Secretary of State may by regulations provide that, for the purposes of any
SAMLA 2018: s.50 Reports on progress towards register of beneficial owners of overseas entities; s.51 Public registers of beneficial ownership of companies registered in British; Sch. para 6 Make provision for and in connection with the creation, production and retention
ECCTA 2023: s.4 Proposed officers: identity verification; s.7 Persons with initial significant control: identity verification; s.32 Disqualification for persistent breaches of companies legislation: NI; s.50 Membership information: one-off statement; s.64 Identity verification of persons with significant control; s.65 Procedure etc for verifying identity; s.96 Use or disclosure of PSC information by companies; PART 3; s.156 Register of overseas entities; s.159 Registration of information about trusts; s.161 Registrable beneficial owners: cases involving trusts; s.24A (1) The Secretary of State may by regulations amend this Schedule so as to; s.162 Registrable beneficial owners: nominees; s.6A A person (“X”) is to be treated as a beneficial owner of an; s.163 Information about changes in beneficiaries under trusts; s.165 Verification of registrable beneficial owners and managing officers; s.166 Material unavailable for public inspection: verification information; s.167 Material unavailable for public inspection; s.178 Power to apply Part 1 amendments to register of overseas entities; Sch. para 8 In section 790A (overview of Part)—; Sch. para 11 For sections 790D and 790E substitute—; Sch. para 18 After section 790L insert—; Sch. para 2 (1) Section 7 (updating duty) is amended as follows.; Sch. para 1 A statement that the entity has no reasonable; Sch. para 2 A statement that the entity has reasonable; Sch. para 3 (1) Section 9 (application for removal) is amended as follows.; Sch. para 1 A statement that the entity has no reasonable; Sch. para 2 A statement that the entity has reasonable; Sch. para 4 For section 12 substitute—; Sch. para 5 In section 13, at the end insert—; Sch. para 2 In section 16 (verification of registrable beneficial owners and managing officers),; Sch. para 2 (1) The overseas entity must deliver to the registrar—; Sch. para 1 A; Sch. para 2 A statement that the entity has reasonable; Sch. para 4 (1) The overseas entity must deliver to the registrar—; Sch. para 2 A statement that the entity has reasonable; Sch. para 5 (1) The overseas entity must deliver to the registrar—; Sch. para 8 (1) An overseas entity must comply with this paragraph before complying
POCA 2002: s.445 External investigations
MLR 2017: reg.5 —(1) In these Regulations, “beneficial owner”, in relation to a body corporate which is not a; reg.6 —(1) In these Regulations, “beneficial owner”, in relation to a trust, means each of the; reg.28 —(1) This regulation applies when a relevant person is required by regulation 27 to apply; reg.30A —(1) [F165Subject to paragraph (8A), before] establishing a business relationship with—; PART 5; reg.42 —(1) This Part applies to UK bodies corporate and relevant trusts.; reg.43 —(1) When a UK body corporate which is not listed on a regulated market enters into a; reg.44 —(1) The trustees of a relevant trust must maintain accurate and up-to-date records in writing; reg.45 —(1) The Commissioners must maintain a register (“the register”) of—; Sch. para 35 An act which—; Sch. para 3 Discrepancies listed in this paragraph are in the form of—; Sch. para 9 The requirements specified in this paragraph are those imposed in—; Sch. para 2 The modifications specified in this paragraph are—; Sch. para 186 The matter specified in section 185(3)(a) is whether the section 178 notice-giver; Sch. para 35 In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017 M263,

risk_based_approach (150)

Assessing and mitigating money-laundering and terrorism-financing risk proportionately.

PSPM Act 2019: 19.—(1) A regulated dealer must, in relation to the regulated dealer’s business of regulated dealing or business as an i
PCMLTFR: 98 Any legal counsel or legal firm that is required to ascertain the identity of any person or confirm the existence of ; 99 If, as a result of its ongoing monitoring of a business; 111 (1) If a person or entity that is referred to in any of; 114 (1) If a person or entity that is referred to in any of; 121 (1) A financial entity, securities dealer or casino; 123.1 A person or entity referred to in section 5 of the; 124 (1) For the purposes of section 9.5 of the Act, the; 157 The prescribed special measures that are required
PCMLTFA: 9.6 (1) Every person or entity referred to in section 5
APTCP (犯収法): 第三条　国家公安委員会は、特定事業者による顧客等の本人特定事項等の確認、取引記録等; 第十一条　特定事業者は、取引時確認、取引記録等の保存、疑わしい取引の届出等の措置
AML/CFT Implementing Regulation 2019: Article (4); Article (20) hereof;; Article (22); Article (23); Article (44)
Federal AML/CFT Law 2025: Article (19)
AML/CTF Amendment Act 2024: 10 Section 5; 11 Section 5 (definition of money laundering and terrorism financing risk assessment); 26A Simplified outline; 26B What is an AML/CTF program?; Division 2—ML/TF risk assessment; 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26E Reporting entities must have up-to-date ML/TF risk assessment before providing designated services; 26F Reporting entities must develop and maintain AML/CTF policies; 26H AML/CTF responsibilities of governing bodies; 26P AML/CTF program approvals; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 26S Registered remittance affiliates of a registered remittance network provider; 5 Section 5; 28 Undertaking initial customer due diligence; 30 Undertaking ongoing customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 36 Pre-commencement customers; 111 Retention of records of customer due diligence
AML/CTF Act 2006: 26A Simplified outline; Division 2—ML/TF risk assessment; 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26E Reporting entities must have up-to-date ML/TF risk assessment before providing designated services; 26F Reporting entities must develop and maintain AML/CTF policies; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 30 Undertaking ongoing customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 144 Simplified outline; 161 External audits—risk management etc.; 30 Identification procedures for certain low-risk services; 31 Verification of identity of low-risk service customer etc.; 32 Carrying out applicable customer identification procedure before commencement of provision of designated service; 144 Simplified outline; 161 External audits—risk management etc.; Division 8—Money laundering and terrorism financing risk assessments; 165 Money laundering and terrorism financing risk assessments; 26A Simplified outline; Division 2—ML/TF risk assessment; 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26E Reporting entities must have up-to-date ML/TF risk assessment before providing designated services; 26F Reporting entities must develop and maintain AML/CTF policies; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 30 Undertaking ongoing customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 144 Simplified outline; 161 External audits—risk management etc.
AML/CTF Rules 2025: Division 2—Information requirements for registration applications; Division 4—Suspension of registration; Division 5—Cancellation of registration; Division 1—ML/TF risk assessment; Division 2—AML/CTF policies related to ML/TF risk mitigation; Division 3—AML/CTF policies related to governance and compliance management; Division 5—AML/CTF program documentation; Division 7—AML/CTF policies related to transfers of value; Division 1—Initial customer due diligence; Division 2—Providing services before completion of initial customer due diligence; Division 3—Simplified customer due diligence; Division 4—Enhanced customer due diligence; Division 5—Politically exposed persons; Division 6—Nested services relationships; Division 7—Transferred customers; Division 9—Real estate transactions
AMLO-FINMA / GwV-FINMA: Art. 5 Zweigniederlassungen und Gruppengesellschaften im Ausland; Art. 6 Globale Überwachung der Rechts- und Reputationsrisiken; Art. 11 Verzicht auf Einhaltung der Sorgfaltspflichten; Art. 12 Vereinfachte Sorgfaltspflichten17; Art. 13 Geschäftsbeziehungen mit erhöhten Risiken; Art. 14 Transaktionen mit erhöhten Risiken; Art. 15 Zusätzliche Abklärungen bei erhöhten Risiken; Art. 17 Zeitpunkt der zusätzlichen Abklärungen; Art. 18 Aufnahme von Geschäftsbeziehungen mit erhöhten Risiken; Art. 19 Verantwortung des obersten Geschäftsführungsorgans bei erhöhten Risiken; Art. 20 Überwachung der Geschäftsbeziehungen und der Transaktionen; Art. 21 Qualifiziertes Steuervergehen; Art. 23 Neue Produkte, Geschäftspraktiken und Technologien; Art. 25 Weitere Aufgaben der Geldwäschereifachstelle; Art. 38 Kriterien für Transaktionen mit erhöhten Risiken; Art. 72 Kriterien für Geschäftsbeziehungen mit erhöhten Risiken; Art. 73 Geld- und Wertübertragung
AMLO / GwV: Art. 19 Zusätzliche Abklärungen
AMLA / GwG: Art. 6 Besondere Sorgfaltspflichten; Art. 8c Vereinfachte oder erhöhte Sorgfaltspflichten
AMLO: 4. Simplified customer due diligence
AMLA Reg (Reg (EU) 2024/1620): Article 8 AML/CFT supervisory methodology; Article 12 Assessment of credit institutions and financial institutions for the purposes of selection; Chapter III, Section 2, of Regulation (EU) 2024/1624 and the presence and share of customers identified as politically exposed persons;; Article 77 Fees levied on selected and non-selected obliged entities
AMLR (Reg (EU) 2024/1624): SECTION 1; Article 10 Business-wide risk assessment; Article 29 Identification of third countries with significant strategic deficiencies in their nationa; Article 30 Identification of third countries with compliance weaknesses in their national AML/CFT reg; Article 31 Identification of third countries posing a specific and serious threat to the Union’s fina; Article 32 Guidelines on money laundering and terrorist financing risks, trends and methods; Article 33 Simplified due diligence measures; Article 34 Scope of application of enhanced due diligence measures; Article 35 Countermeasures to mitigate money laundering and terrorist financing threats from outside; Article 75 Exchange of information in the framework of partnerships for information sharing; ANNEX I
4AMLD (Dir (EU) 2015/849): Article 4 1. Member States shall, in accordance with the risk-based approach, ensure that the scope; SECTION 2; Article 6 1. The Commission shall conduct an assessment of the risks of money laundering and terrori; Article 7 1. Each Member State shall take appropriate steps to identify, assess, understand and miti; Article 8 1. Member States shall ensure that obliged entities take appropriate steps to identify and; Article 9 1. Third-country jurisdictions which have strategic deficiencies in their national AML/CFT; Article 15 1. Where a Member State or an obliged entity identifies areas of lower risk, that Member S; Article 16 When assessing the risks of money laundering and terrorist financing relating to types of; Article 18 1. ►M1 In the cases referred to in Articles 18a to 24, as well as in other cases of higher; Article 18a 1. With respect to business relationships or transactions involving high-risk third countr; Article 44 1. Member States shall, for the purposes of contributing to the prep aration of risk asse; Article 65 1. By 11 January 2022, and every three years thereafter, the Commission shall draw up a re
AMLD6 (Dir (EU) 2024/1640): Article 3 Identification of exposed sectors at national level; SECTION 3; Article 7 Risk assessment at Union level; Article 8 National risk assessment; Article 40 Risk-based supervision
ECCTA 2023: s.187 Enhanced due diligence: designation of high-risk countries
MLR 2017: CHAPTER 2; reg.16 —(1) The Treasury and the Home Office must make arrangements before 26th June 2018 for; reg.16A —(1) The Treasury must make arrangements for a risk assessment to be undertaken to; reg.17 —(1) Each supervisory authority must identify and assess the international and domestic; reg.18 —(1) A relevant person must take appropriate steps to identify and assess the risks of money; reg.18A —(1) A relevant person must take appropriate steps to identify and assess the risks of; reg.33 —(1) A relevant person must apply enhanced customer due diligence measures and enhanced; reg.37 —(1) A relevant person may apply simplified customer due diligence measures in relation; reg.46 —(1) A supervisory authority must effectively monitor the relevant persons for which it is; Sch. para 5 The requirements specified in this paragraph are those—; Sch. para 35 In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017 M263,

amlctf_program (233)

The governance, policies, and controls a reporting entity must maintain.

CDSA: 67.—(1) A prescribed person must perform such customer due diligence measures and internal control measures as may be pr
PSPM Act 2019: 12.—(1) Any registered dealer or former registered dealer who fails to pay any financial penalty imposed on the person b; 13.—(1) A person aggrieved by any of the following decisions may appeal to the Minister within the period and in the man; 19.—(1) A regulated dealer must, in relation to the regulated dealer’s business of regulated dealing or business as an i
UNCAC 2003 (Mérida): Article 30. Prosecution, adjudication and sanctions
PCMLTFR: 31 (1) Every copy of a consolidated statute or consolidated; 5 The provisions of this Part are subject to the provisions of Parts 5 and 6.; 83 The provisions of this Part are subject to the provisions of Parts 5 and 6.; 115 The provisions of this Part are subject to the provisions of Parts 5 and 6.; 155 (1) If a person or entity verifies a person’s identity; 156 (1) For the purposes of subsection 9.6(1) of the Act,; 157 The prescribed special measures that are required; 167 A person or entity referred to in section 5 of the Act
PCMLTFA: 9.6 (1) Every person or entity referred to in section 5; 9.61 (1) Every entity referred to in paragraph 5(e.1); 9.7 (1) Every entity referred to in any of paragraphs 5(a); 9.8 (1) Every entity referred to in any of paragraphs 5(a); 11.43 The person or entity to which a directive under; 11.46 In the event of any inconsistency or conflict between a directive issued under this Part and a regulation; 39.38 (1) The Governor in Council may make regulations in respect of electronic communications and electronic means, inc; 73.3 (1) The Director may write off in whole or in part a
31 C.F.R. Part 1010: Subpart A—General Definitions; Subpart B—Programs; § 1010.200 General.; § 1010.205 Exempted anti-money laundering programs for certain financial institutions.; § 1010.210 Anti-money laundering programs.; § 1010.220 Customer identification program requirements.; § 1010.520 Information sharing between government agencies and financial institutions.; § 1010.540 Voluntary information sharing among financial institutions.
BSA (31 U.S.C. §§5311–5336): § 5318. Compliance, exemptions, and summons
APTCP (犯収法): 第十一条　特定事業者は、取引時確認、取引記録等の保存、疑わしい取引の届出等の措置
AML/CFT Implementing Regulation 2019: Article (21); Article (31); Article (32)
Federal AML/CFT Law 2025: Article (19); Article (21)
AML/CTF Amendment Act 2024: Schedule 1—AML/CTF programs and business groups; 1 Section 4; 2 Section 4; 3 Section 5; 4 Section 5 (definition of anti-money laundering and counter-terrorism financing program); 9 Section 5 (definition of joint anti-money laundering and counter-terrorism financing program); 16 Section 5 (definition of special anti-money laundering and counter-terrorism financing program); 17 Section 5 (definition of standard anti-money laundering and counter-terrorism financing program); Part 1A—AML/CTF programs; 26A Simplified outline; 26B What is an AML/CTF program?; 26F Reporting entities must develop and maintain AML/CTF policies; Division 6—AML/CTF program documentation and approvals; 26N AML/CTF program documentation; 26P AML/CTF program approvals; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 26S Registered remittance affiliates of a registered remittance network provider; 26U Business of a lead entity of a reporting group; 32 Section 104; Division 5—AML/CTF program record-keeping requirements; 46 Subsection 184(4) (before paragraph (b) of the definition of designated infringement notice provision); 47 Subsection 184(4) (paragraph (g) of the definition of designated infringement notice provision); 11 Delayed application of certain provisions of this Act; 65 Obligations of beneficiary institutions; 66 Obligations of intermediary institutions; 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers; 46A Reports of transfers of value involving unverified self-hosted virtual asset wallets
Charter of the United Nations Act 1945: CHAPTER 1
AML/CTF Act 2006: 4 Simplified outline; 10A Key terms relating to reporting groups; Part 1A—AML/CTF programs; 26A Simplified outline; 26B What is an AML/CTF program?; 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26E Reporting entities must have up-to-date ML/TF risk assessment before providing designated services; 26F Reporting entities must develop and maintain AML/CTF policies; 26G Reporting entities must comply with AML/CTF policies; 26H AML/CTF responsibilities of governing bodies; 26J Reporting entities must designate an individual as the AML/CTF compliance officer for the reporting entity; 26K Reporting entities must have an AML/CTF compliance officer; 26L AML/CTF compliance officer’s functions; 26M Reporting entities must notify AUSTRAC of entity’s AML/CTF compliance officer; Division 6—AML/CTF program documentation and approvals; 26N AML/CTF program documentation; 26P AML/CTF program approvals; 26Q Requests for AML/CTF documentation; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 26S Registered remittance affiliates of a registered remittance network provider; 26U Business of a lead entity of a reporting group; 47 AML/CTF compliance reports; 104 Simplified outline; Division 5—AML/CTF program record-keeping requirements; 116 Retention of records relating to Part 1A; 161 External audits—risk management etc.; 170 Copies of documents; 236B Application of this Act in relation to reporting groups; 4 Simplified outline; 47 AML/CTF compliance reports; Part 7—Anti-money laundering and counter-terrorism financing programs; 80 Simplified outline; 81 Reporting entity must have an anti-money laundering and counter-terrorism financing program; 82 Compliance with Part A of an anti-money laundering and counter-terrorism financing program; Division 3—Anti-money laundering and counter-terrorism financing programs; 83 Anti-money laundering and counter-terrorism financing programs; 84 Standard anti-money laundering and counter-terrorism financing program; Part A (general); Part B (customer identification); 85 Joint anti-money laundering and counter-terrorism financing program; Part A (general); Part B (customer identification); 86 Special anti-money laundering and counter-terrorism financing program; 87 Revocation of adoption of anti-money laundering and counter-terrorism financing program; 88 Different applicable customer identification procedures; 89 Applicable customer identification procedures—agent of customer; 90 Applicable customer identification procedures—customers other than individuals; 91 Applicable customer identification procedures—disclosure certificates; Part B of a standard anti-money laundering and counter-terrorism financing program must provide that one or more elements of the applicable ; Part B of a joint anti-money laundering and counter-terrorism financing program must provide that one or more elements of the applicable cus; 92 Request to obtain information from a customer; 104 Simplified outline; Division 5—Records about anti-money laundering and counter-terrorism financing programs; 116 Records about anti-money laundering and counter-terrorism financing programs; 161 External audits—risk management etc.; 170 Copies of documents; 4 Simplified outline; 10A Key terms relating to reporting groups; Part 1A—AML/CTF programs; 26A Simplified outline; 26B What is an AML/CTF program?; 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26E Reporting entities must have up-to-date ML/TF risk assessment before providing designated services; 26F Reporting entities must develop and maintain AML/CTF policies; 26G Reporting entities must comply with AML/CTF policies; 26H AML/CTF responsibilities of governing bodies; 26J Reporting entities must designate an individual as the AML/CTF compliance officer for the reporting entity; 26K Reporting entities must have an AML/CTF compliance officer; 26L AML/CTF compliance officer’s functions; 26M Reporting entities must notify AUSTRAC of entity’s AML/CTF compliance officer; Division 6—AML/CTF program documentation and approvals; 26N AML/CTF program documentation; 26P AML/CTF program approvals; 26Q Requests for AML/CTF documentation; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 26S Registered remittance affiliates of a registered remittance network provider; 26U Business of a lead entity of a reporting group; 47 AML/CTF compliance reports; 104 Simplified outline; Division 5—AML/CTF program record-keeping requirements; 116 Retention of records relating to Part 1A; 161 External audits—risk management etc.; 170 Copies of documents; 236B Application of this Act in relation to reporting groups
AML/CTF Rules 2025: Division 8—Other matters; Part 5—AML/CTF programs; Division 3—AML/CTF policies related to governance and compliance management; Division 5—AML/CTF program documentation; Division 11—Ongoing customer due diligence; Division 1—Due diligence assessment for entry into correspondent banking relationship
AML/CTF Transitional Rules 2026: 5 Remittance Sector Register; 7 Requirement for AML/CTF policies to deal with carrying out initial customer due diligence; 12 Delayed application of certain Principal Act provisions; 13 Timing of enrolment; 14 Registration to provide registrable virtual asset services; 16 Timing of first independent evaluation for previously regulated reporting entities; 17 Timing of first independent evaluation for reporting entities that did not previously require independent reviews; 18 Notifying AML/CTF compliance officer—general; 19 Notifying AML/CTF compliance officer—certain persons with delayed enrolment
AMLO-FINMA / GwV-FINMA: Art. 5 Zweigniederlassungen und Gruppengesellschaften im Ausland; Art. 6 Globale Überwachung der Rechts- und Reputationsrisiken; Art. 19 Verantwortung des obersten Geschäftsführungsorgans bei erhöhten Risiken; Art. 20 Überwachung der Geschäftsbeziehungen und der Transaktionen; Art. 23 Neue Produkte, Geschäftspraktiken und Technologien; Art. 24 Geldwäschereifachstelle; Art. 25 Weitere Aufgaben der Geldwäschereifachstelle; Art. 26 Interne Weisungen; Art. 27 Integrität und Ausbildung; Art. 75 Geldwäschereifachstelle für Finanzintermediäre; Art. 75a Geldwäschereifachstelle für Personen nach Artikel 1b BankG
AMLA / GwG: Art. 8 Organisatorische Massnahmen; Art. 8d Organisatorische Massnahmen
DTROP: 24F. Procedure
AMLO: 53ZRU. Notification of change in particulars; 53ZTL. Rules on matters under Part 5B; 64. Privileged information; 19. Financial institutions and DNFBPs to establish procedures; 22. Duties extended to branches and subsidiary undertakings outside Hong Kong; 23. Financial institutions and DNFBPs to prevent contravention of Part 2 or 3 of this Schedule
AMLR (Reg (EU) 2024/1624): Article 9 Scope of internal policies, procedures and controls; Article 10 Business-wide risk assessment; Article 11 Compliance functions; Article 12 Awareness of requirements; Article 13 Integrity of employees; Article 14 Reporting of breaches and protection of reporting persons; Article 16 Group-wide requirements; Article 17 Branches and subsidiaries in third countries; Article 18 Outsourcing
4AMLD (Dir (EU) 2015/849): Article 8 1. Member States shall ensure that obliged entities take appropriate steps to identify and; Article 45 1. Member States shall require obliged entities that are part of a group to implement grou; Article 46 1. Member States shall require that obliged entities take measures proportionate to their
ECTEA 2022: s.17 Power to modify application process etc in certain cases; s.36 Meaning of “daily default fine”; s.38 Further provision about proceedings
SAMLA 2018: s.49 Money laundering and terrorist financing etc
ECCTA 2023: Sch. para 10 After section 790C insert—; Sch. para 11 For sections 790D and 790E substitute—; Sch. para 14 After section 790I insert—; CHAPTER 3E; Sch. para 8 (1) Part 8 of the Proceeds of Crime Act 2002 (investigations) is amended as follows.; Sch. para 2 After Part 4B insert—
Terrorism Act 2000: Sch. para 3 (1) In this Part—
POCA 2002: s.77 Tainted gifts; s.80 Value of property obtained from conduct; s.81 Value of tainted gifts; s.118 Application of provisions about fine enforcement; s.144 Tainted gifts and their recipients; s.146 Value of property obtained from conduct; s.147 Value of tainted gifts; s.225 Tainted gifts; s.228 Value of property obtained from conduct; s.229 Value of tainted gifts; s.240 General purpose of this Part; s.303U Proceeds of realisation; CHAPTER 3E; s.315 Northern Ireland courts; s.326 Interpretation; s.378 Officers; SCHEDULE 9
MLR 2017: reg.18 —(1) A relevant person must take appropriate steps to identify and assess the risks of money; reg.19 —(1) A relevant person must—; reg.19A —(1) A relevant person must—; reg.20 —(1) A relevant parent undertaking must—; reg.21 —(1) Where appropriate with regard to the size and nature of its business, a relevant person; reg.24 —(1) A relevant person must—; Sch. para 4 —(1) The Terrorism Act 2000 M194 is amended as follows.; Sch. para 6 —(1) The Proceeds of Crime Act 2002 M207 is amended as follows.

suspicious_matter_reporting (153)

Reporting suspicions to the financial intelligence unit (SMR/SAR).

UN (Anti-Terrorism Measures) Regs: 10.—(1) Every person in Singapore, and every citizen of Singapore outside Singapore, who has information about any trans
TSOFA: 8.—(1) Every person in Singapore and every citizen of Singapore outside Singapore who —; 10.—(1) Every person in Singapore who has information which the person knows or believes may be of material assistance —; 10A.—(1) Except as provided in subsection (3) —
CDSA: 5.—(1) There is to be an office of the Government called the Suspicious Transaction Reporting Office which is responsibl; 41.—(1) An authorised officer may photograph or make copies of any material —; 45.—(1) Where a person knows or has reasonable grounds to suspect that any property —; 48.—(1) Despite section 77 and any other written law or rule of law, a Suspicious Transaction Reporting Officer may comm; 77.—(1) Except as provided in subsection (2), or for the purpose of the performance of his or her duties or the exercise
PSPM Act 2019: 21.—(1) A regulated dealer must, if circumstances exist that require the regulated dealer to do so, make a disclosure un
UNCAC 2003 (Mérida): Article 14. Measures to prevent money-laundering
Palermo Convention 2000 (UNTOC): Article 7. Measures to combat money-laundering; [Protocol against the Smuggling of Migrants] Article 7. Cooperation
Terrorist Financing Convention 1999: Article 18
Vienna Convention 1988: Article 12 Substances Frequently Used In The Illicit Manufacture Of Narcotic Drugs Or Psychotropic Substances; Article 17
PCMLTFR: 31 (1) Every copy of a consolidated statute or consolidated
PCMLTFA: 7 Subject to section 10.1, every person or entity referred; 36 (1) Subject to this section and subsection 12(1) of the; 39.27 (1) Subject to this section and subsection 12(1) of; 77 The heading of Part 1 of the English version of
31 C.F.R. Part 1010: § 1010.320 Reports of suspicious transactions.; § 1010.540 Voluntary information sharing among financial institutions.
BSA (31 U.S.C. §§5311–5336): § 5318. Compliance, exemptions, and summons; § 5333. Safe harbor with respect to keep open di-
APTCP (犯収法): 第八条　特定事業者（第二条第二項第四十六号から第四十九号までに掲げる特定事業者を除; 第十三条　国家公安委員会は、疑わしい取引の届出に係る事項、特定複合観光施設区域整備; 第八条　証券取引法等の一部を改正する法律の施行に伴う関係法律の整備等に関する法律の
AML/CFT Implementing Regulation 2019: Article (13); Article (16); Article (17); Article (20); Article (24)
Federal AML/CFT Law 2025: Article (18); Article (24); Article (28); Article (37)
Federal AML/CFT Law 2018 (superseded): Article (15); Article (24); Article (27)
AML/CTF Amendment Act 2024: 38 Subsection 161(1); 30 Undertaking ongoing customer due diligence; 32 Enhanced customer due diligence obligation; 36 Pre-commencement customers; 39A Exemption—assisting the investigation of certain offences; 39D Exemption—when a suspicious matter reporting obligation arises; 39F Exemption—intermediary institutions
AML/CTF Act 2006: 4 Simplified outline; subdivision arrangement means:; 39A Exemption—assisting the investigation of certain offences; 39D Exemption—when a suspicious matter reporting obligation arises; 39F Exemption—intermediary institutions; 40 Simplified outline; Division 2—Suspicious matters; 41 Reports of suspicious matters; 4 Simplified outline; 40 Simplified outline; Division 2—Suspicious matters; 41 Reports of suspicious matters; 4 Simplified outline; subdivision arrangement means:; 39A Exemption—assisting the investigation of certain offences; 39D Exemption—when a suspicious matter reporting obligation arises; 39F Exemption—intermediary institutions; 40 Simplified outline; Division 2—Suspicious matters; 41 Reports of suspicious matters
AML/CTF Rules 2025: Division 2—Information requirements for registration applications; Division 3—AML/CTF policies related to governance and compliance management; Division 7—Transferred customers; Division 9—Real estate transactions; Division 11—Ongoing customer due diligence; Division 1—Reports of suspicious matters; Division 4—Registered remittance affiliates; Part 12—Application, saving and transitional provisions; Schedule 1—Forms
AMLO-FINMA / GwV-FINMA: Art. 22a Information von Behörden und Dokumentation; Art. 25a Entscheidungskompetenz bei Meldungen
AMLO / GwV: Art. 12a Verbot des Abbruchs der Geschäftsbeziehung; Art. 12b Abbruch der Geschäftsbeziehung; Art. 20 Meldepflicht
AMLA / GwG: Art. 9 Meldepflicht; Art. 9a Kundenaufträge betreffend die gemeldeten Vermögenswerte; Art. 9b Abbruch der Geschäftsbeziehung; Art. 10 Vermögenssperre; Art. 11 Straf- und Haftungsausschluss; Art. 11a; Art. 15 Prüfpflicht für Händlerinnen und Händler; Art. 16; Art. 22a; Art. 23; Art. 27 Meldepflicht213; Art. 34 Datenbanken und Akten im Zusammenhang mit den Meldungen und den an die Meldestelle herausgegebenen Informationen; Art. 37 Verletzung der Meldepflicht
DTROP: 25A. Disclosure of knowledge or suspicion that property represents proceeds, etc. of drug trafficking
OSCO: 25A. Disclosure of knowledge or suspicion that property represents proceeds, etc. of indictable offence
UNATMO: 12. Disclosure of knowledge or suspicion that property is terrorist property, etc.; 17. Applications to Court of First Instance
AMLR (Reg (EU) 2024/1624): Article 69 Reporting of suspicions; Article 70 Specific provisions for reporting of suspicions by certain categories of obliged entities; Article 71 Refraining from carrying out transactions; Article 72 Disclosure to FIU; Article 75 Exchange of information in the framework of partnerships for information sharing; Chapter III, including information obtained through electronic identification means;; Article 81 Cooperation between FIUs and the EPPO; Article 83 Cooperation between FIUs and OLAF
4AMLD (Dir (EU) 2015/849): Article 33 1. Member States shall require obliged entities, and, where applicable, their directors an; Article 34 1. By way of derogation from Article 33(1), Member States may, in the case of obliged enti; Article 35 1. Member States shall require obliged entities to refrain from carrying out transactions; Article 36 1. Member States shall ensure that if, in the course of checks carried out on the obliged; Article 37 Disclosure of information in good faith by an obliged entity or by an employee or director; Article 38 1. Member States shall ensure that individuals, including employees and representatives of; Article 44 1. Member States shall, for the purposes of contributing to the prep aration of risk asse
AMLD6 (Dir (EU) 2024/1640): Article 9 Statistics; Article 24 Suspension or withholding of consent; Article 25 Instructions to monitor transactions or activities; Article 26 Alerts to obliged entities; Article 27 FIU annual report; Article 28 Feedback by FIU; Article 36 Confidentiality of reporting; Article 42 Disclosure to FIUs
ECCTA 2023: s.184 Money laundering: offences of failing to disclose; s.185 Money laundering: information orders; s.186 Terrorist financing: information orders; s.188 Direct disclosures of information: restrictions on civil liability; s.189 Indirect disclosure of information: restrictions on civil liability
Terrorism Act 2000: s.19 Disclosure of information: duty.; s.20 Disclosure of information: permission.; s.21 Cooperation with police.; Sch. para 8 (1) An examining officer who questions a person under paragraph 2 may, for the purpose
POCA 2002: s.40 Conditions for exercise of powers; s.47B Conditions for exercise of powers; s.119 Conditions for exercise of powers; s.127B Conditions for exercise of powers; s.189 Conditions for exercise of powers; s.195B Conditions for exercise of powers; s.317 [F1120The National Crime Agency's] general Revenue functions; s.321 [F1127The National Crime Agency's] functions: transfers of value; s.322 [F1130The National Crime Agency's] functions: certain settlements; s.330 Failure to disclose: regulated sector; s.331 Failure to disclose: nominated officers in the regulated sector; s.332 Failure to disclose: other nominated officers; s.335 Appropriate consent; s.336 Nominated officer: consent; s.337 Protected disclosures; s.338 Authorised disclosures; s.339 Form and manner of disclosures; s.339A Threshold amounts
MLR 2017: reg.103 —(1) The following bodies and persons must, if they know or suspect or have reasonable; reg.104 —(1) The NCA must make arrangements to provide appropriate feedback on the suspicious; reg.104A Schedule 6A makes provision in relation to the NCA in its capacity as the United; Sch. para 15 The number of times the supervisory authority or any of its supervised persons has made a; Sch. para 35 In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017 M263,

threshold_transaction_reporting (112)

Reporting cash or other transactions at or above a set value.

CDSA: 25.—(1) If, on an application by the defendant in respect of a confiscation order, the court is satisfied that the reali; 68.—(1) A prescribed person who enters into any cash transaction mentioned in section 67(1) must submit to a Suspicious ; 80.—(1) Where an offence under this Act committed by a body corporate is proved —
United Nations Act (SG): 3.—(1) No action, suit or other legal proceedings shall lie against —
PSPM Act 2019: 17.—(1) A regulated dealer who enters into any designated transaction must submit to a Suspicious Transaction Reporting
PCMLTFR: 7 (1) A financial entity shall report the following transactions and information to the Centre:; 8 (1) A financial entity is not required to report the; 18 A life insurance company or life insurance broker or; 19 A life insurance company or life insurance broker or; 24.11 (1) A factor shall report the following transactions and information to the Centre:; 24.16 A financing or leasing entity that receives an; 24.17 A financing or leasing entity that receives an; 25 A securities dealer that receives an amount of $10,000; 26 A securities dealer that receives an amount of $10,000; 30 (1) A money services business shall report the following transactions and information to the Centre:; 32.1 A money services business is not required to report; 33 (1) A foreign money services business shall report; 35.1 A foreign money services business is not required; 39 A British Columbia notary public or British Columbia; 40 A British Columbia notary public or British Columbia; 48 An accountant or accounting firm that receives an; 49 An accountant or accounting firm that receives an; 54 A real estate broker or sales representative that receives an amount of $10,000 or more in cash in a single; 55 A real estate broker or sales representative that receives an amount of $10,000 or more in virtual currency; 60 A real estate developer that receives an amount; 61 A real estate developer that receives an amount; 64.2 A mortgage administrator, mortgage broker or; 64.3 A mortgage administrator, mortgage broker or; 66 A dealer in precious metals and precious stones that; 67 A dealer in precious metals and precious stones that; 70 (1) A casino shall report the following transactions; 71 A casino shall report to the Centre the disbursement,; 78 A department or an agent of His Majesty in right of; 79 A department or an agent of His Majesty in right of; 126 If a person or entity that is required under these; 129 (1) If a person or entity that is required under these; 130 If, within 24 consecutive hours, a casino makes two
PCMLTFA: 9 (1) Subject to section 10.1, every person or entity referred to in section 5 shall report to the Centre, in accordance
31 C.F.R. Part 1010: § 1010.306 Filing of reports.; § 1010.311 Filing obligations for reports of transactions in currency.; § 1010.313 Aggregation.; § 1010.314 Structured transactions.; § 1010.315 Exemptions for non-bank financial institutions.; § 1010.330 Reports relating to currency in excess of $10,000 received in a trade or business.; § 1010.331 Reports relating to currency in excess of $10,000 received as bail by court clerks.
BSA (31 U.S.C. §§5311–5336): § 5313. Reports on domestic coins and currency; § 5324. Structuring transactions to evade report-; § 5331. Reports relating to coins and currency re-
AML/CTF Amendment Act 2024: 6 Subsection 6(3); 12 Section 5 (definition of stored value card); 13 Section 5 (subparagraph (ca)(i) of the definition of threshold transaction); 14 Section 5 (paragraph (ca) of the definition of threshold transaction); 15 Section 5 (note 2 to the definition of threshold transaction); 14 Section 5; 22 Section 5 (definition of debit card); 39E Exemptions—specified conditions
AML/CTF Act 2006: subdivision arrangement means:; 39E Exemptions—specified conditions; 40 Simplified outline; Division 3—Threshold transactions; 43 Reports of threshold transactions; 142 Conducting transactions so as to avoid reporting requirements relating to threshold transactions; 1 Alternative constitutional basis; 40 Simplified outline; Division 3—Threshold transactions; 43 Reports of threshold transactions; 142 Conducting transactions so as to avoid reporting requirements relating to threshold transactions; 1 Alternative constitutional basis; subdivision arrangement means:; 39E Exemptions—specified conditions; 40 Simplified outline; Division 3—Threshold transactions; 43 Reports of threshold transactions; 142 Conducting transactions so as to avoid reporting requirements relating to threshold transactions; 1 Alternative constitutional basis
AML/CTF Rules 2025: Part 1—Preliminary; Division 2—Correction and removal of enrolment details; Division 4—AML/CTF compliance officers; Division 2—Providing services before completion of initial customer due diligence; Division 4—Enhanced customer due diligence; Division 2—Transfers of value; Division 2—Reports of threshold transactions; Division 4—Registered remittance affiliates; Part 12—Application, saving and transitional provisions
AMLO-FINMA / GwV-FINMA: Art. 78b Übergangsbestimmung zur Änderung vom 27. Oktober 2022; Art. 79 Inkrafttreten
AMLO / GwV: Art. 24 Inkrafttreten
Embargo Act / EmbG: Art. 18 Referendum und Inkrafttreten
AMLA / GwG: Art. 42 Übergangsbestimmung zur Änderung vom 15. Juni 2018; Art. 42a Übergangsbestimmung zur Änderung vom 26. September 2025; Art. 44 Referendum und Inkrafttreten
CBMCBNI Ordinance: 29. Powers to appoint authorized officers and delegate functions
DTROP: 15. Variation of confiscation orders
OSCO: 20. Variation of confiscation orders
AMLO: 53ZVK. Non-Hong Kong precious metals and stones dealer must file cash transaction report
AMLA Reg (Reg (EU) 2024/1620): Article 58 Delegation of tasks and decisions, and internal committees of the General Board
AMLR (Reg (EU) 2024/1624): Article 74 Threshold-based reports of transactions in certain high-value goods
ECCTA 2023: s.195 Meaning of “SLAPP” claim; CHAPTER 3F; Sch. para 2 After Part 4B insert—
Terrorism Act 2000: Sch. para 8 (1) This paragraph applies where an offence under paragraph 1(3) is committed by an; Sch. para 18 (1) This paragraph applies where an offence under this Schedule committed by a body
POCA 2002: s.23 Inadequacy of available amount: variation of order; s.108 Inadequacy of available amount: variation of order; s.173 Inadequacy of available amount: variation of order; s.298 Forfeiture; s.303Z Financial investigators; CHAPTER 3F; s.306 Mixing property; s.321 [F1127The National Crime Agency's] functions: transfers of value; s.460 Finance; Sch. para 3 (1) If a gain attributable to a Part 5 transfer accrues to the transferor, it is not a chargeable

funds_transfer_reporting (102)

Reporting international/cross-border funds transfer instructions (IFTI).

PCMLTFR: 31 (1) Every copy of a consolidated statute or consolidated; 7 (1) A financial entity shall report the following transactions and information to the Centre:; 30 (1) A money services business shall report the following transactions and information to the Centre:; 33 (1) A foreign money services business shall report; 70 (1) A casino shall report the following transactions; 124 (1) For the purposes of section 9.5 of the Act, the; 124.1 (1) A financial entity, money services business or; 127 (1) If a person or entity that is required to report; 128 (1) If a person or entity that is required to report; 132 (1) A report that is required to be made under these; 150 Sections 7, 10 to 14, 16, 85 to 88 and 116, subsections 123(1) and (2), sections 135, 138 and 145 and subsection 148; 150.1 Paragraphs 7(1)(b) and (c), 12(o) to (q), 13(f) and; 152 (1) The requirement to report information set out; 167 A person or entity referred to in section 5 of the Act
PCMLTFA: 9.5 Every person or entity that is referred to in section 5
31 C.F.R. Part 1010: § 1010.410 Records to be made and retained by financial institutions.
APTCP (犯収法): 第十条　特定事業者は、顧客と本邦から外国（政令で定める国又は地域を除く。以下この条; 第十条の三　電子決済手段等取引業者は、顧客から依頼を受けて電子決済手段の移転を行う; 第十条の五　暗号資産交換業者は、顧客から依頼を受けて暗号資産の移転を行う場合におい
AML/CFT Implementing Regulation 2019: Article (27); Article (28); Article (24) hereof.; Article (29); Article (30); Article (4) of this Resolution.; Article (38)
AML/CTF Amendment Act 2024: 1 Section 4; 4 Section 5 (definition of batched electronic funds transfer instruction); 6 Section 5; 8 Section 5; 13 Section 5; 34 Section 4; 35 Section 5 (definition of international funds transfer instruction); 37 Section 40; 39E Exemptions—specified conditions
AML/CTF Act 2006: 39E Exemptions—specified conditions; 45 International value transfer services; 46 Reports of international value transfer services; 46A Reports of transfers of value involving unverified self-hosted virtual asset wallets; 63A Key terms relating to transfers of value; 64 Obligations of ordering institutions; 65 Obligations of beneficiary institutions; 66 Obligations of intermediary institutions; 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers; 4 Simplified outline; 8 Person-to-person electronic funds transfer instructions; 9 Same-person electronic funds transfer instructions; 40 Simplified outline; Division 4—International funds transfer instructions; 45 Reports of international funds transfer instructions; 46 International funds transfer instruction; Part 5—Electronic funds transfer instructions; 63 Simplified outline; 64 Electronic funds transfer instructions—2 or more institutions involved in the transfer; 65 Request to include customer information in certain international electronic funds transfer instructions; 66 Electronic funds transfer instructions—only one institution involved in the transfer; 70 Required transfer information; 71 Complete payer information; 72 Tracing information; Division 4—Records about electronic funds transfer instructions; 115 Retention of records about electronic funds transfer instructions; 39E Exemptions—specified conditions; 45 International value transfer services; 46 Reports of international value transfer services; 46A Reports of transfers of value involving unverified self-hosted virtual asset wallets; 63A Key terms relating to transfers of value; 64 Obligations of ordering institutions; 65 Obligations of beneficiary institutions; 66 Obligations of intermediary institutions; 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers
AML/CTF Rules 2025: Part 1—Preliminary; Division 4—Registered remittance affiliates
AML/CTF Transitional Rules 2026: 7 Requirement for AML/CTF policies to deal with carrying out initial customer due diligence; 8 Use of applicable customer identification procedures by reporting entity; 9 IVTS reporting transition date; 10 Modification of reporting obligations before IVTS reporting transition date; 11 Delayed application of requirement to report transfers of value involving unverified self-hosted virtual asset wallets
AMLO-FINMA / GwV-FINMA: Art. 10 Angaben bei Zahlungsaufträgen; Art. 52 Geld- und Wertübertragungen; Art. 73 Geld- und Wertübertragung
AMLO / GwV: Art. 4 Dienstleistungen für den Zahlungsverkehr; Art. 9 Geld- oder Wertübertragungsgeschäft
AMLO: 12. Special requirements for wire transfers; 13A. Special requirements for virtual asset transfer
AMLR (Reg (EU) 2024/1624): Article 80 Limits to large cash payments in exchange for goods or services
MLR 2017: reg.61 In this Part “transfer of funds supervisory authority” in relation to a payment service provider; reg.62 —(1) The FCA is the transfer of funds supervisory authority for payment service providers,; reg.63 —(1) A transfer of funds supervisory authority must—; reg.64 —F398(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .; reg.64A —(1) This Part applies in respect of a cryptoasset transfer which is not excluded by; reg.64B In this Part—; reg.64C —(1) In respect of an inter-cryptoasset business transfer, the cryptoasset business of the; reg.64D —(1) When a cryptoasset business of a beneficiary receives a cryptoasset as part of an inter-; reg.64E —(1) When an intermediary cryptoasset business receives a cryptoasset as part of an inter-; reg.64F An intermediary cryptoasset business must—; reg.64G —(1) A cryptoasset business involved in an unhosted wallet transfer may request from its; reg.64H A cryptoasset business must respond fully and without delay to a request in writing from; reg.77 —(1) Paragraph (2) applies if the FCA is satisfied that a relevant person or a payment service; reg.107 In determining whether a person has failed to comply with any requirement in the funds; reg.108 —(1) The Treasury must from time to time—; Sch. para 1 For the purposes of Part 9 of these Regulations, “relevant requirement” means—; Sch. para 35 In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017 M263,

cash_couriers (82)

Cross-border movement of physical currency and bearer-negotiable instruments — declaration/disclosure at the border (FATF R.32).

CDSA: 60.—(1) A person must not move or attempt to move into or out of Singapore cash the total value of which exceeds the pre; 62.—(1) A person who receives cash the total value of which exceeds the prescribed amount (or its equivalent in a foreig; 63.—(1) A person who —; 65.—(1) The Minister may, by order in the Gazette, with or without conditions, exempt any person or class of persons fro
PCMLTFA: 12 (1) Every person or entity referred to in subsection; 14 (1) Subject to subsections (2) to (5), if a person or an; 15 (1) An officer may search; 16 (1) An officer may, in order to determine whether; 17 (1) An officer may examine any mail that is being; 18 (1) If an officer believes on reasonable grounds that; 21 (1) On request of an officer, any mail that is being; 39.02 (1) Every person or entity referred to in subsection (3) that reports the importation or exportation of; 39.03 (1) Subject to subsections (2) to (5), if a person or; 39.04 (1) If an officer suspects on reasonable grounds; 39.06 (1) If an officer has reasonable grounds to believe
31 C.F.R. Part 1010: § 1010.340 Reports of transportation of currency or monetary instruments.; § 1010.850 Enforcement authority with respect to transportation of currency or monetary instruments.
BSA (31 U.S.C. §§5311–5336): § 5316. Reports on exporting and importing mon-; § 5317. Search and forfeiture of monetary instru-; § 5332. Bulk cash smuggling into or out of the
FEFTA (外為法): 第十九条　財務大臣は、この法律又はこの法律に基づく命令の規定の確実な実施を図るため
Federal AML/CFT Law 2025: Article (10); Article (34)
Federal AML/CFT Law 2018 (superseded): Article (8); Article (30)
AML/CTF Amendment Act 2024: Schedule 7—Definition of bearer negotiable instrument; 17 Bearer negotiable instruments
AML/CTF Act 2006: 4 Simplified outline; Part 4—Reports about cross-border movements of monetary instruments; 52 Simplified outline of this Part; 53 Reports about movements of monetary instruments into or out of Australia; 54 Reports about receipts of monetary instruments moved into Australia; 55 Movements of monetary instruments into Australia; 56 Movements of monetary instruments out of Australia; 57 Obligations of customs officers and police officers; 61 Power to affix notices about reporting obligations; 62 Notice about reporting obligations to be given to travellers to Australia; 143 Conducting transfers to avoid reporting requirements relating to cross-border movements of monetary instruments; 173 Simplified outline; Division 8—Powers of questioning, search and arrest for cross-border movements of monetary instruments; 199 Questioning and search powers in relation to monetary instruments; 201 Arrest without warrant; 1 Alternative constitutional basis; 4 Simplified outline; Part 4—Reports about cross-border movements of monetary instruments; 52 Simplified outline of this Part; 53 Reports about movements of monetary instruments into or out of; 54 Reports about receipts of monetary instruments moved into; 55 Movements of monetary instruments into; 56 Movements of monetary instruments out of; 57 Obligations of customs officers and police officers; 61 Power to affix notices about reporting obligations; 62 Notice about reporting obligations to be given to travellers to; 143 Conducting transfers to avoid reporting requirements relating to cross-border movements of monetary instruments; 173 Simplified outline; Division 8—Powers of questioning, search and arrest for cross-border movements of monetary instruments; 199 Questioning and search powers in relation to monetary instruments; 201 Arrest without warrant; 1 Alternative constitutional basis; 4 Simplified outline; Part 4—Reports about cross-border movements of monetary instruments; 52 Simplified outline of this Part; 53 Reports about movements of monetary instruments into or out of Australia; 54 Reports about receipts of monetary instruments moved into Australia; 55 Movements of monetary instruments into Australia; 56 Movements of monetary instruments out of Australia; 57 Obligations of customs officers and police officers; 61 Power to affix notices about reporting obligations; 62 Notice about reporting obligations to be given to travellers to Australia; 143 Conducting transfers to avoid reporting requirements relating to cross-border movements of monetary instruments; 173 Simplified outline; Division 8—Powers of questioning, search and arrest for cross-border movements of monetary instruments; 199 Questioning and search powers in relation to monetary instruments; 201 Arrest without warrant; 1 Alternative constitutional basis
AML/CTF Rules 2025: Division 5—Cross-border movement reports
CBMCBNI Ordinance: 29. Powers to appoint authorized officers and delegate functions; 4. Declaration for CBNIs in possession of persons arriving at specified control points; 5. Disclosure by persons arriving in Hong Kong other than at specified control points and persons about to leave Hong Ko; 6. Declaration by persons making disclosure under section 5; 9. Declaration by importers or exporters of CBNIs; 11. Declaration requirement

record_keeping (293)

Retaining prescribed records for prescribed periods.

CDSA: 24.—(1) This section applies to the powers conferred on the General Division of the High Court by sections 19 to 23 or o; 40.—(1) An authorised officer may, for the purpose of an investigation into drug dealing or criminal conduct (as the cas; 41.—(1) An authorised officer may photograph or make copies of any material —; 43.—(1) A financial institution must retain, or retain a copy of, each financial transaction document for the minimum re; 44.—(1) Where a financial institution is required by law to release an original of a financial transaction document befo; 49.—(1) Subject to subsection (6), the General Division of the High Court may, on an application by the Public Prosecuto; 69.—(1) A prescribed person must maintain each record mentioned in section 67(3)(a) relating to a cash transaction, each; 85.—(1) The Minister may make regulations for prescribing anything which is required to be prescribed under this Act and
PSPM Act 2019: 18.—(1) A regulated dealer must keep the following documents and information for the prescribed period:
UNCAC 2003 (Mérida): Article 7. Public sector; Article 14. Measures to prevent money-laundering; Article 16. Bribery of foreign public officials and officials of public international organizations
Palermo Convention 2000 (UNTOC): [Protocol against the Illicit Manufacturing of] Article 7. Record-keeping; [Protocol against the Illicit Manufacturing of] Article 15. Brokers and brokering
Terrorist Financing Convention 1999: Article 18
PCMLTFR: 31 (1) Every copy of a consolidated statute or consolidated; 4.1 For the purposes of these Regulations, a person or; 9 A financial entity that maintains a list of clients for the; 10 A financial entity shall keep a large cash transaction; 11 A financial entity shall keep a large virtual currency; 12 A financial entity shall keep the following records in; 13 A financial entity shall keep the following records in; 14 (1) A financial entity shall keep the following records; 15 (1) A trust company shall also keep the following; 20 A life insurance company or life insurance broker or; 21 A life insurance company or life insurance broker or; 22 (1) A life insurance company or life insurance broker; 23 A life insurance company or life insurance broker or; 24.12 A factor shall keep a large cash transaction record; 24.13 A factor shall keep a large virtual currency transaction record in respect of every amount of $10,000 or; 24.14 A factor shall keep the following records in respect of every factoring agreement that it enters into:; 24.18 A financing or leasing entity shall keep a large; 24.19 A financing or leasing entity shall keep a large virtual currency transaction record in respect of every; 24.2 A financing or leasing entity shall keep the following records in connection with an activity referred to in; 27 A securities dealer shall keep a large cash transaction; 28 A securities dealer shall keep a large virtual currency; 29 A securities dealer shall keep the following records in; 31 A money services business shall keep a large cash; 32 A money services business shall keep a large virtual; 34 A foreign money services business shall keep a large; 35 A foreign money services business shall keep a large; 36 A money services business shall keep the following; 36.1 A money services business, in connection with; 37 A money services business that enters into an agreement with an entity to provide a service referred to in any; 41 A British Columbia notary public or British Columbia; 42 A British Columbia notary public or British Columbia; 43 A British Columbia notary public or British Columbia; 45 Subject to subsection 62(2), every legal counsel and; 46 A legal counsel or legal firm that, in connection with; 50 An accountant or accounting firm shall keep a large; 51 An accountant or accounting firm shall keep a large; 52 An accountant or accounting firm shall keep the following records in connection with an activity referred to; 56 A real estate broker or sales representative shall keep; 57 A real estate broker or sales representative shall keep; 58 (1) A real estate broker or sales representative shall; 62 A real estate developer shall keep a large cash transaction record in respect of every amount of $10,000 or; 63 A real estate developer shall keep a large virtual currency transaction record in respect of every amount; 64 A real estate developer shall keep the following; 64.4 A mortgage administrator, mortgage broker or; 64.5 A mortgage administrator, mortgage broker or; 64.6 A mortgage administrator, mortgage broker or; 64.8 A title insurer must keep, in respect of every title; 68 A dealer in precious metals and precious stones shall; 69 A dealer in precious metals and precious stones shall; 72 (1) A casino shall keep a large cash transaction; 73 A casino shall keep a large virtual currency transaction record in respect of every amount of $10,000 or more; 74 (1) A casino shall keep the following records in respect of every account that the casino opens:; 80 A department or an agent of His Majesty in right of; 81 A department or an agent of His Majesty in right of; 82 A department or an agent of His Majesty in right of; 83 The provisions of this Part are subject to the provisions of Parts 5 and 6.; 108 A person or entity that is required to verify a person’s identity under these Regulations shall keep a record; 123 (1) If a financial entity, securities dealer or casino; 124 (1) For the purposes of section 9.5 of the Act, the; 139 A trust company that is required to keep a record in; 142 (1) For the purposes of sections 10, 20, 27 and 31; 143 (1) For the purposes of sections 11, 21, 28, 32 and; 144 A person or entity that sends a report to the Centre; 145 Every person and entity that enters into a business; 146 (1) A person or entity that is required to verify the; 148 (1) A person or entity that is required to keep; 149 Every record that is required to be kept under these; 153 A person or entity that is required to keep a record; 155 (1) If a person or entity verifies a person’s identity; 160 A code of practice shall meet the following requirements:
PCMLTFA: 6 Every person or entity referred to in section 5 shall; 19 An officer may call on other persons to assist the officer in exercising any power of search, seizure or retention; 22 (1) An officer who retains currency or monetary instruments forfeited under subsection 14(5) shall send the; 39.07 An officer may call on other persons to assist the; 39.1 (1) An officer who retains goods forfeited under; 64 (1) In this section, judge means a judge of a superior
31 C.F.R. Part 1010: § 1010.312 Identification required.; § 1010.370 Reports of certain domestic transactions.; § 1010.410 Records to be made and retained by financial institutions.; § 1010.415 Purchases of bank checks and drafts, cashier's checks, money orders and traveler's checks.; § 1010.420 Records to be made and retained by persons having financial interests in foreign financial accounts.; § 1010.430 Nature of records and retention period.; § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service
BSA (31 U.S.C. §§5311–5336): § 5314. Records and reports on foreign financial; § 5323. Whistleblower incentives and protections; § 5325. Identification required to purchase cer-; § 5326. Records of certain domestic transactions
APTCP (犯収法): 第六条　特定事業者は、取引時確認を行った場合には、直ちに、主務省令で定める方法によ; 第七条　特定事業者（次項に規定する特定事業者を除く。）は、特定業務に係る取引を行った; 第六条　郵政民営化法（平成十七年法律第九十七号）の施行の日が一部施行日後となる場合; 第七条　証券取引法等の一部を改正する法律の施行に伴う関係法律の整備等に関する法律の
FEFTA (外為法): 第十八条の三　銀行等は、本人確認を行つた場合には、直ちに、財務省令で定める方法によ; 第二十二条の三　第十八条第二項から第四項まで、第十八条の二から第十八条の四まで及び
AML/CFT Implementing Regulation 2019: Article (36); Article (55); Article (59)
Federal AML/CFT Law 2025: Article (23)
AML/CTF Amendment Act 2024: 32 Section 104; Division 5—AML/CTF program record-keeping requirements; 116 Retention of records relating to Part 1A; 47 Subsection 184(4) (paragraph (g) of the definition of designated infringement notice provision); 111 Retention of records of customer due diligence; 35 Subsection 184(4) (before paragraph (fl) of the definition of designated infringement notice provision); 107 Transaction records to be retained; 114B Retention of records made or obtained under the repealed Financial Transaction Reports Act 1988; 23 Subsection 184(4) (before paragraph (g) of the definition of designated infringement notice provision)
Charter of the United Nations Act 1945: 37 Retention of records and documents; CHAPTER 1
AML/CTF Act 2006: 26N AML/CTF program documentation; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 96 Due diligence assessments and records of correspondent banking relationships; Part 10—Record-keeping requirements; 104 Simplified outline; 107 Transaction records to be retained; 108 Customer-provided transaction documents to be retained; 109 Records relating to transferred ADI accounts; 110 Retention of records relating to closed ADI accounts; 111 Retention of records of customer due diligence; 114 Retention of information if initial customer due diligence taken to have been carried out by a reporting entity; 114A Retention of records of assessments of agreements or arrangements covered by section 37A; 114B Retention of records made or obtained under the repealed Financial Transaction Reports Act 1988; Division 5—AML/CTF program record-keeping requirements; 116 Retention of records relating to Part 1A; 117 Retention of records about correspondent banking relationships; 119 This Part does not limit any other obligations; 170 Copies of documents; 171 Authorised officer may retain documents; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 96 Due diligence assessments and records of correspondent banking relationships; Part 10—Record-keeping requirements; 104 Simplified outline; 107 Transaction records to be retained; 108 Customer-provided transaction documents to be retained; 109 Records relating to transferred ADI accounts; 110 Retention of records relating to closed ADI accounts; 111 Copying documents obtained in the course of carrying out an applicable custom identification procedure; 113 Retention of records of identification procedures; 114 Retention of information if identification procedures taken to have been carried out by a reporting entity; 114A Retention of records of assessments of agreements or arrangements covered by section 37A; 114B Retention of records made or obtained under the repealed Financial Transaction Reports Act 1988; 115 Retention of records about electronic funds transfer instructions; 116 Records about anti-money laundering and counter-terrorism financing programs; 117 Retention of records about correspondent banking relationships; 119 This Part does not limit any other obligations; 170 Copies of documents; 171 Authorised officer may retain documents; 26N AML/CTF program documentation; 35E Retention of verification information—credit reporting bodies; 35F Retention of verification information—reporting entities; 96 Due diligence assessments and records of correspondent banking relationships; Part 10—Record-keeping requirements; 104 Simplified outline; 107 Transaction records to be retained; 108 Customer-provided transaction documents to be retained; 109 Records relating to transferred ADI accounts; 110 Retention of records relating to closed ADI accounts; 111 Retention of records of customer due diligence; 114 Retention of information if initial customer due diligence taken to have been carried out by a reporting entity; 114A Retention of records of assessments of agreements or arrangements covered by section 37A; 114B Retention of records made or obtained under the repealed Financial Transaction Reports Act 1988; Division 5—AML/CTF program record-keeping requirements; 116 Retention of records relating to Part 1A; 117 Retention of records about correspondent banking relationships; 119 This Part does not limit any other obligations; 170 Copies of documents; 171 Authorised officer may retain documents
Autonomous Sanctions Act 2011: 26 Retention of records and documents
AML/CTF Rules 2025: Division 6—AML/CTF policies related to lead entities; Division 1—Initial customer due diligence; Division 8—Reliance on collection and verification of KYC information; Division 9—Real estate transactions; Division 13—Transitional
AMLO-FINMA / GwV-FINMA: Art. 22 Dokumentationspflicht und Aufbewahrung der Belege32; Art. 22a Information von Behörden und Dokumentation; Art. 39 Dokumentationspflicht; Art. 74
AMLO / GwV: Art. 21 Dokumentation
AMLA / GwG: Art. 7 Dokumentationspflicht; Art. 8a; Art. 34 Datenbanken und Akten im Zusammenhang mit den Meldungen und den an die Meldestelle herausgegebenen Informationen
DTROP: 14. Exercise of powers by Court of First Instance or receiver; 21. Authority for search; 28. Enforcement of external confiscation orders
OSCO: 5. Authority for search; 19. Exercise of powers by Court of First Instance or receiver
AMLO: 82. Transitional provision with regard to money changers and remittance agents carrying on business before commencement ; 53ZRR. Premises for keeping records or documents; 20. Duty to keep records
UNATMO: 12C. Authority for search
AMLR (Reg (EU) 2024/1624): Chapter IV of Directive (EU) 2024/1640.; CHAPTER VII; Article 77 Record retention; Chapter III, including information obtained through electronic identification means;; Article 78 Provision of records to competent authorities
4AMLD (Dir (EU) 2015/849): CHAPTER V; Article 40 1. Member States shall require obliged entities to retain the following documents and info; Article 42 Member States shall require that their obliged entities have systems in place that enable
AMLD6 (Dir (EU) 2024/1640): Article 16 Bank account registers and electronic data retrieval systems
ECTEA 2022: s.21 Inspection and copies of register
SAMLA 2018: s.16 Information; s.54 Regulations: general; s.57 Duties to lay certain reports before Parliament: further provision; Sch. para 6 Make provision for and in connection with the creation, production and retention; Sch. para 11 (1) Confer investigatory powers on—; Sch. para 23 (1) Without prejudice to anything in section 49, paragraphs 1 to 22 or section 54(2),
ECCTA 2023: s.46 Register of members: information to be included and powers to obtain it; s.136 The register of limited partnerships; s.137 Material not available for public inspection; s.167 Material unavailable for public inspection; s.193 Other defined terms in sections 188 to 191; Sch. para 8 In section 47R (release of property), after subsection (5) insert—; Sch. para 26 In section 127Q (release of property), after subsection (5) insert—; Sch. para 44 In section 195R (release of property), after subsection (5) insert—; Sch. para 1 In Part 5 of the Proceeds of Crime Act 2002 (civil recovery of the proceeds etc of; Sch. para 2 After Part 4B insert—; Sch. para 4 An offence under any of the following provisions of the Theft Act 1968—; Sch. para 5 An offence under any of the following provisions of the Theft Act (Northern Ireland)
Terrorism Act 2000: s.43 Search of persons.; s.43B Terrorist offenders released on licence: arrest without warrant pending recall; s.47A Searches in specified areas or places; s.82 Arrest and seizure: constables.; s.85 Explosives inspectors.; s.87 Examination of documents.; s.99 Police and army powers: code of practice.; s.114 Police powers.; s.120 Evidence.; Sch. para 50 (1) Where money or other property falls to be dealt with in accordance with paragraph; Sch. para 1 (1) A constable may apply to a justice of the peace for the issue of a warrant under this; Sch. para 3 (1) [F428A constable] may by a written authority signed by him authorise a search of; Sch. para 5 (1) [F430An appropriate officer] may apply to a Circuit judge for an order under this; Sch. para 11 (1) A constable may apply to a Circuit judge for the issue of a warrant under this; Sch. para 15 (1) A police officer of at least the rank of superintendent may by a written order signed; Sch. para 17 For the purposes of sections 21 and 22 of the M149Police and Criminal Evidence Act; Sch. para 22 (1) The procurator fiscal may apply to the sheriff for an order under this paragraph for; Sch. para 28 (1) The procurator fiscal may apply to the sheriff to grant a warrant under this paragraph; Sch. para 31 (1) A police officer of at least the rank of superintendent may by a written order signed; Sch. para 13 (1) A disclosure order does not confer the right to require a person—; Sch. para 23 (1) A disclosure order does not confer the right to require a person—; Sch. para 11 (1) This paragraph applies to anything which—; Sch. para 11A (1) This paragraph applies where the examining officer is a constable.; Sch. para 20 (1) Subject to the modifications specified in sub-paragraphs (2) and (3), section 18 of; Sch. para 20A (1) This paragraph applies to—; Sch. para 20B (1) This paragraph applies to paragraph 20A material relating to a person who is detained; Sch. para 20C (1) This paragraph applies to paragraph 20A material relating to a person who is detained; Sch. para 20D (1) For the purposes of paragraphs 20B and 20C, a person is to be treated as having been; Sch. para 20E (1) Paragraph 20A material may be retained for as long as a national security; Sch. para 20F (1) If fingerprints or relevant physical data are required by paragraph 20A to be; Sch. para 20G (1) This paragraph applies to—; Sch. para 7 (1) This paragraph applies where an officer is empowered by virtue of any provision of
POCA 2002: s.47R Release of property; s.69 [F328Specific] powers of court and receiver [F329etc.]; s.127Q Release of property; s.132 Powers of court and administrator [F522etc]; s.195R Release of property; s.217 Powers of court and receiver [F770etc]; s.303Z Financial investigators; s.348 Further provisions; s.355 Further provisions: confiscation [F1400, money laundering, detained cash,; s.356 Further provisions: civil recovery F1408... [F1409and exploitation proceeds; s.361 Further provisions; s.362G Disclosure of information, copying of documents, etc; s.383 Further provisions; s.390 Further provisions: confiscation, civil recovery [F1618, detained cash ][F1619,; s.395 Further provisions; s.396G Disclosure of information, copying of documents, etc; Sch. para 2 An offence under either of the following provisions of this Act—; Sch. para 6 (1) All money received by an administrator in the exercise of his functions must be; Sch. para 1 An offence under either of the following provisions of this Act—; Sch. para 2 An offence under either of the following provisions of this Act—
MLR 2017: PART 4; reg.40 —(1) Subject to paragraph (5), a relevant person must keep the records specified in; reg.44 —(1) The trustees of a relevant trust must maintain accurate and up-to-date records in writing; Sch. para 2 The requirements specified in this paragraph are those imposed in—; Sch. para 3 The requirements specified in this paragraph are those imposed in—; Sch. para 4 The requirements specified in this paragraph are those imposed in—; Sch. para 11 The requirements specified in this paragraph are those imposed in regulation 64(2)

tipping_off (72)

Restrictions on disclosing that a report has been or may be made (disclosure offences).

TSOFA: 10B.—(1) Any person —
CDSA: 56.—(1) For the purpose of proving under this Part whether the whole or any part of any property constitutes, or directl; 57.—(1) Any person who —; 70.—(1) Where, in relation to an investigation into drug dealing or criminal conduct (as the case may be), an order unde; 77.—(1) Except as provided in subsection (2), or for the purpose of the performance of his or her duties or the exercise
PCMLTFA: 8 No person or entity shall disclose that they have made,
AML/CFT Implementing Regulation 2019: Article (18); Article (39)
TFS / UN-sanctions mechanism 2020: Article (23)
Federal AML/CFT Law 2025: Article (24); Article (29)
Federal AML/CFT Law 2018 (superseded): Article (17)
Combating Terrorism Crimes Law 2014: Article (60)
AML/CTF Amendment Act 2024: Schedule 5—Tipping off offence and disclosure of AUSTRAC information to foreign countries or agencies; Division 1—Tipping off offence; 123 Offence of tipping off; 11 Section 120; 12 After subsection 123(2)
AML/CTF Act 2006: 50A Secrecy—information obtained under section 49, 49B or 49C; 120 Simplified outline of this Part; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 124 Report and information not admissible; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contravention of this Part; 207 Disclosing existence or nature of notice; 50A Secrecy—information obtained under section 49, 49B or 49C; 120 Simplified outline of this Part; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 124 Report and information not admissible; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contravention of this Part; 207 Disclosing existence or nature of notice; 50A Secrecy—information obtained under section 49, 49B or 49C; 120 Simplified outline of this Part; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 124 Report and information not admissible; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contravention of this Part; 207 Disclosing existence or nature of notice
AML/CTF Rules 2025: Division 3—AML/CTF policies related to governance and compliance management
AMLO / GwV: Art. 12c Information an einen Finanzintermediär
AMLA / GwG: Art. 10a Informationsverbot
DTROP: 25A. Disclosure of knowledge or suspicion that property represents proceeds, etc. of drug trafficking; 26. Restriction on revealing disclosure under section 25A
OSCO: 25A. Disclosure of knowledge or suspicion that property represents proceeds, etc. of indictable offence; 26. Restriction on revealing disclosure under section 25A
UNATMO: 12. Disclosure of knowledge or suspicion that property is terrorist property, etc.
AMLR (Reg (EU) 2024/1624): Article 73 Prohibition of disclosure
4AMLD (Dir (EU) 2015/849): Article 39 1. Obliged entities and their directors and employees shall not disclose to the customer c
ECTEA 2022: s.21 Inspection and copies of register
ECCTA 2023: s.52 Protection of date of birth information; s.139 Disclosure of information about partners; s.167 Material unavailable for public inspection; Sch. para 12 An offence under any of the following sections of the Proceeds of Crime Act 2002—
Terrorism Act 2000: s.21D Tipping off: regulated sector; s.21E Disclosures within an undertaking or group etc; s.21F Other permitted disclosures between institutions etc; s.21G Other permitted disclosures etc; s.21H Interpretation of sections 21D to 21G; s.39 Disclosure of information, &c.
POCA 2002: s.333B Disclosures within an undertaking or group etc; s.333C Other permitted disclosures between institutions etc; s.333D Other permitted disclosures etc; s.333E Interpretation of sections 333A to 333D; s.342 Offences of prejudicing investigation
MLR 2017: reg.87 —(1) This regulation applies if a person (“P”) knows or suspects that an appropriate officer

designated_services (295)

Activities that bring an entity into the regime, including the Tranche 2 sectors.

PSPM Act 2019: 9.—(1) The Registrar may impose any conditions of registration on a registered dealer that the Registrar considers neces
PCMLTFR: 6 (1) A financial services cooperative is engaged in a; 17 (1) A life insurance broker or agent is engaged in a; 24.1 A factor is engaged in a business or profession for; 24.15 A financing or leasing entity is engaged in a business or profession for the purposes of paragraph 5(j) of; 29.1 For the purposes of subparagraphs 5(h)(v) and; 36.1 A money services business, in connection with; 38 (1) A British Columbia notary public or British; 47 (1) An accountant or accounting firm is engaged in a; 53 A real estate broker or sales representative is engaged; 59 A real estate developer is engaged in a business or; 64.1 (1) A mortgage administrator is engaged in a business or profession for the purposes of paragraph 5(i) of; 64.7 A title insurer is engaged in a business or profession for the purposes of paragraph 5(j) of the Act when; 65 (1) A dealer in precious metals and precious stones,; 76 A department or an agent of His Majesty in right of; 77 A department or an agent of His Majesty in right of; 167 A person or entity referred to in section 5 of the Act
PCMLTFA: 4 This Act is binding on Her Majesty in right of Canada
APTCP (犯収法): 第二条　この法律において「犯罪による収益」とは、組織的犯罪処罰法第二条第四項に規定; 第十二条　弁護士等による取引時確認、確認記録の作成及び保存、取引記録等の作成及び保
AML/CFT Implementing Regulation 2019: Article (3)
AML/CTF Amendment Act 2024: 1 Section 4; 3 Section 5; 8 Section 5; 10 Section 5; 13 Section 5 (definition of reporting entity); 14 Section 5; 18 After subsection 6(6); 10A Key terms relating to reporting groups; 26A Simplified outline; 26B What is an AML/CTF program?; 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26E Reporting entities must have up-to-date ML/TF risk assessment before providing designated services; 26F Reporting entities must develop and maintain AML/CTF policies; 26G Reporting entities must comply with AML/CTF policies; 26H AML/CTF responsibilities of governing bodies; 26J Reporting entities must designate an individual as the AML/CTF compliance officer for the reporting entity; 26K Reporting entities must have an AML/CTF compliance officer; 26L AML/CTF compliance officer’s functions; 26M Reporting entities must notify AUSTRAC of entity’s AML/CTF compliance officer; 26N AML/CTF program documentation; 26P AML/CTF program approvals; 26Q Requests for AML/CTF documentation; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 26S Registered remittance affiliates of a registered remittance network provider; 26T Application of Part to holders of Australian financial services licences; 26U Business of a lead entity of a reporting group; 26V General exemptions; 29 Section 51A; 32 Section 104; 116 Retention of records relating to Part 1A; 35A Paragraph 123(1)(a); 38 Subsection 161(1); 39 Paragraph 161(2)(b); 40 Subsection 161(4); 236A Defence of law of foreign country preventing compliance; 236B Application of this Act in relation to reporting groups; 1 Section 4; 5 Section 5; 27 Simplified outline; 28 Undertaking initial customer due diligence; 29 Exemptions from initial customer due diligence; 30 Undertaking ongoing customer due diligence; 31 Simplified customer due diligence; 32 Enhanced customer due diligence obligation; 36 Pre-commencement customers; 10 Subsection 37(1); 111 Retention of records of customer due diligence; 2 After subsection 6(5); 6 Subsection 6(3); 9 Subsection 6(2) (table item 46, column headed “Provision of a designated service”, paragraph (b)); 10 Before subsection 6(6); 10A Before subsection 6(7); 11 Delayed application of certain provisions of this Act; 12 Application provision—timing of enrolment; 5 After paragraph 41(2)(a); 6 After subsection 41(2); 7 After paragraph 41(3)(a); 9 After paragraph 43(3)(a); 15 After paragraph 50(6)(a); 123 Offence of tipping off; 10 Section 5; 12 Section 5 (definition of stored value card); 20 Subsection 6(2) (after table item 50A); 21 Subsection 6(4) (cell at table item 7, column headed “Provision of a designated service”); 22 Subsection 6(4) (cell at table item 7, column headed “Customer of the designated service”); 23 Subsection 6(4) (cell at table item 8, column headed “Provision of a designated service”); 12 Section 5; 18 Subsection 6(2) (table item 32A, column headed “Provision of a designated service”, paragraph (a)); 19 Subsection 6(2) (table item 32A, column headed “Provision of a designated service”, paragraph (b)); 63A Key terms relating to transfers of value; 64 Obligations of ordering institutions; 65 Obligations of beneficiary institutions; 66 Obligations of intermediary institutions; 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers; 67 Exemptions—general; 67A Exemption—escrow services; 37 Section 40; 45 International value transfer services; 46 Reports of international value transfer services; 46A Reports of transfers of value involving unverified self-hosted virtual asset wallets; 13 Subsection 123(10); 30 Subsection 123(8B); 2 Section 5; 3 Subsection 6(2) (table item 1, column headed “Provision of a designated service”, paragraph (e)); 4 Subsection 6(2) (table item 2, column headed “Provision of a designated service”, paragraph (e)); 5 Subsection 6(2) (table item 3, column headed “Provision of a designated service”, paragraph (e)); 6 Subsection 6(2) (table item 47, column headed “Provision of a designated service”, paragraph (b)); 39A Exemption—assisting the investigation of certain offences; 39B Keep open notices; 39C Keep open notices—AUSTRAC oversight; 39D Exemption—when a suspicious matter reporting obligation arises; 39E Exemptions—specified conditions; 39F Exemption—intermediary institutions; 8 At the end of section 44 (after the note); 107 Transaction records to be retained; 233K Exemption—operating no more than 15 gaming machines; 5 Subsection 49(1); 114B Retention of records made or obtained under the repealed Financial Transaction Reports Act 1988
AML/CTF Act 2006: 4 Simplified outline; subdivision arrangement means:; 6 Designated services; 7 Services provided jointly to 2 or more customers; 26A Simplified outline; 26T Application of Part to holders of Australian financial services licences; 26V General exemptions; 27 Simplified outline; 39 General exemptions; 39A Exemption—assisting the investigation of certain offences; 39B Keep open notices; 39C Keep open notices—AUSTRAC oversight; 39E Exemptions—specified conditions; 39F Exemption—intermediary institutions; 40 Simplified outline; 42 Exemptions; 44 Exemptions; 49A AML/CTF Rules may make provision in relation to reports by registered remittance affiliates; 67 Exemptions—general; 67A Exemption—escrow services; 104 Simplified outline; 118 Exemptions; 120 Simplified outline of this Part; 135 Simplified outline; 139 Providing a designated service using a false customer name or customer anonymity; 140 Receiving a designated service using a false customer name or customer anonymity; 144 Simplified outline; 159 Monitoring warrants; 173 Simplified outline; 233B Reviewable decisions; 234 Simplified outline; 235 Protection from liability; 247 General exemptions; 1 Alternative constitutional basis; 4 Simplified outline; 6 Designated services; 7 Services provided jointly to 2 or more customers; 27 Simplified outline; 33 Special circumstances that justify carrying out the applicable customer identification procedure after the commencement of the provision; 34 Carrying out the applicable customer identification procedure after the commencement of the provision of a designated service etc.; 35 Verification of identity of customer etc.; 39 General exemptions; 40 Simplified outline; 42 Exemptions; 44 Exemptions; 49A AML/CTF Rules may make provision in relation to reports by registered remittance affiliates; 51A Simplified outline; 80 Simplified outline; Division 2—Reporting entity’s obligations; 81 Reporting entity must have an anti-money laundering and counter-terrorism financing program; 82 Compliance with Part A of an anti-money laundering and counter-terrorism financing program; 84 Standard anti-money laundering and counter-terrorism financing program; Part A (general); Part B (customer identification); 85 Joint anti-money laundering and counter-terrorism financing program; Part A (general); 86 Special anti-money laundering and counter-terrorism financing program; 87 Revocation of adoption of anti-money laundering and counter-terrorism financing program; 88 Different applicable customer identification procedures; 89 Applicable customer identification procedures—agent of customer; 90 Applicable customer identification procedures—customers other than individuals; 91 Applicable customer identification procedures—disclosure certificates; Part B of a standard anti-money laundering and counter-terrorism financing program must provide that one or more elements of the applicable ; Part B of a joint anti-money laundering and counter-terrorism financing program must provide that one or more elements of the applicable cus; 92 Request to obtain information from a customer; 93 Exemptions; 104 Simplified outline; 106 Records of designated services; 112 Making of records of identification procedures; 113 Retention of records of identification procedures; 118 Exemptions; 120 Simplified outline of this Part; 135 Simplified outline; 139 Providing a designated service using a false customer name or customer anonymity; 140 Receiving a designated service using a false customer name or customer anonymity; 144 Simplified outline; 159 Monitoring warrants; 165 Money laundering and terrorism financing risk assessments; 173 Simplified outline; 233B Reviewable decisions; 234 Simplified outline; 235 Protection from liability; 247 General exemptions; 1 Alternative constitutional basis; 4 Simplified outline; subdivision arrangement means:; 6 Designated services; 7 Services provided jointly to 2 or more customers; 26A Simplified outline; 26T Application of Part to holders of Australian financial services licences; 26V General exemptions; 27 Simplified outline; 39 General exemptions; 39A Exemption—assisting the investigation of certain offences; 39B Keep open notices; 39C Keep open notices—AUSTRAC oversight; 39E Exemptions—specified conditions; 39F Exemption—intermediary institutions; 40 Simplified outline; 42 Exemptions; 44 Exemptions; 49A AML/CTF Rules may make provision in relation to reports by registered remittance affiliates; 67 Exemptions—general; 67A Exemption—escrow services; 104 Simplified outline; 118 Exemptions; 120 Simplified outline of this Part; 135 Simplified outline; 139 Providing a designated service using a false customer name or customer anonymity; 140 Receiving a designated service using a false customer name or customer anonymity; 144 Simplified outline; 159 Monitoring warrants; 173 Simplified outline; 233B Reviewable decisions; 234 Simplified outline; 235 Protection from liability; 247 General exemptions; 1 Alternative constitutional basis
AML/CTF Rules 2025: Part 1—Preliminary; Part 2—Reporting groups; Division 1—Application for enrolment; Division 2—Correction and removal of enrolment details; Division 2—Information requirements for registration applications; Division 1—ML/TF risk assessment; Division 2—AML/CTF policies related to ML/TF risk mitigation; Division 3—AML/CTF policies related to governance and compliance management; Division 4—AML/CTF compliance officers; Division 5—AML/CTF program documentation; Division 6—AML/CTF policies related to lead entities; Division 7—AML/CTF policies related to transfers of value; Division 8—AML/CTF policies related to real estate transactions; Division 1—Initial customer due diligence; Division 2—Providing services before completion of initial customer due diligence; Division 3—Simplified customer due diligence; Division 4—Enhanced customer due diligence; Division 5—Politically exposed persons; Division 6—Nested services relationships; Division 7—Transferred customers; Division 8—Reliance on collection and verification of KYC information; Division 9—Real estate transactions; Division 10—Life policies and sinking fund policies; Division 11—Ongoing customer due diligence; Division 12—Keep open notices; Division 13—Transitional; Division 2—Transfers of value; Division 3—Exemptions from obligations relating to transfers of value; Division 1—Reports of suspicious matters; Division 2—Reports of threshold transactions; Division 3A—Amending or withdrawing reports; Part 12—Application, saving and transitional provisions; Schedule 1—Forms
AMLO / GwV: Art. 3 Kreditgeschäft; Art. 4 Dienstleistungen für den Zahlungsverkehr; Art. 5 Handelstätigkeit; Art. 6 Weitere Tätigkeiten; Art. 13 Händlerinnen und Händler; Art. 14 Gewerblicher Handel; Art. 15 Güter; Art. 15a Erfasste Edelmetalle und Edelsteine
AMLA / GwG: Art. 2 Geltungsbereich
AMLO: 29. Restriction on operating money service; 53F. Offence of carrying on trust or company service business without licence; 53ZRB. Meaning of providing VA service and performing regulated function; 53ZRD. Licence required for carrying on VA service business; 53ZU. Meaning of dealing in precious metals and stones; 53ZUE. Offence of carrying out certain transaction without registration
AMLR (Reg (EU) 2024/1624): Article 3 Obliged entities
4AMLD (Dir (EU) 2015/849): Article 2 1. This Directive shall apply to the following obliged entities:
MLR 2017: reg.8 —(1) Parts 1 to 6 [F41, 7A] and 8 to 11 apply to the persons (“relevant persons”) acting in the; reg.10 —(1) In these Regulations, “credit institution” means—; reg.11 In these Regulations—; reg.12 —(1) In these Regulations, “independent legal professional” means a firm or sole practitioner; reg.13 —(1) In these Regulations, “estate agent” means a firm or a sole practitioner, who, or whose; reg.14 —(1) In these Regulations—; reg.14A —(1) In these Regulations, “cryptoasset exchange provider” means a firm or sole

enrolment_registration (704)

The obligation to enrol or register with the regulator.

CDSA: 21.—(1) A charging order may be made either absolutely or subject to conditions as to notifying any person holding any i; 85.—(1) The Minister may make regulations for prescribing anything which is required to be prescribed under this Act and
PSPM Act 2019: 6.—(1) A person must not act as or hold out to be a regulated dealer unless the person is a registered dealer.; 7.—(1) An application for registration as a registered dealer, or renewal of registration, must be —; 8.—(1) The Registrar may refuse to grant or renew registration on any of the following grounds:; 9.—(1) The Registrar may impose any conditions of registration on a registered dealer that the Registrar considers neces; 11.—(1) Before exercising any power under section 10, the Registrar must, unless it is not practicable or desirable to d; 12.—(1) Any registered dealer or former registered dealer who fails to pay any financial penalty imposed on the person b; 13.—(1) A person aggrieved by any of the following decisions may appeal to the Minister within the period and in the man; 36A.—(1) Any document required or authorised by this Act to be served on any person may be served on the person —; 39.—(1) The Minister may make regulations for carrying out the purposes and provisions of this Act.
UNCAC 2003 (Mérida): Article 42. Jurisdiction
Palermo Convention 2000 (UNTOC): Article 15. Jurisdiction; [Protocol against the Illicit Manufacturing of] Article 15. Brokers and brokering
Terrorist Financing Convention 1999: Article 7
Vienna Convention 1988: Article 4 Jurisdiction
PCMLTFR: 31 (1) Every copy of a consolidated statute or consolidated; 37.1 (1) The documents referred to in subsection; 75 For the purposes of sections 70 to 74, if a registered; 154 (1) Subparagraphs 86(a)(i) and (ii), paragraphs; 167 A person or entity referred to in section 5 of the Act
PCMLTFA: 9.31 (1) No entity referred to in paragraph 5(a), (b), (d),; 9.91 A person or entity referred to in paragraph 5(h); 9.92 A person or entity referred to in paragraph 5(h); 9.93 (1) A person or entity referred to in paragraph 5(h); 11.01 (1) A person or entity referred to in section 5 may; 11.1 Except as otherwise prescribed by regulation, every; 11.11 (1) The following persons or entities are not eligible for registration with the Centre:; 11.12 (1) An application for registration shall be submitted to the Centre in the prescribed form and manner; 11.13 (1) An applicant or a person or entity registered; 11.14 (1) An applicant shall provide the Centre, in the; 11.15 The applicant is registered with the Centre once; 11.17 (1) A registered person or entity shall provide the; 11.171 The Centre may revoke the registration of a person or entity that contravenes subsection 62(2) or a notice served; 11.18 Any decision to deny an application or revoke a; 11.19 A registered person or entity shall renew their; 11.2 When a registered person or entity ceases an activity for which they are registered, they shall notify the Centre i; 11.3 (1) Within 30 days after the day on which the person or entity receives a decision to deny their application; 11.4 (1) A person or entity that applied for a review under subsection 11.3(1) may appeal the Director’s decision; 31 The service of the President’s notice under section 26; 32 (1) If currency or monetary instruments have been; 36 (1) Subject to this section and subsection 12(1) of the; 39.22 The service of the President’s notice under section; 39.23 (1) If goods have been seized as forfeit under this; 39.27 (1) Subject to this section and subsection 12(1) of; 54.1 (1) The Centre is responsible for establishing and; 72.1 The service of a notice by or on behalf of the Centre; 73 (1) The Governor in Council may make any regulations that the Governor in Council considers necessary; 73.26 (1) The unpaid amount of any debt referred to in; 83.2 (1) A specified person or entity shall, no later than the second anniversary,; 83.3 (1) A specified person or entity that is registered with the Centre on the commencement day; 77 The heading of Part 1 of the English version of; 82 The Act is amended by adding the following; 11.4001 (1) Subject to subsection (2), every person or; 11.4002 If section 11.4001 applies to a person or entity,; 11.4003 An applicant is enrolled if the Centre adds the; 11.4004 An enrolled person or entity shall renew their; 11.4005 An application for renewal of enrolment shall; 11.4006 An applicant for renewal of enrolment remains; 11.4007 An applicant for enrolment or for renewal of; 11.4008 (1) An applicant for enrolment or for renewal; 11.4009 (1) The Centre shall deny an application for; 11.401 (1) An enrolled person or entity shall provide; 11.4011 (1) The Centre may revoke the enrolment of; 11.4012 (1) If section 11.4001 ceases to apply to an enrolled person or entity, the person or entity shall notify; 11.4013 If the Centre determines that section 11.4001; 54.2 (1) The Centre is responsible for establishing and; 93 Subsection 73(1) of the Act is amended by
31 C.F.R. Part 1010: § 1010.350 Reports of foreign financial accounts.; § 1010.360 Reports of transactions with foreign financial agencies.; § 1010.914 Service of summons.
BSA (31 U.S.C. §§5311–5336): § 5319. Availability of reports; § 5330. Registration of money transmitting busi-
AML/CFT Implementing Regulation 2019: Article (26); Article (33)
Federal AML/CFT Law 2025: Article (20); Article (32)
Federal AML/CFT Law 2018 (superseded): Article (16); Article (16) BIS; Article (26) BIS
Autonomous Sanctions Regulations 2011: 29 Amendments made by the Autonomous Sanctions Amendment (Periodic Legislative Review) Regulations 2024
AML/CTF Amendment Act 2024: 26N AML/CTF program documentation; 26S Registered remittance affiliates of a registered remittance network provider; 30 Undertaking ongoing customer due diligence; 10 Before subsection 6(6); 12 Application provision—timing of enrolment; 5 Section 5 (definition of Digital Currency Exchange Register); 7 Section 5 (definition of registered digital currency exchange provider); 8 Section 5; 11 Section 5 (paragraph (b) of the definition of registration); 16 Section 5; 30 Subsection 76A(1); 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers
Charter of the United Nations Act 1945: CHAPTER XVI; CHAPTER V
AML/CTF Act 2006: 4 Simplified outline; subdivision arrangement means:; 26M Reporting entities must notify AUSTRAC of entity’s AML/CTF compliance officer; 26S Registered remittance affiliates of a registered remittance network provider; 49A AML/CTF Rules may make provision in relation to reports by registered remittance affiliates; 51B Reporting entities must enrol; 51C Reporting Entities Roll; 51D Enrolment; 51E Applications for enrolment; 51F Enrolled persons to advise of change in enrolment details; 51G Removal of entries from the Reporting Entities Roll; Part 6—The Remittance Sector Register; 73 Simplified outline; 74 Unregistered persons must not provide certain remittance services; Division 3—Registration of persons; 75 Remittance Sector Register; 75A Information to be entered on the Remittance Sector Register; 75B Applications for registration; 75C Registration by AUSTRAC CEO; 75E Registration may be subject to conditions; 75F When registration of a person ceases; 75G Cancellation of registration; 75H Suspension of registration; 75J Renewal of registration; 75K Removal of entries from the Remittance Sector Register; 75L AML/CTF Rules—general provision; 75M Registered persons to advise of material changes in circumstance etc.; 75P Immunity from suit; 75Q Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; Division 5—Basis of registration; 75T Basis of registration; Part 6A—The Virtual Asset Service Provider Register; 76 Simplified outline; 76A Unregistered persons must not provide certain virtual asset services; Division 3—Registration of persons; 76B Virtual Asset Service Provider Register; 76C Information to be entered on the Virtual Asset Service Provider Register; 76D Applications for registration; 76E Registration by AUSTRAC CEO; 76G Registration may be subject to conditions; 76H When registration of a person ceases; 76J Cancellation of registration; 76K Suspension of registration; 76L Renewal of registration; 76M Removal of entries from the Virtual Asset Service Provider Register; 76N AML/CTF Rules—general provision; 76P Registered persons to advise of material changes in circumstance etc.; 76R Immunity from suit; 76S Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; Division 4—Basis of registration; 76T Basis of registration; 228A AUSTRAC CEO may use computers to take administrative action; 233B Reviewable decisions; 233C Giving notice of reviewable decisions; 233E Reconsideration of reviewable decisions; 1 Alternative constitutional basis; 4 Simplified outline; 49A AML/CTF Rules may make provision in relation to reports by registered remittance affiliates; 51B Reporting entities must enrol; 51C Reporting Entities Roll; 51D Enrolment; 51E Applications for enrolment; 51F Enrolled persons to advise of change in enrolment details; 51G Removal of entries from the Reporting Entities Roll; Part 6—The Remittance Sector Register; 73 Simplified outline; 74 Unregistered persons must not provide certain remittance services; Division 3—Registration of persons; 75 Remittance Sector Register; 75A Information to be entered on the Remittance Sector Register; 75B Applications for registration; 75C Registration by AUSTRAC CEO; 75E Registration may be subject to conditions; 75F When registration of a person ceases; 75G Cancellation of registration; 75H Suspension of registration; 75J Renewal of registration; 75K Removal of entries from the Remittance Sector Register; 75L AML/CTF Rules—general provision; 75M Registered persons to advise of material changes in circumstance etc.; 75P Immunity from suit; 75Q Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; Division 5—Basis of registration; 75T Basis of registration; Part 6A—The Digital Currency Exchange Register; 76 Simplified outline; 76A Unregistered persons must not provide certain digital currency exchange services; Division 3—Registration of persons; 76B Digital Currency Exchange Register; 76C Information to be entered on the Digital Currency Exchange Register; 76D Applications for registration; 76E Registration by AUSTRAC CEO; 76G Registration may be subject to conditions; 76H When registration of a person ceases; 76J Cancellation of registration; 76K Suspension of registration; 76L Renewal of registration; 76M Removal of entries from the Digital Currency Exchange Register; 76N AML/CTF Rules—general provision; 76P Registered persons to advise of material changes in circumstance etc.; 76R Immunity from suit; 76S Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; Division 4—Basis of registration; 76T Basis of registration; Part B (customer identification); 228A AUSTRAC CEO may use computers to take administrative action; 233B Reviewable decisions; 233C Giving notice of reviewable decisions; 233E Reconsideration of reviewable decisions; 1 Alternative constitutional basis; 4 Simplified outline; subdivision arrangement means:; 26M Reporting entities must notify AUSTRAC of entity’s AML/CTF compliance officer; 26S Registered remittance affiliates of a registered remittance network provider; 49A AML/CTF Rules may make provision in relation to reports by registered remittance affiliates; 51B Reporting entities must enrol; 51C Reporting Entities Roll; 51D Enrolment; 51E Applications for enrolment; 51F Enrolled persons to advise of change in enrolment details; 51G Removal of entries from the Reporting Entities Roll; Part 6—The Remittance Sector Register; 73 Simplified outline; 74 Unregistered persons must not provide certain remittance services; Division 3—Registration of persons; 75 Remittance Sector Register; 75A Information to be entered on the Remittance Sector Register; 75B Applications for registration; 75C Registration by AUSTRAC CEO; 75E Registration may be subject to conditions; 75F When registration of a person ceases; 75G Cancellation of registration; 75H Suspension of registration; 75J Renewal of registration; 75K Removal of entries from the Remittance Sector Register; 75L AML/CTF Rules—general provision; 75M Registered persons to advise of material changes in circumstance etc.; 75P Immunity from suit; 75Q Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; Division 5—Basis of registration; 75T Basis of registration; Part 6A—The Virtual Asset Service Provider Register; 76 Simplified outline; 76A Unregistered persons must not provide certain virtual asset services; Division 3—Registration of persons; 76B Virtual Asset Service Provider Register; 76C Information to be entered on the Virtual Asset Service Provider Register; 76D Applications for registration; 76E Registration by AUSTRAC CEO; 76G Registration may be subject to conditions; 76H When registration of a person ceases; 76J Cancellation of registration; 76K Suspension of registration; 76L Renewal of registration; 76M Removal of entries from the Virtual Asset Service Provider Register; 76N AML/CTF Rules—general provision; 76P Registered persons to advise of material changes in circumstance etc.; 76R Immunity from suit; 76S Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; Division 4—Basis of registration; 76T Basis of registration; 228A AUSTRAC CEO may use computers to take administrative action; 233B Reviewable decisions; 233C Giving notice of reviewable decisions; 233E Reconsideration of reviewable decisions; 1 Alternative constitutional basis
AML/CTF Rules 2025: Part 1—Preliminary; Part 2—Reporting groups; Part 3—Enrolment; Division 1—Application for enrolment; Division 2—Correction and removal of enrolment details; Division 3—Changes in enrolment details; Part 4—Registration; Division 1—Management of the Remittance Sector Register and the Virtual Asset Service Provider Register; Division 2—Information requirements for registration applications; Division 3—Registration decisions; Division 4—Suspension of registration; Division 5—Cancellation of registration; Division 6—Renewal of registration; Division 7—Matters registered persons required to advise; Division 7—AML/CTF policies related to transfers of value; Division 1—Initial customer due diligence; Division 3—Simplified customer due diligence; Division 1—Reports of suspicious matters; Division 2—Reports of threshold transactions; Division 4—Registered remittance affiliates; Part 11—Other matters; Schedule 1—Forms
AML/CTF Transitional Rules 2026: Part 2—Registration; 5 Remittance Sector Register; 6 Virtual Asset Service Provider Register; 9 IVTS reporting transition date; 10 Modification of reporting obligations before IVTS reporting transition date; 13 Timing of enrolment; 14 Registration to provide registrable virtual asset services; 19 Notifying AML/CTF compliance officer—certain persons with delayed enrolment
AMLO / GwV: Art. 11 Wechsel zur berufsmässigen Tätigkeit; Art. 12 Austritt und Ausschluss aus einer SRO; Art. 12g Wechsel zur berufsmässigen Tätigkeit; Art. 12h Austritt und Ausschluss aus einer SRO; Art. 12i Aufgabe der Tätigkeit
AMLA / GwG: Art. 14 Anschluss an eine Selbstregulierungsorganisation; Art. 18b Öffentliches Verzeichnis; Art. 36
CBMCBNI Ordinance: 14. Register of records of persons paying specified amount; 15. Suspected offence handled under section 13 may be taken into account; 1. Interpretation
DTROP: 29. Registration of external confiscation orders
AMLO: 82. Transitional provision with regard to money changers and remittance agents carrying on business before commencement ; 27. Commissioner to maintain register of licensees; 28. Certified copy of register or entry in register admissible as evidence; 29. Restriction on operating money service; 30. Grant of licence; 31. Renewal of licence; 34. Revocation or suspension of licence; 35. Commissioner’s approval required in respect of persons proposing to become licensee’s directors; 36. Commissioner’s approval required in respect of persons proposing to become licensee’s ultimate owners; 37. Commissioner’s approval required in respect of persons proposing to become licensee’s partners; 38. Adding new business premises; 39. Application to operate at particular premises; 40. Licensee’s duty to notify Commissioner of changes in particulars; 41. Licensee’s duty to notify Commissioner of cessation of business; 53D. Registrar to maintain register of licensees; 53E. Certified copies and their evidential value; 53F. Offence of carrying on trust or company service business without licence; 53G. Application for and grant of licence; 53H. Licence granted only if fit and proper test satisfied; 53I. Fit and proper test; 53K. Renewal of licence; 53Q. When licence may be revoked or suspended; 53S. Approval required to become ultimate owner of licensee; 53T. Approval required to become partner of licensee; 53U. Approval required to become director of licensee; 53ZC. Registration of pecuniary penalty order; 53ZQ. Transitional arrangements; 53ZRD. Licence required for carrying on VA service business; 53ZRH. Register of licensed persons; 53ZRI. Certified copy of register; 53ZRJ. Fit and proper test; 53ZRK. Application for and grant of licence; 53ZRL. Application to be licensed representatives; 53ZRM. Approval and transfer of accreditation; 53ZRO. Requirements for responsible officers; 53ZRP. Approval of responsible officers; 53ZRQ. Ultimate ownership; 53ZRR. Premises for keeping records or documents; 53ZSQ. Other circumstances for revocation or suspension in respect of licensed persons etc.; 53ZST. Registration of pecuniary penalty order; 53ZTJ. Particulars of disciplinary actions to be entered on register; 53ZUC. Commissioner to maintain register; 53ZUD. Certified copy of register; 53ZUE. Offence of carrying out certain transaction without registration; 53ZUF. Application for and grant of registration; 53ZUG. Certificate of registration and branch certificates; 53ZUH. Annual fee; 53ZUI. Amendment of conditions of registration; 53ZUJ. Provisions supplementary to sections 53ZUF and 53ZUI; 53ZUK. Cessation of registration; 53ZUL. Cancellation or suspension of registration; 53ZUM. Supplementary provisions on cancellation or suspension of registration; 53ZUN. Fit and proper test; 53ZUO. Application for and grant of registration; 53ZUP. Certificate of registration and branch certificates; 53ZUQ. Renewal of registration as Category B registrant; 53ZUR. Amendment of conditions of registration; 53ZUS. Provisions supplementary to sections 53ZUO, 53ZUQ and 53ZUR; 53ZUT. Cessation of registration; 53ZUU. Cancellation or suspension of registration; 53ZUV. Supplementary provisions on cancellation or suspension of registration; 53ZUW. Approval required for becoming ultimate owner of Category B registrant; 53ZUX. Approval required for becoming partner of Category B registrant; 53ZUY. Approval required for becoming director of Category B registrant; 53ZV. Display of certificate of registration; 53ZVA. Notification of changes of particulars; 53ZVB. Notification of intended cessation of business etc.; 53ZVI. Registration of pecuniary penalty order; 53ZW. Transitional arrangements for existing dealer; 68. Orders of Tribunal may be registered in Court of First Instance; 76. Power of Chief Justice to make rules; 80. Giving of notices by relevant authorities
UNATMO: 11C. Interpretation of Part 3B
AMLR (Reg (EU) 2024/1624): ANNEX II; ANNEX III
4AMLD (Dir (EU) 2015/849): Article 32b 1. Member States shall provide FIUs and competent authorities with access to information w; Article 47 1. Member States shall ensure that currency exchange and cheque-cashing offices and trust; Article 65 1. By 11 January 2022, and every three years thereafter, the Commission shall draw up a re; Article 67 1. Member States shall bring into force the laws, regulations and administrative provision; ANNEX II
AMLD6 (Dir (EU) 2024/1640): Article 4 Requirements relating to certain service providers; Article 6 Checks on the senior management and beneficial owners of certain obliged entities; Article 9 Statistics; CHAPTER II; SECTION 1; Article 16 Bank account registers and electronic data retrieval systems; Article 17 Implementing acts for the interconnection of registers; Article 27 FIU annual report
ECTEA 2022: PART 1; s.1 Overview; s.3 Register of overseas entities; s.4 Application for registration; s.5 Registration and allocation of overseas entity ID; s.6 Notice of registration; s.2 A statement that the entity has reasonable; s.9 Application for removal; s.2 A statement that the entity has reasonable; s.10 Processing of application under section 9; s.11 Transfer of documents to Public Record Office; s.19 Documents to be in English; s.20 Annotation of the register; s.21 Inspection and copies of register; s.25 [F34Power to protect other information][F34Power to make regulations protecting; s.26 Data protection; s.27 Resolving inconsistencies F35...; s.30 Court order to rectify register; s.31 Court powers on ordering removal of material from the register; s.33 Land ownership and transactions; s.41 Applications in the transitional period: information about land transactions; Sch. para 2 (1) The required information about an overseas entity is—; Sch. para 5 (1) Where the registrable beneficial owner is a legal entity other than a government or; Sch. para 7 (1) Where a managing officer is not an individual, the required information about the; Sch. para 8 (1) The required information about a trust is—; Sch. para 1 (1) This Part defines “registrable beneficial owner” for the purposes of this Part of this; Sch. para 6 A person (“X”) is a “beneficial owner” of an overseas entity or other legal entity; Sch. para 7 (1) For the purposes of this Schedule a legal entity is “subject to its own disclosure; PART 4; Sch. para 8 For the purposes of [F78paragraphs 2(1)(b) and 3(1)(c)] a person who is a beneficial; Sch. para 14 (1) A reference to the voting rights in a legal entity is to the rights conferred on; Sch. para 23 (1) A person does not meet Condition 1, 2 or 3 of paragraph 6 in relation to an overseas; PART 1; Sch. para 1 The Land Registration Act 2002 is amended as follows.; Sch. para 2 After section 85 insert—; Sch. para 1 In this Schedule “qualifying estate” means—; Sch. para 2 No application may be made to register an overseas entity as the proprietor; Sch. para 3 (1) The registrar must enter a restriction in the register in relation to a; Sch. para 4 (1) This paragraph applies where—; Sch. para 5 (1) The Secretary of State may consent to the registration of a disposition; Sch. para 6 (1) An overseas entity must not make a registrable disposition of a; Sch. para 7 In this Schedule—; Sch. para 8 (1) For the purpose of this Schedule, an overseas entity that fails to comply; PART 2; Sch. para 5 (1) An overseas entity, and every officer of the entity who is in default, commits an; Sch. para 6 (1) This paragraph applies where the Chief Land Registrar is satisfied that—; Sch. para 7 In this Part of this Schedule—; Sch. para 1 (1) Section 4A of the Conveyancing (Scotland) Act 1924 (completion of title by; Sch. para 2 The Land Registration etc. (Scotland) Act 2012 is amended as follows.; Sch. para 3 In section 21 (application for registration of deed)—; Sch. para 4 In section 27 (application for voluntary registration), after subsection (4) insert—; Sch. para 7 After section 112 insert—; Sch. para 1 (1) This paragraph applies where—; Sch. para 2 (1) This paragraph applies where—; Sch. para 3 (1) This paragraph applies where—; Sch. para 4 (1) This paragraph applies where—; Sch. para 5 (1) This paragraph applies where—; Sch. para 6 (1) This paragraph applies where—; Sch. para 7 (1) Sub-paragraph (2) applies where the Keeper would be required by; Sch. para 9 (1) In this schedule—; PART 2; Sch. para 10 (1) This paragraph applies where—; Sch. para 11 (1) This paragraph applies where—; Sch. para 12 In this Part of this Schedule—; Sch. para 13 For the purposes of paragraphs 10(1)(a) and 11(1)(a)—; Sch. para 14 (1) The Secretary of State may by regulations make further or alternative provision for; Sch. para 1 The Land Registration Act (Northern Ireland) 1970 is amended as follows.; Sch. para 2 After section 61 insert—; PART 1; Sch. para 1 In this Schedule “qualifying estate” means—; Sch. para 2 No application may be made to register an overseas entity as the owner; Sch. para 3 (1) The Registrar must enter an inhibition (“an overseas entity inhibition”); Sch. para 4 (1) This paragraph applies where—; Sch. para 5 (1) An overseas entity must not make a registrable disposition of a; Sch. para 6 In this Schedule—; Sch. para 7 (1) For the purpose of this Schedule, an overseas entity that fails to comply; Sch. para 1 (1) This Schedule applies in relation to an overseas entity if—; Sch. para 2 (1) The overseas entity must deliver to the registrar—
SAMLA 2018: Sch. para 14 Preventing services, or services of a prescribed description, from being provided or; Sch. para 6 Make provision for and in connection with the creation, production and retention; Sch. para 9 Make provision for and in connection with the registration of relevant persons by; Sch. para 13 (1) Authorise the Financial Conduct Authority and the Commissioners for Her Majesty's
ECCTA 2023: s.1 The registrar’s objectives; s.2 Statement as to lawful purposes; s.3 Information about subscribers; s.5 Proposed officers: disqualification; s.8 Names for criminal purposes; s.9 Names suggesting connection with foreign governments etc; s.10 Names containing computer code; s.11 Prohibition on re-registering name following direction; s.12 Prohibition on using name that another company has been directed to change; s.14 Requirements to change name: removal of old name from public inspection; s.15 Objections to company’s registered name; s.17 Direction to change name used for criminal purposes; s.18 Direction to change name wrongly registered; s.19 Registrar’s power to change names containing computer code; s.20 Registrar’s power to change company’s name for breach of direction; s.21 Sections 19 and 20: consequential amendments; s.22 Company names: exceptions based on national security etc; s.25 Use of name that a company has been required to change; s.26 Use of name that another company has been required to change; s.27 Use of names: exceptions based on national security etc; s.28 Registered office: appropriate address; s.29 Registered email addresses etc; s.4A (1) A document or information is validly sent or supplied to a; s.30 Registered email addresses: transitional provision; s.31 Disqualification for persistent breaches of companies legislation: GB; s.32 Disqualification for persistent breaches of companies legislation: NI; s.40 Disqualified directors; s.45 Registrar’s power to change a director’s service address; s.46 Register of members: information to be included and powers to obtain it; s.47 Additional ground for rectifying the register of members; s.48 Register of members: protecting information; s.49 Register of members: removal of option to use central register; s.50 Membership information: one-off statement; s.51 Abolition of local registers etc; s.52 Protection of date of birth information; s.68 Allocation of unique identifiers; s.69 Identity verification: material unavailable for public inspection; s.70 Registrar’s power to strike off company registered on false basis; s.71 Requirements for administrative restoration; s.72 Delivery of documents: identity verification etc; s.76 Delivery of order confirming reduction of share capital; s.78 Registrar’s rules requiring documents to be delivered together; s.79 Power to reject documents for inconsistencies; s.80 Informal correction of document; s.84 Registrar’s notice to resolve inconsistencies; s.85 Administrative removal of material from the register; s.86 Rectification of the register under court order; s.87 Power to require businesses to report discrepancies; s.88 Inspection of the register: general; s.89 Copies of material on the register; s.91 Protecting information on the register; s.98 Change of addresses of officers of overseas companies by registrar; s.99 Overseas companies: availability of material for public inspection etc; s.100 Registered addresses of an overseas company; s.101 Overseas companies: identity verification of directors; s.105 Registered office: rectification of register; s.106 Rectification of register: service addresses; s.107 Rectification of register: principal office addresses; s.109 Meaning of “limited partnership”; s.110 Required information about partners; s.111 Required information about partners: transitional provision; s.112 Details about general nature of partnership business; s.113 A limited partnership’s registered office; s.114 A limited partnership’s registered office: transitional provision; s.115 A limited partnership’s registered office: consequential amendments; s.116 A limited partnership’s registered email address; s.117 A limited partnership’s registered email address: transitional provision; s.118 Restrictions on general partners; s.119 Officers of general partners; s.120 Officers of general partners: transitional provision; s.121 Removal of option to authenticate application by signature; s.122 Notification of information about partners; s.123 New partners: transitional provision about required information; s.124 New general partners: transitional provision about officers; s.125 Notification of other changes; s.126 Confirmation statements; s.127 Confirmation statements: Scottish partnerships; s.131 Winding up limited partnerships on grounds of public interest; s.132 Winding up dissolved limited partnerships; s.133 Power to make provision about winding up; s.134 Winding up of limited partnerships: concurrent proceedings; s.135 Sequestration of limited partnerships: concurrent winding up proceedings; s.136 The register of limited partnerships; s.137 Material not available for public inspection; s.138 Records relating to dissolved or deregistered limited partnerships; s.139 Disclosure of information about partners; s.140 Duty to notify registrar of dissolution; s.141 Registrar’s power to confirm dissolution of limited partnership; s.143 Voluntary deregistration of limited partnership; s.144 Removal of limited partnership from index of names; s.145 Delivery of documents relating to limited partnerships; s.147 National security exemption from identity verification; s.148 Service on a limited partnership; s.150 Application of Partnership Act 1890 (meaning of firm); s.153 Registration of qualifying Scottish partnerships; s.154 Power to amend disqualification legislation in relation to relevant entities: GB; s.155 Power to amend disqualification legislation in relation to relevant entities: NI; PART 3; s.157 Required information about overseas entities: address information; s.158 Registration of information about land; s.160 Registration of information about managing officers: age limits; s.24A (1) The Secretary of State may by regulations amend this Schedule so as to; s.6A A person (“X”) is to be treated as a beneficial owner of an; s.167 Material unavailable for public inspection; s.168 Protection of information; s.169 Resolving inconsistencies in the register; s.170 Administrative removal of material from register; s.177 Meaning of “registered overseas entity” in land registration legislation; s.178 Power to apply Part 1 amendments to register of overseas entities; s.205 Failure to prevent fraud: minor definitions; s.208 Scottish Solicitors’ Discipline Tribunal: powers to fine in cases relating to; SCHEDULE 1; Sch. para 3 (1) Section 127 (register to be evidence) is amended as follows.; Sch. para 4 In section 129 (overseas branch registers), omit subsection (6).; Sch. para 8 In section 554 (registration of allotment), omit subsection (2A).; Sch. para 15 In section 770 (registration of transfer), omit subsection (3).; Sch. para 23 (1) Section 1081 (annotation of the register) is amended as follows.; Sch. para 24 In section 1136 (regulations about where certain company records to be kept; SCHEDULE 2; PART 1; Sch. para 2 Omit—; Sch. para 3 (1) Before section 168 (and before the italic heading before that section) insert—; PART 2; Sch. para 5 Omit sections 274A to 279F (register of secretaries etc) (including the italic heading; Sch. para 6 Before section 280 insert—; PART 3; Sch. para 8 In section 790A (overview of Part)—; Sch. para 11 For sections 790D and 790E substitute—; Sch. para 12 For sections 790G and 790H substitute—; Sch. para 16 (1) Section 790K (required particulars) is amended as follows.; Sch. para 18 After section 790L insert—; Sch. para 19 Omit Chapters 3 and 4 of Part 21A (company registers of people with significant; Sch. para 27 In section 156C (existing director who is not a natural person), for subsections (3); Sch. para 30 In section 1136 (regulations about where certain company records to be kept; Sch. para 31 In paragraph 4 of Schedule 5 (communications by a company)—; Sch. para 32 In Schedule 8 (index of defined expressions), omit the entries relating to—; Sch. para 1 In this Schedule—; Sch. para 2 (1) Where a partner (or proposed partner) is an individual, the required information; Sch. para 3 Where a partner (or proposed partner) is a legal entity, the required information about; PART 3; Sch. para 4 (1) The required information about a registered officer (or proposed registered officer); Sch. para 5 Before section 8 (duty to register and designate) insert—; Sch. para 4 For section 12 substitute—; Sch. para 1 (1) This Schedule applies in relation to an overseas entity if—; Sch. para 2 (1) The overseas entity must deliver to the registrar—; Sch. para 12 After section 67 insert—; Sch. para 29 After section 131ZA insert—; Sch. para 48 After section 215 insert—; CHAPTER 3D; Sch. para 2 After Part 4B insert—
Terrorism Act 2000: s.95 Sections 81 to 94: supplementary.; s.119 Crown servants, regulators, &c.; Sch. para 1 (1) A business is in the regulated sector to the extent that it consists of—; Sch. para 2 (1) A business is not in the regulated sector to the extent that it consists of—; Sch. para 8 (1) The M114Land Charges Act 1972 and the [F358Land Registration Act 2002]—; Sch. para 13 (1) Subject to the provisions of this paragraph, a Scottish, Northern Ireland or Islands; Sch. para 21 (1) On the application of the Lord Advocate, the Court of Session may, in respect of; Sch. para 27 (1) Subject to the provisions of this paragraph, an England and Wales order, Northern; Sch. para 38 (1) The prosecutor shall be treated for the purposes of section 66 of the M123Land; Sch. para 43 (1) Subject to the provisions of this paragraph, an England and Wales, Scottish or Islands; Sch. para 53 (1) In this Part of this Schedule (other than in paragraph 51) “insolvency practitioner”; Sch. para 13 (1) Where appropriate written consent to the taking of an intimate sample from a person; Sch. para 15 (1) In the application of [F572paragraphs 10 to 13] in relation to a person detained; Sch. para 11 (1) The Secretary of State may serve a notice under this Schedule on an individual—; Sch. para 19 (1) A notice under this Schedule shall be in writing.
POCA 2002: s.47 Supplementary; s.67 [F296Money]; s.123 Inhibition of property affected by order; s.131 Sums received by clerk of court; s.195 Supplementary; s.215 [F742Money]; s.247 Functions of interim receiver; s.248 Registration; s.249 Registration (Northern Ireland); s.255F Inhibition of property affected by prohibitory property order; s.258 Inhibition of property affected by order; s.268 Recording of recovery order (Scotland); CHAPTER 3D; s.362Q Registration; s.396O Inhibition of property affected by interim freezing order; s.417 Modifications of the 1986 Act; s.420 [F1732Modifications of the 2016 Act]; s.423 Modifications of the 1989 Order; s.426 Winding up under the 1986 Act; s.428 Winding up under the 1989 Order; s.430 Floating charges; s.443 Enforcement in different parts of the United Kingdom; s.444 External requests and orders; SCHEDULE 9; SCHEDULE 12
MLR 2017: reg.23 —(1) An authorised person whose supervisory authority is the FCA must, before acting as a; reg.26 —(1) No person may be the beneficial owner, officer or manager of a firm within paragraph (2); reg.45 —(1) The Commissioners must maintain a register (“the register”) of—; PART 6; CHAPTER 2; reg.53 For the purposes of this Chapter—; reg.54 —(1) The FCA must maintain a register of those relevant persons who—; reg.55 —(1) The FCA may maintain a register of Annex 1 financial institutions.; reg.56 —(1) Unless a person in respect of whom the registering authorities are required to maintain; reg.56A —(1) Regulation 56 does not apply to an existing cryptoasset exchange provider or existing; reg.56B —(1) An authorised cryptoasset firm or specified investment cryptoasset firm must, before; reg.57 —(1) A person applying for registration in a register maintained under regulation 54 or 55 (“an; reg.58 —(1) The registering authority must refuse to register an applicant for registration in a register; reg.58A —(1) The FCA must refuse to register an applicant (“A”) for registration in a register; reg.59 —(1) Subject to regulation 58 [F380and regulation 58A], the registering authority may refuse; reg.60 —(1) If paragraph (2) applies, the registering authority may suspend (for such period as it; reg.60B Schedule 6B applies to an acquisition of or increase in control over a registered cryptoasset; Sch. para 3 A trust holding sums or assets of a pension scheme which is a registered pension scheme for; Sch. para 5 A trust for charitable purposes which—; Sch. para 10 —(1) A trust—; Sch. para 14 A trust created for the purpose of—; Sch. para 10 The number of times the supervisory authority has—; Sch. para 1 For the purposes of Part 9 of these Regulations, “relevant requirement” means—; Sch. para 7 The requirements specified in this paragraph are those imposed in—; Sch. para 9 The requirements specified in this paragraph are those imposed in—; Sch. para 10 The requirements specified in this paragraph are those imposed in—; Sch. para 16 Where the NCA receives information from a foreign FIU, the NCA must—; Sch. para 1 Part 12 of FSMA (control over authorised persons) applies, with the modifications specified in; Sch. para 2 The modifications specified in this paragraph are—; Sch. para 186 The matter specified in section 185(3)(a) is whether the section 178 notice-giver; Sch. para 3 Part 12 of FSMA (control over authorised persons) applies, with the modifications specified; Sch. para 4 The modifications specified in this paragraph are—; Sch. para 5 In this Schedule—; Sch. para 15 In regulation 114(3)(b) in the Representation of the People (England and Wales) Regulations; Sch. para 16 In regulation 113(3)(b) in the Representation of the People (Scotland) Regulations 2001 M231; Sch. para 22 In regulation 112(3)(b) of the Representation of the People (Northern Ireland) Regulations; Sch. para 24 —(1) The Payment Services Regulations 2009 M240 are amended as follows.; Sch. para 28 —(1) The Electronic Money Regulations 2011 M250 are amended as follows.; Sch. para 33 In regulation 25(1)(b) of Part 4 (refusal of application) in the Payment Accounts Regulation; Sch. para 34 In paragraph 8(b) of Schedule 4 (disclosure to a credit reference agency) of the Register of; Sch. para 35 In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017 M263,

correspondent_banking (81)

Obligations specific to cross-border correspondent banking relationships.

UNCAC 2003 (Mérida): Article 52. Prevention and detection of transfers
PCMLTFR: 90 A financial entity that enters into a correspondent; 91 If a client of a foreign financial institution has direct
PCMLTFA: 9.31 (1) No entity referred to in paragraph 5(a), (b), (d),; 9.4 (1) Every entity referred to in any of paragraphs
31 C.F.R. Part 1010: § 1010.600 General.; § 1010.610 Due diligence programs for correspondent accounts for foreign financial institutions.; § 1010.620 Due diligence programs for private banking accounts.; § 1010.630 Prohibition on correspondent accounts for foreign shell banks; records concerning owners of foreign banks and agents for service ; § 1010.651 Special measures against Burma.; § 1010.653 Special measures against Commercial Bank of Syria.; § 1010.658 Special measures against FBME Bank, Ltd.; § 1010.659 Special measures against North Korea.; § 1010.660 Special measures against Bank of Dandong.; § 1010.661 Special measures against Iran.; § 1010.663 Special measures regarding Al-Huda Bank.; § 1010.664 Special measures regarding Huione Group.; § 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship.
BSA (31 U.S.C. §§5311–5336): § 5318A. Special measures for jurisdictions, finan-
APTCP (犯収法): 第九条　特定事業者（第二条第二項第一号から第十五号まで及び第三十一号に掲げる特定事; 第十条の二　特定事業者（第二条第二項第三十一号の二に掲げる特定事業者並びに資金決済; 第十条の四　第二条第二項第三十二号に掲げる特定事業者（以下「暗号資産交換業者」とい
AML/CFT Implementing Regulation 2019: Article (14); Article (24); Article (25); Article (38)
Autonomous Sanctions Regulations 2011: 3 Definitions
AML/CTF Amendment Act 2024: 15 Section 5 (definition of shell bank); 94A Shell banks; 5 Section 5; 39E Exemptions—specified conditions
AML/CTF Act 2006: 4 Simplified outline; 39E Exemptions—specified conditions; Part 8—Correspondent banking; 94 Simplified outline of this Part; 94A Shell banks; 95 Prohibitions on correspondent banking relationships involving shell banks; 96 Due diligence assessments and records of correspondent banking relationships; 100 Geographical links; Division 6—Records about correspondent banking relationships; 117 Retention of records about correspondent banking relationships; 1 Alternative constitutional basis; 4 Simplified outline; 15 Shell banks; Part 8—Correspondent banking; 94 Simplified outline of this Part; 95 Prohibitions on correspondent banking relationships involving shell banks; 96 Due diligence assessments and records of correspondent banking relationships; 100 Geographical links; Division 6—Records about correspondent banking relationships; 117 Retention of records about correspondent banking relationships; 1 Alternative constitutional basis; 4 Simplified outline; 39E Exemptions—specified conditions; Part 8—Correspondent banking; 94 Simplified outline of this Part; 94A Shell banks; 95 Prohibitions on correspondent banking relationships involving shell banks; 96 Due diligence assessments and records of correspondent banking relationships; 100 Geographical links; Division 6—Records about correspondent banking relationships; 117 Retention of records about correspondent banking relationships; 1 Alternative constitutional basis
AML/CTF Rules 2025: Division 6—Nested services relationships; Part 7—Correspondent banking; Division 1—Due diligence assessment for entry into correspondent banking relationship; Division 2—Requirements for ongoing due diligence assessments
AMLO-FINMA / GwV-FINMA: Art. 8 Verbotene Geschäftsbeziehung; Art. 13 Geschäftsbeziehungen mit erhöhten Risiken; Art. 36 Professioneller Notenhandel; Art. 37 Korrespondenzbankbeziehungen mit ausländischen Banken
AMLO: 14. Special requirements for correspondent banking relationships
AMLA Reg (Reg (EU) 2024/1620): Chapter III, Section 2, of Regulation (EU) 2024/1624 and the presence and share of customers identified as politically exposed persons;
AMLR (Reg (EU) 2024/1624): Article 36 Specific enhanced due diligence measures for cross-border correspondent relationships; Article 37 Specific enhanced due diligence measures for cross-border correspondent relationships for; Article 38 Specific measures for individual third-country respondent institutions; Article 39 Prohibition of correspondent relationships with shell institutions
4AMLD (Dir (EU) 2015/849): Article 19 With respect to cross-border correspondent relationships involving the execution of paymen; Article 19b 1. By way of derogation from Article 19, with respect to cross-border correspondent relati; Article 24 Member States shall prohibit credit institutions and financial institutions from entering
MLR 2017: reg.34 —(1) A credit institution or financial institution (the “correspondent”) which has or proposes

politically_exposed_persons (51)

Heightened measures for higher-risk public-office holders (PEPs).

UNCAC 2003 (Mérida): Article 52. Prevention and detection of transfers
PCMLTFR: 116 (1) A financial entity shall take reasonable measures to determine whether; 117 A life insurance company or life insurance broker or; 119 (1) A securities dealer shall take reasonable measures to determine whether a person for whom they open; 120 (1) A money services business shall take reasonable; 120.1 (1) The following persons and entities shall take; 120.2 (1) A casino shall take reasonable measures to; 121 (1) A financial entity, securities dealer or casino; 122 (1) A financial entity, life insurance company, life; 122.1 (1) A person or entity that determines under subsection 120(3), (4) or (5) or 120.1(1), (2) or (4) that a person i; 123 (1) If a financial entity, securities dealer or casino
PCMLTFA: 9.3 (1) Every person or entity that is referred to in section 5 and that is prescribed shall determine, in the prescribe
31 C.F.R. Part 1010: § 1010.620 Due diligence programs for private banking accounts.
AML/CFT Implementing Regulation 2019: Article (15)
AML/CTF Amendment Act 2024: 5 Section 5; 28 Undertaking initial customer due diligence; 32 Enhanced customer due diligence obligation
AML/CTF Act 2006: 32 Enhanced customer due diligence obligation; 32 Carrying out applicable customer identification procedure before commencement of provision of designated service; 32 Enhanced customer due diligence obligation
AML/CTF Rules 2025: Part 1—Preliminary; Division 2—Information requirements for registration applications; Division 2—AML/CTF policies related to ML/TF risk mitigation; Division 1—Initial customer due diligence; Division 3—Simplified customer due diligence; Division 5—Politically exposed persons
AMLO-FINMA / GwV-FINMA: Art. 13 Geschäftsbeziehungen mit erhöhten Risiken
AMLA / GwG: Art. 2a Begriffe; Art. 6 Besondere Sorgfaltspflichten
AMLO: 19. Financial institutions and DNFBPs to establish procedures
AMLA Reg (Reg (EU) 2024/1620): Chapter III, Section 2, of Regulation (EU) 2024/1624 and the presence and share of customers identified as politically exposed persons;
AMLR (Reg (EU) 2024/1624): Article 42 Specific provisions regarding politically exposed persons; Article 43 List of prominent public functions; Article 44 Politically exposed persons who are beneficiaries of insurance policies; Article 45 Measures for persons who cease to be politically exposed persons; Article 46 Family members and persons known to be close associates of politically exposed persons
4AMLD (Dir (EU) 2015/849): Article 20 With respect to transactions or business relationships with politically exposed persons, M; Article 20a 1. Each Member State shall issue and keep up to date a list indicating the exact functions; Article 21 Member States shall require obliged entities to take reasonable measures to determine whet; Article 22 Where a politically exposed person is no longer entrusted with a prominent public function; Article 23 The measures referred to in Articles 20 and 21 shall also apply to family members or perso
POCA 2002: s.362B Requirements for making of unexplained wealth order; s.362C Effect of order: cases of non-compliance; s.396B Requirements for making of unexplained wealth order; s.396C Effect of order: cases of non-compliance
MLR 2017: reg.35 —(1) A relevant person must have in place appropriate risk-management systems and; reg.36 —(1) The duty under section 30(1) of the Bank of England and Financial Services Act; reg.48 —(1) The FCA must give guidance under section 139A of FSMA (power of the FCA to; Sch. para 7 The requirements specified in this paragraph are those imposed in—; Sch. para 3 —(1) FSMA M192 is amended as follows.; Sch. para 11 In the Bank of England and Financial Services Act 2016—

virtual_assets (373)

Obligations for virtual-asset / digital-currency services (VASP/DCE).

PCMLTFR: 7 (1) A financial entity shall report the following transactions and information to the Centre:; 11 A financial entity shall keep a large virtual currency; 19 A life insurance company or life insurance broker or; 21 A life insurance company or life insurance broker or; 24.13 A factor shall keep a large virtual currency transaction record in respect of every amount of $10,000 or; 24.17 A financing or leasing entity that receives an; 24.19 A financing or leasing entity shall keep a large virtual currency transaction record in respect of every; 26 A securities dealer that receives an amount of $10,000; 28 A securities dealer shall keep a large virtual currency; 30 (1) A money services business shall report the following transactions and information to the Centre:; 32 A money services business shall keep a large virtual; 33 (1) A foreign money services business shall report; 35 A foreign money services business shall keep a large; 40 A British Columbia notary public or British Columbia; 42 A British Columbia notary public or British Columbia; 49 An accountant or accounting firm that receives an; 51 An accountant or accounting firm shall keep a large; 55 A real estate broker or sales representative that receives an amount of $10,000 or more in virtual currency; 57 A real estate broker or sales representative shall keep; 61 A real estate developer that receives an amount; 63 A real estate developer shall keep a large virtual currency transaction record in respect of every amount; 64.3 A mortgage administrator, mortgage broker or; 64.5 A mortgage administrator, mortgage broker or; 67 A dealer in precious metals and precious stones that; 69 A dealer in precious metals and precious stones shall; 70 (1) A casino shall report the following transactions; 73 A casino shall keep a large virtual currency transaction record in respect of every amount of $10,000 or more; 79 A department or an agent of His Majesty in right of; 81 A department or an agent of His Majesty in right of; 124.1 (1) A financial entity, money services business or; 129 (1) If a person or entity that is required under these
APTCP (犯収法): 第十条の二　特定事業者（第二条第二項第三十一号の二に掲げる特定事業者並びに資金決済; 第十条の三　電子決済手段等取引業者は、顧客から依頼を受けて電子決済手段の移転を行う; 第十条の四　第二条第二項第三十二号に掲げる特定事業者（以下「暗号資産交換業者」とい; 第十条の五　暗号資産交換業者は、顧客から依頼を受けて暗号資産の移転を行う場合におい
FEFTA (外為法): 第十七条の四　第十七条及び第十七条の二の規定は、電子決済手段等取引業者等がその顧客; 第十八条の六　第十八条から第十八条の四までの規定は、電子決済手段等取引業者等がその
AML/CFT Implementing Regulation 2019: Article (33); Article (4) of this Resolution.
Federal AML/CFT Law 2025: Article (21); Article (30)
Federal AML/CFT Law 2018 (superseded): Article (16) BIS
AML/CTF Amendment Act 2024: 5 Section 5; 6 Subsection 6(3); 10 Before subsection 6(6); Schedule 6—Services relating to virtual assets; 1 Section 4; 2 Section 5 (paragraph (a) of the definition of betting instrument); 4 Section 5 (definition of digital currency); 5 Section 5 (definition of Digital Currency Exchange Register); 6 Section 5 (definition of property); 7 Section 5 (definition of registered digital currency exchange provider); 8 Section 5; 9 Section 5 (definition of registrable digital currency exchange service); 10 Section 5; 11 Section 5 (paragraph (b) of the definition of registration); 12 Section 5 (definition of stored value card); 13 Section 5 (subparagraph (ca)(i) of the definition of threshold transaction); 15 Section 5 (note 2 to the definition of threshold transaction); 16 Section 5; 5B Meaning of virtual asset; 18 Subsection 6(2) (after table item 46); 19 Subsection 6(2) (table item 50A); 20 Subsection 6(2) (after table item 50A); 21 Subsection 6(4) (cell at table item 7, column headed “Provision of a designated service”); 22 Subsection 6(4) (cell at table item 7, column headed “Customer of the designated service”); 23 Subsection 6(4) (cell at table item 8, column headed “Provision of a designated service”); 19 Translation of virtual assets to Australian currency; 25 Part 6A (heading); 26 Section 76; 27 Section 76; 28 Division 2 of Part 6A (heading); 29 Section 76A (heading); 30 Subsection 76A(1); 31 Subsection 76A(2); 32 Section 76B (heading); 33 Subsections 76B(1), (2) and (3); 34 Subsection 76B(4); 35 Section 76C (heading); 36 Section 76C; 37 Subsection 76D(1); 38 Paragraph 76G(2)(a); 39 Paragraph 76G(2)(b); 40 Paragraph 76G(2)(b); 41 Paragraph 76G(2)(c); 42 Paragraph 76G(2)(d); 43 Paragraph 76H(1)(b); 44 Subsection 76J(2); 45 Paragraphs 76K(2)(d) and 76L(2)(d); 46 Section 76M (heading); 47 Subsection 76M(1); 48 Subsections 76M(1), (2) and (3); 49 Section 76R; 50 Subsections 142(1) and (2); 51 Paragraph 142(3)(a); 52 Paragraph 184(1A)(e); 53 Paragraph 228A(2)(c); 54 Section 233B (table item 3A); 55 Section 338 (paragraph (ea) of the definition of account); 56 Section 338 (paragraph (h) of the definition of account); 57 Section 338 (definitions of digital currency and digital currency exchange); 58 Section 338 (paragraph (i) of the definition of financial institution); 59 Section 338; 12 Section 5; 14 Section 5; 63 Simplified outline; 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers; 33 Subsection 184(4) (after paragraph (fb) of the definition of designated infringement notice provision); 37 Section 40; Division 4—International value transfer services and transfers of value involving unverified self-hosted virtual asset wallets; 46A Reports of transfers of value involving unverified self-hosted virtual asset wallets; 42 Subparagraph 51G(3)(c)(ii); 44 Subsection 184(4) (paragraph (d) of the definition of designated infringement notice provision); 26 Section 5 (definition of money)
AML/CTF Act 2006: 4 Simplified outline; subdivision arrangement means:; 5B Meaning of virtual asset; 19 Translation of virtual assets to Australian currency; 40 Simplified outline; Division 4—International value transfer services and transfers of value involving unverified self-hosted virtual asset wallets; 46A Reports of transfers of value involving unverified self-hosted virtual asset wallets; 63 Simplified outline; 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers; Part 6A—The Virtual Asset Service Provider Register; 76 Simplified outline; Division 2—Restrictions on providing virtual asset services; 76A Unregistered persons must not provide certain virtual asset services; 76B Virtual Asset Service Provider Register; 76C Information to be entered on the Virtual Asset Service Provider Register; 76D Applications for registration; 76E Registration by AUSTRAC CEO; 76G Registration may be subject to conditions; 76H When registration of a person ceases; 76J Cancellation of registration; 76K Suspension of registration; 76L Renewal of registration; 76M Removal of entries from the Virtual Asset Service Provider Register; 76P Registered persons to advise of material changes in circumstance etc.; 76R Immunity from suit; 76T Basis of registration; 228A AUSTRAC CEO may use computers to take administrative action; 233B Reviewable decisions; 4 Simplified outline; 19 Translation of digital currency to Australian currency; Part 6A—The Digital Currency Exchange Register; 76 Simplified outline; Division 2—Restrictions on providing digital currency exchange services; 76A Unregistered persons must not provide certain digital currency exchange services; 76B Digital Currency Exchange Register; 76C Information to be entered on the Digital Currency Exchange Register; 76D Applications for registration; 76E Registration by AUSTRAC CEO; 76G Registration may be subject to conditions; 76H When registration of a person ceases; 76J Cancellation of registration; 76K Suspension of registration; 76L Renewal of registration; 76M Removal of entries from the Digital Currency Exchange Register; 76P Registered persons to advise of material changes in circumstance etc.; 76R Immunity from suit; 76T Basis of registration; 228A AUSTRAC CEO may use computers to take administrative action; 233B Reviewable decisions; 4 Simplified outline; subdivision arrangement means:; 5B Meaning of virtual asset; 19 Translation of virtual assets to Australian currency; 40 Simplified outline; Division 4—International value transfer services and transfers of value involving unverified self-hosted virtual asset wallets; 46A Reports of transfers of value involving unverified self-hosted virtual asset wallets; 63 Simplified outline; 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers; Part 6A—The Virtual Asset Service Provider Register; 76 Simplified outline; Division 2—Restrictions on providing virtual asset services; 76A Unregistered persons must not provide certain virtual asset services; 76B Virtual Asset Service Provider Register; 76C Information to be entered on the Virtual Asset Service Provider Register; 76D Applications for registration; 76E Registration by AUSTRAC CEO; 76G Registration may be subject to conditions; 76H When registration of a person ceases; 76J Cancellation of registration; 76K Suspension of registration; 76L Renewal of registration; 76M Removal of entries from the Virtual Asset Service Provider Register; 76P Registered persons to advise of material changes in circumstance etc.; 76R Immunity from suit; 76T Basis of registration; 228A AUSTRAC CEO may use computers to take administrative action; 233B Reviewable decisions
AML/CTF Rules 2025: Part 1—Preliminary; Division 1—Application for enrolment; Division 2—Correction and removal of enrolment details; Division 1—Management of the Remittance Sector Register and the Virtual Asset Service Provider Register; Division 2—Information requirements for registration applications; Division 4—Suspension of registration; Division 5—Cancellation of registration; Division 6—Renewal of registration; Division 7—AML/CTF policies related to transfers of value; Division 2—Providing services before completion of initial customer due diligence; Division 4—Enhanced customer due diligence; Division 6—Nested services relationships; Division 12—Keep open notices; Division 1—Due diligence assessment for entry into correspondent banking relationship; Division 1—Ordering institutions and beneficiary institutions; Division 2—Transfers of value; Division 3—Exemptions from obligations relating to transfers of value; Division 4—International value transfer services; Division 1—Reports of suspicious matters; Division 2—Reports of threshold transactions
AML/CTF Transitional Rules 2026: 6 Virtual Asset Service Provider Register; 8 Use of applicable customer identification procedures by reporting entity; 9 IVTS reporting transition date; 10 Modification of reporting obligations before IVTS reporting transition date; 11 Delayed application of requirement to report transfers of value involving unverified self-hosted virtual asset wallets; Part 5—Virtual asset service providers; 12 Delayed application of certain Principal Act provisions; 14 Registration to provide registrable virtual asset services
AMLO-FINMA / GwV-FINMA: Art. 51a Geschäfte mit virtuellen Währungen
AMLO / GwV: Art. 4 Dienstleistungen für den Zahlungsverkehr
AMLO: 82. Transitional provision with regard to money changers and remittance agents carrying on business before commencement ; 53ZQ. Transitional arrangements; 53ZR. Interpretation of Part 5B; 53ZRA. Meaning of VA or virtual asset; 53ZRB. Meaning of providing VA service and performing regulated function; 53ZRD. Licence required for carrying on VA service business; 53ZRE. Offence to issue advertisements relating to unlicensed person’s provision of VA service; 53ZRF. Offence involving fraudulent or deceptive devices etc. in transactions in virtual assets; 53ZRG. Offence to fraudulently or recklessly induce others to invest in virtual assets; 53ZTH. Injunctions and other orders; 53ZTW. Conflict of interest; 76G. Other enactments on disclosure of information not affected; 13A. Special requirements for virtual asset transfer
AMLA Reg (Reg (EU) 2024/1620): Chapter III, Section 2, of Regulation (EU) 2024/1624 and the presence and share of customers identified as politically exposed persons;
AMLR (Reg (EU) 2024/1624): Article 37 Specific enhanced due diligence measures for cross-border correspondent relationships for; Article 40 Measures to mitigate risks in relation to transactions with a self-hosted address
4AMLD (Dir (EU) 2015/849): Article 19a 1. Member States shall require crypto-asset service providers to identify and assess the r; Article 19b 1. By way of derogation from Article 19, with respect to cross-border correspondent relati; Article 24a By 1 January 2024, EBA shall issue guidelines specifying how the enhanced customer due dil
AMLD6 (Dir (EU) 2024/1640): Article 16 Bank account registers and electronic data retrieval systems
ECCTA 2023: PART 4; s.179 Cryptoassets: confiscation orders; s.180 Cryptoassets: civil recovery; s.181 Cryptoassets: terrorism; s.193 Other defined terms in sections 188 to 191; SCHEDULE 8; Sch. para 3 (1) Section 47C (power to seize property) is amended as follows.; Sch. para 7 (1) Section 47M (further detention in other cases) is amended as follows.; Sch. para 8 In section 47R (release of property), after subsection (5) insert—; Sch. para 10 (1) Section 51 (powers of enforcement receiver) is amended as follows.; Sch. para 12 After section 67 insert—; Sch. para 13 After section 67A insert—; Sch. para 16 For the italic heading before section 67, substitute “Enforcement: money,; Sch. para 17 In section 69 (powers of court and receiver etc), after subsection (2) insert—; Sch. para 18 After section 84 insert—; Sch. para 21 (1) Section 127C (power to seize property) is amended as follows.; Sch. para 25 (1) Section 127M (further detention in other cases) is amended as follows.; Sch. para 26 In section 127Q (release of property), after subsection (5) insert—; Sch. para 27 (1) Section 128 (enforcement administrators) is amended as follows.; Sch. para 29 After section 131ZA insert—; Sch. para 30 After section 131A insert—; Sch. para 33 For the italic heading before section 131ZA, substitute “Enforcement: money,; Sch. para 35 In section 132 (powers of court and administrator etc), after subsection (2) insert—; Sch. para 36 After section 150 insert—; Sch. para 39 (1) Section 195C (power to seize property) is amended as follows.; Sch. para 43 (1) Section 195M (further detention in other cases) is amended as follows.; Sch. para 44 In section 195R (release of property), after subsection (5) insert—; Sch. para 46 (1) Section 199 (powers of enforcement receiver) is amended as follows.; Sch. para 48 After section 215 insert—; Sch. para 49 After section 215A insert—; Sch. para 52 For the italic heading before section 215, substitute “Enforcement: money,; Sch. para 53 In section 217 (powers of court and receiver etc), after subsection (2) insert—; Sch. para 54 After section 232 insert—; SCHEDULE 9; Sch. para 1 In Part 5 of the Proceeds of Crime Act 2002 (civil recovery of the proceeds etc of; CHAPTER 3D; CHAPTER 3E; CHAPTER 3F; Sch. para 6 (1) Part 5 of the Proceeds of Crime Act 2002 (civil recovery of the proceeds etc of; Sch. para 7 In section 316(1) (general interpretation)—; Sch. para 8 (1) Part 8 of the Proceeds of Crime Act 2002 (investigations) is amended as follows.; Sch. para 11 In section 450 of the Proceeds of Crime Act 2002 (pseudonyms: Scotland), in; Sch. para 12 In section 453A of the Proceeds of Crime Act 2002 (certain offences in relation to; Sch. para 13 In section 453B of the Proceeds of Crime Act 2002 (certain offences in relation to; Sch. para 14 In section 453C of the Proceeds of Crime Act 2002 (obstruction offence in relation; Sch. para 16 (1) Section 18 of the Civil Jurisdiction and Judgments Act 1982 (enforcement of UK; SCHEDULE 10; Sch. para 2 After Part 4B insert—; Sch. para 5 In Part 6, in paragraph 19(1), at the appropriate places insert—; Sch. para 7 In Schedule 6 (financial information)—
Terrorism Act 2000: Sch. para 1 (1) A business is in the regulated sector to the extent that it consists of—; Sch. para 6 (1) In this Schedule “financial institution” means—
POCA 2002: s.21 Order made: reconsideration of benefit; s.47C Power to seize property; s.47M Further detention in other cases; s.47R Release of property; s.51 Powers; s.64 Management receivers: discharge; s.67 [F296Money]; s.69 [F328Specific] powers of court and receiver [F329etc.]; s.80 Value of property obtained from conduct; s.84 Property: general provisions; s.127C Power to seize property; s.127M Further detention in other cases; s.127Q Release of property; s.128 Enforcement administrators; s.131 Sums received by clerk of court; s.131A Seized personal property; s.132 Powers of court and administrator [F522etc]; s.150 Property: general provisions; s.195C Power to seize property; s.195M Further detention in other cases; s.195R Release of property; s.199 Powers; s.214 Appeal to [F738Supreme Court ]; s.215 [F742Money]; s.217 Powers of court and receiver [F770etc]; s.232 Property: general provisions; s.303Z Financial investigators; CHAPTER 3D; CHAPTER 3E; CHAPTER 3F; s.311A Financial investigators; s.312 Performance of functions of Scottish Ministers by constables in Scotland; s.316 General interpretation; s.343 Judges; s.344 Courts; s.346 Requirements for making of production order; s.350 Government departments; s.353 Requirements where production order not available; s.355 Further provisions: confiscation [F1400, money laundering, detained cash,; s.375 Supplementary; s.375B Evidence overseas: restrictions on use; s.378 Officers; s.381 Requirements for making of production order; s.385 Government departments; s.386 Supplementary; s.388 Requirements where production order not available; s.390 Further provisions: confiscation, civil recovery [F1618, detained cash ][F1619,; s.408A Evidence overseas; s.408B Evidence overseas: restrictions on use; s.416 Other interpretative provisions; s.450 Pseudonyms: Scotland; s.453 References to financial investigators; SCHEDULE 9
MLR 2017: reg.14A —(1) In these Regulations, “cryptoasset exchange provider” means a firm or sole; reg.56A —(1) Regulation 56 does not apply to an existing cryptoasset exchange provider or existing; reg.56B —(1) An authorised cryptoasset firm or specified investment cryptoasset firm must, before; reg.58A —(1) The FCA must refuse to register an applicant (“A”) for registration in a register; reg.60A —(1) Paragraph (2) applies where—; reg.60B Schedule 6B applies to an acquisition of or increase in control over a registered cryptoasset; reg.64A —(1) This Part applies in respect of a cryptoasset transfer which is not excluded by; reg.64B In this Part—; reg.64C —(1) In respect of an inter-cryptoasset business transfer, the cryptoasset business of the; reg.64D —(1) When a cryptoasset business of a beneficiary receives a cryptoasset as part of an inter-; reg.64E —(1) When an intermediary cryptoasset business receives a cryptoasset as part of an inter-; reg.64F An intermediary cryptoasset business must—; reg.64G —(1) A cryptoasset business involved in an unhosted wallet transfer may request from its; reg.64H A cryptoasset business must respond fully and without delay to a request in writing from; reg.74A —(1) Each cryptoasset exchange provider and custodian wallet provider (“cryptoasset; reg.74B —(1) This regulation applies where the FCA reasonably considers that a report by a skilled; reg.74C —(1) The FCA may [F414exercise its powers of direction under paragraph (5) or (6) in writing; Sch. para 10 The requirements specified in this paragraph are those imposed in—; Sch. para 11 The requirements specified in this paragraph are those imposed in regulation 64(2); Sch. para 12 The requirements specified in this paragraph are those imposed under—; Sch. para 16 Where the NCA receives information from a foreign FIU, the NCA must—; Sch. para 1 Part 12 of FSMA (control over authorised persons) applies, with the modifications specified in; Sch. para 2 The modifications specified in this paragraph are—; Sch. para 186 The matter specified in section 185(3)(a) is whether the section 178 notice-giver; Sch. para 3 Part 12 of FSMA (control over authorised persons) applies, with the modifications specified; Sch. para 4 The modifications specified in this paragraph are—; Sch. para 5 In this Schedule—

sanctions_prohibitions (105)

Prohibited dealings with designated persons/entities or controlled assets.

UN (Anti-Terrorism Measures) Regs: 4.—(1) In these Regulations —; 8.—(1) No person in Singapore and no citizen of Singapore outside Singapore shall communicate or make available by any m
PSPM Act 2019: 20.—(1) A regulated dealer must perform —
UNSCR 1373 (2001): para 1 Decides that all States shall:
UNSCR 1267 (1999): para 4 Decides further that, in order to enforce paragraph 2 above, all States shall:
UNSCR 1540 (2004): para 3 Decides also that all States shall take and enforce effective measures to establish domestic controls to prevent
SEMA: 4 (1) The Governor in Council may, if the Governor in
PCMLTFA: 11.49 (1) The Governor in Council may make regulations
JVCFOA (Magnitsky): 4 (1) The Governor in Council may, if the Governor in
United Nations Act (CA): 2 When, in pursuance of Article 41 of the Charter of the
FACFOA: 4 (1) If a foreign state, in writing, asserts to the Government of Canada that a person has misappropriated property of ; 5 (1) The Minister may issue to any person in Canada or
31 C.F.R. Part 1010: § 1010.651 Special measures against Burma.; § 1010.653 Special measures against Commercial Bank of Syria.; § 1010.658 Special measures against FBME Bank, Ltd.; § 1010.659 Special measures against North Korea.; § 1010.660 Special measures against Bank of Dandong.; § 1010.661 Special measures against Iran.; § 1010.663 Special measures regarding Al-Huda Bank.; § 1010.664 Special measures regarding Huione Group.
BSA (31 U.S.C. §§5311–5336): § 5318A. Special measures for jurisdictions, finan-
IEEPA (50 U.S.C. §§1701–1708): § 1701. Unusual and extraordinary threat; dec-; § 1702. Presidential authorities; § 1707. Multinational economic embargoes against governments in armed conflict with the United States; § 1708. Actions to address economic or industrial; § 1709. Imposition of sanctions with respect to; § 1710. Confronting asymmetric and malicious
FEFTA (外為法): 第九条　主務大臣は、国際経済の事情に急激な変化があつた場合において、緊急の必要があ; 第十条　我が国の平和及び安全の維持のため特に必要があるときは、閣議において、対応措; 第十六条　主務大臣は、我が国が締結した条約その他の国際約束を誠実に履行するため必要; 第十七条　銀行等は、その顧客の支払等が、次の各号に掲げる支払等のいずれにも該当しな; 第十七条の三　前二条の規定は、資金移動業者がその顧客の支払等に係る為替取引を行う場; 第十七条の四　第十七条及び第十七条の二の規定は、電子決済手段等取引業者等がその顧客; 第二十一条　財務大臣は、居住者又は非居住者による資本取引（第二十条に規定する資本取; 第二十四条　経済産業大臣は、居住者による特定資本取引（第二十条第二号に掲げる資本取; 第二十五条　国際的な平和及び安全の維持を妨げることとなると認められるものとして政令; 第四十八条　国際的な平和及び安全の維持を妨げることとなると認められるものとして政令; 第五十一条　経済産業大臣は、特に緊急の必要があると認めるときは、経済産業省令で定め; 第五十二条　外国貿易及び国民経済の健全な発展を図るため、我が国が締結した条約その他
International Terrorist Asset-Freezing Act: 第十五条　何人も、財産凍結等対象者を相手方として次の各号に掲げる行為をしてはならな
AML/CFT Implementing Regulation 2019: Article (60)
TFS / UN-sanctions mechanism 2020: Article (21)
Federal AML/CFT Law 2025: Article (33)
Federal AML/CFT Law 2018 (superseded): Article (28)
Autonomous Sanctions Regulations 2011: 3 Definitions; 6 Electronic money.; 4 Sanctioned supply; 4A Sanctioned imports; 5 Sanctioned service; 5A Sanctioned commercial activity—Syria; 5B Sanctioned commercial activity—Russia; 5C Sanctioned commercial activity—specified Ukraine regions; 5CA Sanctioned commercial activity—DPRK; 8 Sanctioned vessels; 12 Prohibitions relating to a sanctioned supply; 12A Prohibitions relating to sanctioned import; 13 Prohibitions relating to the provision of sanctioned services; 13A Prohibitions relating to engaging in sanctioned commercial activity; 14 Prohibition of dealing with designated persons or entities; 15 Prohibition of dealing with controlled assets; 16 Prohibitions relating to sanctioned vessels
AML/CTF Amendment Act 2024: 5 Section 5; 28 Undertaking initial customer due diligence; 64 Obligations of ordering institutions; 66 Obligations of intermediary institutions
Charter of the United Nations Act 1945: 6 Regulations may apply sanctions; 21 Offence—giving an asset to a proscribed person or entity
AML/CTF Act 2006: 102 Countermeasures; 102 Countermeasures; 102 Countermeasures
Autonomous Sanctions Act 2011: 10 Regulations may apply sanctions; 16 Offence—contravening a sanction law
AML/CTF Rules 2025: Division 2—AML/CTF policies related to ML/TF risk mitigation; Division 1—Initial customer due diligence; Division 3—Simplified customer due diligence
AMLO-FINMA / GwV-FINMA: Art. 7 Verbotene Vermögenswerte; Art. 8 Verbotene Geschäftsbeziehung
Embargo Act / EmbG: Art. 1 Gegenstand; Art. 2 Zuständigkeit
WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass destruction
UNATMO: 7. Prohibition on provision or collection of property to commit terrorist acts; 8. Prohibition on making property, etc. available to or collecting property, etc. for terrorists and terrorist associate; 8A. Prohibition on dealing with certain property; 9. Prohibition on supply of weapons to terrorists and terrorist associates; 11L. Prohibition on providing or collecting property to finance travel for specified purpose
UNSO: 3. Regulations shall give effect to relevant instructions
AMLD6 (Dir (EU) 2024/1640): Article 9 Statistics
ECTEA 2022: s.54 Imposition of monetary penalties; s.56 Reporting on breach of financial sanctions; s.60 Specified ships
SAMLA 2018: s.1 Power to make sanctions regulations; s.3 Financial sanctions; s.4 Immigration sanctions; s.5 Trade sanctions; s.6 Aircraft sanctions; s.7 Shipping sanctions; s.8 Other sanctions for purposes of UN obligations; Sch. para 8 (1) Part 8 of the Policing and Crime Act 2017 (financial sanctions) is amended as
ECCTA 2023: s.35 Power to impose director disqualification sanctions; s.36 Disqualification of persons designated under sanctions legislation: GB; s.37 Section 36: application to other bodies; s.38 Disqualification of persons designated under sanctions legislation: NI; s.39 Section 38: application to other bodies; s.214 Sanctions enforcement: monetary penalties; Sch. para 22 (1) An offence under an instrument made under section 2(2) of the European

sanctions_permits (32)

Authorisations/permits allowing an otherwise-prohibited act (licences).

TSOFA: 7.—(1) Subject to subsection (2), the Minister may, by order in the Gazette, exempt any person in Singapore, or any citi
UNSCR 1267 (1999): para 4 Decides further that, in order to enforce paragraph 2 above, all States shall:
Vienna Convention 1988: Article 12 Substances Frequently Used In The Illicit Manufacture Of Narcotic Drugs Or Psychotropic Substances
Criminal Code (AML/CTF offences): 83.032 (1) On application, the Public Safety Minister
PCMLTFA: 11.7 (1) The Governor in Council may, by order, authorize the Minister to issue to any person or entity referred
JVCFOA (Magnitsky): 10 (1) A foreign national who is the subject of an order
FACFOA: 5 (1) The Minister may issue to any person in Canada or; 15 (1) A person who is the subject of an order or regulation made under section 4 may apply to the Minister in
FEFTA (外為法): 第十六条の二　主務大臣は、前条第一項の規定により許可を受ける義務を課した場合におい; 第二十二条　財務大臣は、前条第一項の規定により許可を受ける義務を課した場合におい; 第六十六条　この法律又はこの法律に基づく命令の規定中主務大臣の許可、承認その他の処; 第六十七条　主務大臣は、この法律又はこの法律の規定に基づく命令の規定による許可又は
International Terrorist Asset-Freezing Act: 第九条　財産凍結等対象者（第三条第一項の規定により公告された者若しくは指定（仮指定; 第十条　財産凍結等対象者は、前条の許可を受けようとするときは、国家公安委員会規則で; 第十一条　公安委員会は、財産凍結等対象者から第九条第一号から第四号までに掲げる行為; 第十二条　公安委員会は、第九条の許可に条件を付し、及びこれを変更することができる。; 第十三条　公安委員会は、第九条の許可をしたときは、国家公安委員会規則で定めるところ; 第十四条　公安委員会は、第九条の許可を受けた者について、次の各号のいずれかに該当す
TFS / UN-sanctions mechanism 2020: Article (8); Article (16); Article (17); Article (19)
Autonomous Sanctions Regulations 2011: 5D Suspension of sanctions for specified activities; 18 Minister may grant permits; 19 Minister may waive operation of declaration under paragraph 6(b) or 6A(1)(b), (2)(b), (4)(b), (5)(b), (8)(b) or (9)(b); 20 Permit for assets and controlled assets
Charter of the United Nations Act 1945: 13A Invalidation of permission, authorisations etc.; 22 Authorised dealings
Autonomous Sanctions Act 2011: 15 Invalidation of authorisations
Embargo Act / EmbG: Art. 2 Zuständigkeit
UNATMO: 15. Supplementary provisions applicable to licences mentioned in section 6(1), 8 or 8A
SAMLA 2018: s.15 Exceptions and licences

asset_freezing (225)

Freezing of, and the prohibition on dealing with, controlled assets.

UN (Anti-Terrorism Measures) Regs: 3.—(1) These Regulations do not apply to —; 4.—(1) In these Regulations —
TSOFA: 6.—(1) No person in Singapore and no citizen of Singapore outside Singapore may —; 9.—(1) The Minister may, by order in the Gazette, require any person or class of persons to determine on a continuing ba; 11.—(1) A Judge may, on an application without notice by the Public Prosecutor, after examining the application in priva; 15.—(1) On an application under section 11, at the request of the Public Prosecutor, if a Judge is of the opinion that t; 16.—(1) The power to manage or otherwise deal with property under section 15 includes —; 19.—(1) Any person who has an interest in the property that was seized under a warrant issued under section 11(1)(a) or ; 20.—(1) Subject to this section, where property has been seized under a warrant issued under section 11(1)(a) or is the ; 24.—(1) If a Judge is satisfied on a balance of probabilities that property is property mentioned in section 21(a) or (b
CDSA: 18.—(1) The powers conferred on the General Division of the High Court by section 19(1) to make a restraint order and by; 19.—(1) The General Division of the High Court may make a restraint order to prohibit any person from dealing with any r; 20.—(1) The General Division of the High Court may make a charging order on realisable property for securing the payment; 85.—(1) The Minister may make regulations for prescribing anything which is required to be prescribed under this Act and
UNSCR 1373 (2001): para 1 Decides that all States shall:
UNSCR 1267 (1999): para 3 Decides that on 14 November 1999 all States shall impose the measures set out in paragraph 4 below, unless the Co; para 4 Decides further that, in order to enforce paragraph 2 above, all States shall:
UNSCR 1540 (2004): para 3 Decides also that all States shall take and enforce effective measures to establish domestic controls to prevent
UNCAC 2003 (Mérida): Article 31. Freezing, seizure and confiscation; Article 46. Mutual legal assistance; Article 54. Mechanisms for recovery of property through international cooperation in confiscation; Article 55. International cooperation for purposes of confiscation; Article 60. Training and technical assistance
Palermo Convention 2000 (UNTOC): Article 12. Confiscation and seizure; Article 13. International cooperation for purposes of confiscation
Terrorist Financing Convention 1999: Article 8
Vienna Convention 1988: Article 5
SEMA: 2.1 (1) If a person controls an entity other than a foreign state, any property that is owned — or that is held or; 4 (1) The Governor in Council may, if the Governor in; 5.1 (1) A person whose property is the subject of an order made under paragraph 4(1)(b) may, unless the property is the ; 5.4 (1) On application by the Minister, a judge shall order that the property that is the subject of the application; 14 (1) On the recommendation of the Minister of Finance made after that Minister has consulted with the; 15 (1) The Minister of Finance may make an order directing a specified federal financial institution to pay to
JVCFOA (Magnitsky): 2.01 (1) If a foreign national controls an entity other; 4 (1) The Governor in Council may, if the Governor in; 4.2 (1) On application by the Minister, a judge must order that the property that is the subject of the application; 6 Each of the following entities must determine on a; 7 (1) If it determines that it is in possession or control of
FACFOA: 1 This Act may be cited as the Freezing Assets of Corrupt Foreign Officials Act.; 4 (1) If a foreign state, in writing, asserts to the Government of Canada that a person has misappropriated property of ; 8 Each of the following entities must determine on a; 9 (1) Every person in Canada and every Canadian outside Canada must, without delay, disclose to the Commissioner of the
IEEPA (50 U.S.C. §§1701–1708): § 1702. Presidential authorities; § 1708. Actions to address economic or industrial; § 1709. Imposition of sanctions with respect to; § 1710. Confronting asymmetric and malicious
FEFTA (外為法): 第十六条　主務大臣は、我が国が締結した条約その他の国際約束を誠実に履行するため必要; 第二十一条　財務大臣は、居住者又は非居住者による資本取引（第二十条に規定する資本取
Organized Crime Punishment Act: 第八条　団体の構成員が罪（これに当たる行為が、当該団体の活動として、当該行為を実行; 第十三条　次に掲げる財産は、没収することができる。; 第十四条　前条第一項各号又は第四項各号に掲げる財産（以下「不法財産」という。）が不法; 第十五条　第十三条の規定による没収は、不法財産又は混和財産が犯人以外の者に帰属しな; 第十六条　第十三条第一項各号に掲げる財産を没収することができないとき、又は当該財産; 第十八条　不法財産である債権等（不動産及び動産以外の財産をいう。第十九条第一項及び; 第十八条の三　第二十七条から第三十条までに規定する財産以外の財産に係る権利で債務者; 第二十二条　裁判所は、第二条第二項第一号イ若しくはロ若しくは同項第二号ニに掲げる罪; 第二十三条　裁判官は、前条第一項又は第二項に規定する理由及び必要があると認めるとき; 第四十二条　裁判所は、第二条第二項第一号イ若しくはロ若しくは同項第二号ニに掲げる罪
International Terrorist Asset-Freezing Act: 第三条　国際連合安全保障理事会決議第千二百六十七号、同理事会決議第千三百三十三号そ; 第八条　国家公安委員会は、第四条第四項の規定及び行政手続法第十三条第一項の規定によ; 第十一条　公安委員会は、財産凍結等対象者から第九条第一号から第四号までに掲げる行為; 第十五条　何人も、財産凍結等対象者を相手方として次の各号に掲げる行為をしてはならな; 第十六条　特定債権に対し強制執行による差押命令又は差押処分が発せられた場合におい; 第十七条　財産凍結等対象者が所持している規制対象財産（土地、建物、自動車その他携帯; 第三条　この法律の施行の際現に名簿に記載されている者についての第三条第一項の規定の
AML/CFT Implementing Regulation 2019: Article (46); Article (47); Article (48); Article (57)
TFS / UN-sanctions mechanism 2020: Article (6); Article (7); Article (8); Article (15); Article (16); Article (18); Article (21)
Federal AML/CFT Law 2025: Article (5); Article (6); Article (7); Article (21); Article (22); Article (29)
Federal AML/CFT Law 2018 (superseded): Article (5); Article (18); Article (26)
Combating Terrorism Crimes Law 2014: Article (21); Article (45); Article (55); Article (56); Article (57); Article (58); Article (59); Article (61)
Autonomous Sanctions Regulations 2011: 3 Definitions; 7 Designating controlled assets; 14 Prohibition of dealing with designated persons or entities; 15 Prohibition of dealing with controlled assets; 20 Permit for assets and controlled assets; 21 Advance notice of listing of persons, entities and assets; 23 Request to AFP for help; 24 Informing AFP of opinion about asset
Charter of the United Nations Act 1945: 14 Definitions; 15 Listing persons, entities and assets; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22A Regulations on procedures relating to freezable assets
Embargo Act / EmbG: Art. 13 Einziehung von Gegenständen und Vermögenswerten
AMLA / GwG: Art. 10 Vermögenssperre
CBMCBNI Ordinance: 17. Seizure and detention of CBNIs suspected to be crime proceeds or terrorist property; 18. Continued detention of CBNIs suspected to be crime proceeds by court order
DTROP: 3. Confiscation orders; 9. Cases in which restraint orders and charging orders may be made; 10. Restraint orders; 11. Charging orders in respect of land, securities, etc.; 24C. Period for which seized property may be detained; 24D. Forfeiture
OSCO: 8. Confiscation orders; 14. Cases in which restraint orders and charging orders may be made; 15. Restraint orders; 16. Charging orders in respect of land, securities, etc.
UNATMO: 6. Freezing of property; 12H. Period for which seized property may be detained; 13. Forfeiture of certain terrorist property
AMLR (Reg (EU) 2024/1624): Article 27 Temporary measures for customers subject to UN financial sanctions
4AMLD (Dir (EU) 2015/849): Article 44 1. Member States shall, for the purposes of contributing to the prep aration of risk asse
AMLD6 (Dir (EU) 2024/1640): Article 9 Statistics; Article 66 Cooperation with authorities in charge of implementing targeted financial sanctions
ECTEA 2022: s.49 Power to extend period for which interim freezing order has effect: England; s.50 Power to extend period for which interim freezing order has effect: Scotland; s.52 Limits on costs orders in relation to unexplained wealth orders: England and; s.53 Limits on expenses orders in relation to unexplained wealth orders: Scotland
SAMLA 2018: s.3 Financial sanctions; s.31 Independent review of regulations with counter-terrorism purpose; s.59 Consequential amendments and repeals; s.60 Meaning of “funds”, “economic resources” and “freeze”; PART 2; Sch. para 9 The following provisions are repealed or revoked—
ECCTA 2023: CHAPTER 3D; CHAPTER 3E; CHAPTER 3F; Sch. para 6 (1) Part 5 of the Proceeds of Crime Act 2002 (civil recovery of the proceeds etc of; Sch. para 8 (1) Part 8 of the Proceeds of Crime Act 2002 (investigations) is amended as follows.; Sch. para 11 In section 450 of the Proceeds of Crime Act 2002 (pseudonyms: Scotland), in; Sch. para 16 (1) Section 18 of the Civil Jurisdiction and Judgments Act 1982 (enforcement of UK; Sch. para 2 After Part 4B insert—; Sch. para 4 In Part 4B (forfeiture of terrorist money held in bank and building society accounts),; Sch. para 22 (1) An offence under an instrument made under section 2(2) of the European
Terrorism Act 2000: Sch. para 7 (1) The relevant law officer may appoint a person to represent the interests of an; Sch. para 11 (1) For the purposes of this Part of this Schedule proceedings for an offence are; Sch. para 25 (1) For the purposes of this Part of this Schedule proceedings for an offence are; Sch. para 41 (1) For the purposes of this Part of this Schedule proceedings for an offence are
POCA 2002: s.41 Restraint orders; s.120 Restraint orders etc; s.190 Restraint orders; s.245 “Associated property”; s.245A Application for property freezing order; s.245B Variation and setting aside of order; s.245C Exclusions; s.245D Restriction on proceedings and remedies; s.245F Powers of receivers appointed under section 245E; s.245G Supervision of section 245E receiver and variations; s.247 Functions of interim receiver; s.248 Registration; s.249 Registration (Northern Ireland); s.255A Application for prohibitory property order; s.271 Agreements about associated and joint property; s.272 Associated and joint property: default of agreement; s.282B Enforcement abroad before recovery order: enforcement authority; s.282C Enforcement abroad before recovery order: receiver or administrator; s.283 Compensation; s.285 Effect on diligence of recovery order (Scotland); s.287 Financial threshold; s.303Z Financial investigators; CHAPTER 3D; CHAPTER 3E; CHAPTER 3F; s.311 Insolvency; s.312 Performance of functions of Scottish Ministers by constables in Scotland; s.316 General interpretation; s.343 Judges; s.344 Courts; s.346 Requirements for making of production order; s.350 Government departments; s.353 Requirements where production order not available; s.355 Further provisions: confiscation [F1400, money laundering, detained cash,; s.362D Effect of order: cases of compliance or purported compliance; s.362I Supplementary; s.362J Application for interim freezing order; s.362K Variation and discharge of interim freezing order; s.362L Exclusions; s.362M Restrictions on proceedings and remedies; s.362N Receivers in connection with interim freezing orders; s.362O Powers of receivers appointed under section 362N; s.362P Supervision of section 362N receiver and variations; s.362Q Registration; s.362R Compensation; s.362T Enforcement abroad: receiver; s.362U Costs orders; s.375 Supplementary; s.375B Evidence overseas: restrictions on use; s.378 Officers; s.381 Requirements for making of production order; s.385 Government departments; s.386 Supplementary; s.388 Requirements where production order not available; s.390 Further provisions: confiscation, civil recovery [F1618, detained cash ][F1619,; s.396D Effect of order: cases of compliance or purported compliance; s.396I Supplementary; s.396J Application for interim freezing order; s.396K Variation and recall of interim freezing order; s.396L Exclusions; s.396M Restrictions on proceedings and remedies; s.396N Arrestment of property affected by interim freezing order; s.396O Inhibition of property affected by interim freezing order; s.396P Receivers in connection with interim freezing orders; s.396Q Powers of receivers appointed under section 396P; s.396R Supervision of section 396P receiver and variations; s.396S Compensation; s.396U Enforcement abroad: receiver; s.396V Expenses orders; s.408A Evidence overseas; s.408B Evidence overseas: restrictions on use; s.416 Other interpretative provisions; s.432 Insolvency practitioners; s.450 Pseudonyms: Scotland

designation_criteria (113)

The legal criteria for designating or listing a person or entity.

UNSCR 1267 (1999): para 6 Decides to establish, in accordance with rule 28 of its provisional rules of procedure, a Committee of the Securi
SEMA: 4 (1) The Governor in Council may, if the Governor in
JVCFOA (Magnitsky): 4 (1) The Governor in Council may, if the Governor in; 8 (1) A foreign national who is the subject of an order or; 9 (1) Any person in Canada or any Canadian outside
FACFOA: 4 (1) If a foreign state, in writing, asserts to the Government of Canada that a person has misappropriated property of ; 6 An order or regulation made under section 4 in respect; 13 (1) A person who is the subject of an order or regulation made under section 4 may apply in writing to the; 14 (1) A person claiming not to be a politically exposed
BSA (31 U.S.C. §§5311–5336): § 5318A. Special measures for jurisdictions, finan-
IEEPA (50 U.S.C. §§1701–1708): § 1708. Actions to address economic or industrial; § 1709. Imposition of sanctions with respect to; § 1710. Confronting asymmetric and malicious
International Terrorist Asset-Freezing Act: 第三条　国際連合安全保障理事会決議第千二百六十七号、同理事会決議第千三百三十三号そ; 第四条　国家公安委員会は、国際連合安全保障理事会決議第千三百七十三号（以下この項及; 第五条　国家公安委員会は、指定をするときは、その旨、当該指定に係る者の氏名又は名; 第六条　国家公安委員会は、指定の有効期間（この項の規定により延長された有効期間を含; 第七条　国家公安委員会は、指定を受けた者が次の各号のいずれかに該当するに至ったと認; 第八条　国家公安委員会は、第四条第四項の規定及び行政手続法第十三条第一項の規定によ; 第三条　この法律の施行の際現に名簿に記載されている者についての第三条第一項の規定の
TFS / UN-sanctions mechanism 2020: Article (2); Article (3); Article (4); Article (5); Article (9); Article (10); Article (13); Article (14)
Combating Terrorism Crimes Law 2014: Article (63)
Autonomous Sanctions Regulations 2011: 3 Definitions; 6 Country-specific designation of persons or entities or declaration of persons; 6A Thematic designation of persons or entities or declaration of persons; 7 Designating controlled assets; 8 Sanctioned vessels; 10 Revocation of designation under regulation 6, 6A, 7 or 8 or declaration under regulation 6 or 6A; 11 Application for revocation of designation under regulation 6, 6A, 7 or 8 or declaration under regulation 6 or 6A; 21 Advance notice of listing of persons, entities and assets; 22 Consolidated list of entities, persons and assets
AML/CTF Amendment Act 2024: 5 Section 5
Charter of the United Nations Act 1945: 15 Listing persons, entities and assets; 15A Duration of listing; 16 Minister may revoke the listing; 17 Listed person or entity may apply to have the listing revoked; 18 Proscription by regulation; 38A Effect of certain listings
Autonomous Sanctions Act 2011: 10A Proscription of persons or entities relating to past circumstances, actions or positions
UNATMO: 4. Specification by Chief Executive of persons and property as terrorists, terrorist associates or terrorist property; 5. Specification by Court of First Instance of persons and property as terrorists, terrorist associates or terrorist pro
ECTEA 2022: s.58 Urgent designation of persons by name; s.59 Urgent designation of persons by description; s.61 Existing sanctions regulations; Sch. para 3 (1) Where a registrable beneficial owner is an individual, the required information about; Sch. para 4 Where a registrable beneficial owner is a government or public authority, the required; Sch. para 5 (1) Where the registrable beneficial owner is a legal entity other than a government or
SAMLA 2018: s.9 “Designated persons”; s.10 Designation powers: general; s.11 Designation of a person by name under a designation power; s.12 Designation of persons by description under a designation power; s.13 Persons named by or under UN Security Council Resolutions; s.14 “Specified ships”; s.22 Power to vary or revoke designation made under regulations; s.23 Right to request variation or revocation of designation; s.25 Right of UN-named person to request review; s.26 Power to revoke specification of ship made under regulations; s.27 Right to request revocation of specification of ship; s.29 UN-designated ship: right to request review; s.33 Procedure for requests to F38... appropriate Minister; s.34 Temporary powers in relation to EU sanctions lists; s.35 Directions under section 34: further provision; s.36 Rights of person on EU sanctions list; s.37 Rights of UN-named person on EU sanctions list; s.38 Court review of decisions; s.39 Court reviews: further provision; s.48 Power to make provision relating to certain appeals; Sch. para 2 Preventing the export of goods of a prescribed description—; Sch. para 3 Preventing the import of all goods, or of goods of a prescribed description—; Sch. para 4 Preventing the movement outside the United Kingdom of goods of a prescribed; Sch. para 5 Preventing a transfer of technology of a prescribed description—; Sch. para 6 Preventing goods or technology of a prescribed description from being made; Sch. para 7 Preventing the acquisition of goods or technology of a prescribed description—; Sch. para 8 Preventing land, or land of a prescribed description, from being made available to,; Sch. para 9 Preventing the acquisition of land, or land of a prescribed description—; Sch. para 10 Preventing—; Sch. para 11 Preventing all services, or services of a prescribed description, from being; Sch. para 12 Preventing all services, or services of a prescribed description, from being
ECCTA 2023: s.3 Information about subscribers; s.5 Proposed officers: disqualification; s.6 Persons with initial significant control: disqualification; s.36 Disqualification of persons designated under sanctions legislation: GB; s.38 Disqualification of persons designated under sanctions legislation: NI; Sch. para 3 (1) Before section 168 (and before the italic heading before that section) insert—; Sch. para 2 After Part 4B insert—
Terrorism Act 2000: PART II; s.3 Proscription.; s.4 Deproscription: application.; s.5 Deproscription: appeal.; s.6 Further appeal.; s.9 Human Rights Act 1998.; s.10 Immunity.; s.11 Membership.; s.12 Support.; s.13 Uniform [F24and publication of images].; s.32 Terrorist investigation.; s.107 Specified organisations: interpretation.; s.122 Index of defined expressions.; SCHEDULE 2; SCHEDULE 3; Sch. para 5 (1) The Lord Chancellor may make rules—; Sch. para 7 (1) The Secretary of State shall grant an application for a licence unless satisfied that—; Sch. para 11 (1) Where an appeal is brought under paragraph 10, the Secretary of State may issue a; Sch. para 4 (1) In Schedule 1 to the M199Legal Aid, Advice and Assistance (Northern Ireland) Order; Sch. para 7 (1) The Elected Authorities (Northern Ireland) Act 1989 shall be amended as follows.
POCA 2002: s.444 External requests and orders

un_and_autonomous_sanctions (70)

The UN and autonomous sanctions regimes and their relationship.

UN (Anti-Terrorism Measures) Regs: 10.—(1) Every person in Singapore, and every citizen of Singapore outside Singapore, who has information about any trans
United Nations Act (SG): 2.—(1) Subject to subsection (2), if, under Article 41 of the Charter of the United Nations signed at San Francisco on 2
UNSCR 1373 (2001): para 1 Decides that all States shall:; para 2 Decides also that all States shall:; para 3 Calls upon all States to:
UNSCR 1267 (1999): para 3 Decides that on 14 November 1999 all States shall impose the measures set out in paragraph 4 below, unless the Co; para 4 Decides further that, in order to enforce paragraph 2 above, all States shall:
UNSCR 1540 (2004): preamble
SEMA: 3.1 The purpose of this Act is to enable the Government; 4 (1) The Governor in Council may, if the Governor in
PCMLTFA: 7.1 (1) Every person or entity referred to in section 5
United Nations Act (CA): 2 When, in pursuance of Article 41 of the Charter of the
IEEPA (50 U.S.C. §§1701–1708): § 1701. Unusual and extraordinary threat; dec-; § 1707. Multinational economic embargoes against governments in armed conflict with the United States
FEFTA (外為法): 第十条　我が国の平和及び安全の維持のため特に必要があるときは、閣議において、対応措; 第十六条　主務大臣は、我が国が締結した条約その他の国際約束を誠実に履行するため必要
International Terrorist Asset-Freezing Act: 第一条　この法律は、国際連合安全保障理事会決議第千二百六十七号、同理事会決議第千三; 第三条　国際連合安全保障理事会決議第千二百六十七号、同理事会決議第千三百三十三号そ; 第四条　国家公安委員会は、国際連合安全保障理事会決議第千三百七十三号（以下この項及
AML/CFT Implementing Regulation 2019: Article (59); Article (60)
TFS / UN-sanctions mechanism 2020: Article (9); Article (10); Article (12)
Autonomous Sanctions Regulations 2011: 1 Name of Regulations; 3 Definitions; Part 2—Autonomous sanctions; 6 Country-specific designation of persons or entities or declaration of persons; 27 Amendments made by the Autonomous Sanctions Amendment (Magnitsky-style and Other Thematic Sanctions) Regulations 2021; 28 Amendments made by the Autonomous Sanctions Amendment (Ukraine Regions) Regulations 2022; 29 Amendments made by the Autonomous Sanctions Amendment (Periodic Legislative Review) Regulations 2024
AML/CTF Amendment Act 2024: 12 Section 5; 5 Section 5; 64 Obligations of ordering institutions; 66 Obligations of intermediary institutions
Charter of the United Nations Act 1945: 2B Meaning of UN sanction enforcement law; 5 Approval; 6 Regulations may apply sanctions; 8 Regulations expire when sanctions resolution ceases to bind; 11 Other instruments giving effect to Security Council decisions; 19 Effect of resolution ceasing to bind; Part 5—Offences relating to UN sanctions; 27 Offence—Contravening a UN sanction enforcement law; Part 6—Information relating to UN sanctions; 29 CEO of Commonwealth entity may give information or document; 33 Self-incrimination not an excuse
Autonomous Sanctions Act 2011: 1 Short title; 6 Specifying a provision as a sanction law; 10 Regulations may apply sanctions
AML/CTF Rules 2025: Division 2—AML/CTF policies related to ML/TF risk mitigation
Embargo Act / EmbG: Art. 1 Gegenstand; Art. 2 Zuständigkeit; Art. 16 Nachführung von Verordnungsanhängen
AMLA / GwG: Art. 22a
UNSO: 2. Interpretation; 3. Regulations shall give effect to relevant instructions
AMLR (Reg (EU) 2024/1624): Article 27 Temporary measures for customers subject to UN financial sanctions
AMLD6 (Dir (EU) 2024/1640): Article 66 Cooperation with authorities in charge of implementing targeted financial sanctions
ECTEA 2022: s.57 Streamlining process of making sanctions regulations; s.58 Urgent designation of persons by name
SAMLA 2018: s.1 Power to make sanctions regulations; s.8 Other sanctions for purposes of UN obligations; s.13 Persons named by or under UN Security Council Resolutions; s.25 Right of UN-named person to request review; s.29 UN-designated ship: right to request review; s.34 Temporary powers in relation to EU sanctions lists; s.35 Directions under section 34: further provision; s.37 Rights of UN-named person on EU sanctions list; Sch. para 15 So far as a UN Security Council Resolution provides for the taking of measures; Sch. para 26 (1) This paragraph applies where regulations include provision for a purpose mentioned

proliferation_financing (72)

Countering the financing of proliferation of weapons of mass destruction (FATF R.7; UNSCR 1540).

CDSA: 85.—(1) The Minister may make regulations for prescribing anything which is required to be prescribed under this Act and
PSPM Act 2019: 29.—(1) The Registrar may disclose any information or document obtained in the exercise of his or her functions under th; 39.—(1) The Minister may make regulations for carrying out the purposes and provisions of this Act.
UNSCR 1373 (2001): para 3 Calls upon all States to:
UNSCR 1540 (2004): preamble; para 1 Decides that all States shall refrain from providing any form of support to non-State actors that attempt to deve; para 2 Decides also that all States, in accordance with their national procedures, shall adopt and enforce appropriate e; para 3 Decides also that all States shall take and enforce effective measures to establish domestic controls to prevent ; para 8 Calls upon all States:; para 9 Calls upon all States to promote dialogue and cooperation on nonproliferation so as to address the threat posed b
FEFTA (外為法): 第二十四条　経済産業大臣は、居住者による特定資本取引（第二十条第二号に掲げる資本取; 第二十五条　国際的な平和及び安全の維持を妨げることとなると認められるものとして政令; 第四十八条　国際的な平和及び安全の維持を妨げることとなると認められるものとして政令
International Terrorist Asset-Freezing Act: 第三条　国際連合安全保障理事会決議第千二百六十七号、同理事会決議第千三百三十三号そ
TFS / UN-sanctions mechanism 2020: Article (6); Article (20)
Federal AML/CFT Law 2025: Article (3); Article (21); Article (25); Article (31); Article (39); Article (42)
Federal AML/CFT Law 2018 (superseded): Article (16)
Autonomous Sanctions Regulations 2011: 6 Country-specific designation of persons or entities or declaration of persons; 6A Thematic designation of persons or entities or declaration of persons
AML/CTF Amendment Act 2024: 12 Section 5; 26A Simplified outline; 26C Reporting entities must undertake an ML/TF risk assessment; 26D Reporting entities must review and update ML/TF risk assessment; 26F Reporting entities must develop and maintain AML/CTF policies; 26H AML/CTF responsibilities of governing bodies; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 26T Application of Part to holders of Australian financial services licences; 26 Paragraph 38(d); 38 Subsection 161(1); 39 Paragraph 161(2)(b); 40 Subsection 161(4); 236A Defence of law of foreign country preventing compliance; 5 Section 5; 29 Exemptions from initial customer due diligence; 30 Undertaking ongoing customer due diligence; 123 Offence of tipping off; 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers; 49B Notice to obtain information or documents in certain circumstances; 49C Authorisation to obtain information or documents in certain circumstances; 17 At the end of paragraph 169(2)(d)
AML/CTF Act 2006: 26A Simplified outline; 26T Application of Part to holders of Australian financial services licences; 169 Self-incrimination; 169 Self-incrimination; 26A Simplified outline; 26T Application of Part to holders of Australian financial services licences; 169 Self-incrimination
AML/CTF Rules 2025: Division 2—Information requirements for registration applications; Division 3—Registration decisions; Division 4—Suspension of registration; Division 5—Cancellation of registration; Division 3—AML/CTF policies related to governance and compliance management; Division 1—Initial customer due diligence; Division 2—Providing services before completion of initial customer due diligence; Division 3—Simplified customer due diligence; Division 8—Reliance on collection and verification of KYC information; Division 11—Ongoing customer due diligence; Division 1—Due diligence assessment for entry into correspondent banking relationship; Division 2—Requirements for ongoing due diligence assessments
WMD(CPS)O: 1. Short title; 4. Prohibition on providing services in relation to weapons of mass destruction
POCA 2002: s.378 Officers
MLR 2017: reg.16A —(1) The Treasury must make arrangements for a risk assessment to be undertaken to; reg.18A —(1) A relevant person must take appropriate steps to identify and assess the risks of; reg.19A —(1) A relevant person must—; reg.41 —(1) Any personal data obtained by relevant persons for the purposes of these Regulations

enforcement_and_offences (1729)

Consequences of contravention; civil penalties and offences.

UN (Anti-Terrorism Measures) Regs: 10.—(1) Every person in Singapore, and every citizen of Singapore outside Singapore, who has information about any trans
TSOFA: 3.—(1) Every person who directly or indirectly, wilfully and without lawful excuse, provides or collects property —; 4.—(1) Every person who directly or indirectly, collects property, provides or invites a person to provide, or makes ava; 5.—(1) Every person who —; 6.—(1) No person in Singapore and no citizen of Singapore outside Singapore may —; 32.—(1) Where there is no treaty, memorandum of understanding or other agreement in force between Singapore and a countr; 33.—(1) Every terrorism financing offence is deemed to be an extradition offence under the Extradition Act 1968.
CDSA: 6.—(1) Subject to section 30, where a defendant is convicted of one or more drug dealing offences, the court must, on th; 7.—(1) Subject to section 30, where a defendant is convicted of one or more serious offences, the court must, on the app; 9.—(1) Where the defendant has been charged with or convicted of a drug dealing offence or a serious offence, the court ; 10.—(1) Subject to section 31, for the purposes of this Act —; 11.—(1) Without affecting section 31, for the purposes of this Act —; 12.—(1) Where —; 13.—(1) Subject to subsection (3), the amount to be recovered from the defendant under the confiscation order is the amo; 14.—(1) If any sum required to be paid by a person under a confiscation order is not paid when it is required to be paid; 15.—(1) For the purposes of sections 12 and 13, the amount that might be realised at the time a confiscation order is ma; 16.—(1) Where an application is made for a confiscation order under section 6 or 7, a person who asserts an interest in ; 17.—(1) Subject to subsection (4), where a court orders the defendant to pay any amount under section 6 or 7, section 31; 22.—(1) Where —; 23.—(1) Subject to subsection (2), the following sums in the hands of the Public Trustee or any receiver under section 1; 24.—(1) This section applies to the powers conferred on the General Division of the High Court by sections 19 to 23 or o; 25.—(1) If, on an application by the defendant in respect of a confiscation order, the court is satisfied that the reali; 26.—(1) Where a person who holds realisable property is adjudged bankrupt —; 27.—(1) Where realisable property is held by a company and an order for the winding up of the company has been made or a; 29.—(1) For the purposes of this Act, a person is taken to be convicted of a drug dealing offence or a serious offence (; 31.—(1) Proceedings under this Act are to be instituted or continued against the personal representatives of a deceased ; 34.—(1) Where a defendant is convicted, or is by reason of section 29 taken to be convicted, of a drug dealing offence o; 35.—(1) The provisions of Parts 2, 3 and 4 apply in relation to, and for the purpose of enabling the satisfaction of, a ; 36.—(1) An authorised officer may, for the purpose of an investigation into drug dealing or criminal conduct (as the cas; 37.—(1) The Public Prosecutor or any person duly authorised by the Public Prosecutor in writing may, for the purpose of ; 39.—(1) Where a person is required by a production order to produce any material to an authorised officer or make any ma; 40.—(1) An authorised officer may, for the purpose of an investigation into drug dealing or criminal conduct (as the cas; 47.—(1) Except as provided in subsection (3) —; 48.—(1) Despite section 77 and any other written law or rule of law, a Suspicious Transaction Reporting Officer may comm; 49.—(1) Subject to subsection (6), the General Division of the High Court may, on an application by the Public Prosecuto; 50.—(1) Subject to subsection (3), a person who enters into, or is otherwise concerned in an arrangement, knowing or hav; 51.—(1) Subject to subsection (3), a person who enters into or is otherwise concerned in an arrangement, knowing or havi; 52.—(1) Subject to subsection (2), no witness in any civil or criminal proceedings is obliged —; 53.—(1) Any person who —; 54.—(1) Any person who —; 55.—(1) Any person who possesses or uses any property that may be reasonably suspected of being, or of in whole or in pa; 55A.—(1) Any person (A) —; 56.—(1) For the purpose of proving under this Part whether the whole or any part of any property constitutes, or directl; 71.—(1) If an investigation is begun against a person for a drug dealing offence or a serious offence (as the case may b; 72.—(1) Any question of fact to be decided by a court in proceedings under this Act is to be decided on the balance of p; 74.—(1) A document purporting to be issued by or on behalf of the government of a foreign country or part thereof and pu; 75.—(1) For the purposes of any proceedings under this Act or any subsidiary legislation made under this Act, the fact t; 76.—(1) An authorised officer or an officer of customs may arrest without warrant any person whom he or she reasonably b; 77.—(1) Except as provided in subsection (2), or for the purpose of the performance of his or her duties or the exercise; 80.—(1) Where an offence under this Act committed by a body corporate is proved —; 81.—(1) The Minister, or any person authorised by the Minister in writing, may compound any offence under this Act, or u; 82.—(1) A Magistrate’s Court or a District Court has jurisdiction to hear and determine any offence under this Act and, ; 85.—(1) The Minister may make regulations for prescribing anything which is required to be prescribed under this Act and
United Nations Act (SG): 5.—(1) Every person who commits, or attempts to commit, or does any act with intent to commit, or counsels, procures, ai
PSPM Act 2019: 12.—(1) Any registered dealer or former registered dealer who fails to pay any financial penalty imposed on the person b; 24.—(1) The Registrar may, for the purposes of investigating an offence under this Act, in addition to exercising the po; 25.—(1) The Registrar may seize any property —; 29.—(1) The Registrar may disclose any information or document obtained in the exercise of his or her functions under th; 31.—(1) The Registrar may compound any offence under this Act that is prescribed as a compoundable offence by collecting; 32.—(1) Where, in a proceeding for an offence under this Act, it is necessary to prove the state of mind of a corporatio; 33.—(1) Where, in a proceeding for an offence under this Act, it is necessary to prove the state of mind of an unincorpo; 39.—(1) The Minister may make regulations for carrying out the purposes and provisions of this Act.
UNSCR 1373 (2001): para 1 Decides that all States shall:; para 2 Decides also that all States shall:
UNSCR 1267 (1999): para 8 Calls upon States to bring proceedings against persons and entities within their jurisdiction that violate the me
UNSCR 1540 (2004): para 2 Decides also that all States, in accordance with their national procedures, shall adopt and enforce appropriate e; para 3 Decides also that all States shall take and enforce effective measures to establish domestic controls to prevent
UNCAC 2003 (Mérida): Article 12. Private sector; Article 13. Participation of society; Article 15. Bribery of national public officials; Article 16. Bribery of foreign public officials and officials of public international organizations; Article 17. Embezzlement, misappropriation or other diversion of property by a public official; Article 18. Trading in influence; Article 19. Abuse of functions; Article 20. Illicit enrichment; Article 21. Bribery in the private sector; Article 22. Embezzlement of property in the private sector; Article 23. Laundering of proceeds of crime; Article 25. Obstruction of justice; Article 26. Liability of legal persons; Article 28. Knowledge, intent and purpose as elements of an offence; Article 29. Statute of limitations; Article 30. Prosecution, adjudication and sanctions; Article 31. Freezing, seizure and confiscation; Article 32. Protection of witnesses, experts and victims; Article 33. Protection of reporting persons; Article 37. Cooperation with law enforcement authorities; Article 38. Cooperation between national authorities; Article 39. Cooperation between national authorities; Article 40. Bank secrecy; Article 41. Criminal record; Article 42. Jurisdiction; Article 43. International cooperation; Article 44. Extradition; Article 45. Transfer of sentenced persons; Article 46. Mutual legal assistance; Article 47. Transfer of criminal proceedings; Article 48. Law enforcement cooperation; Article 50. Special investigative techniques; Article 53. Measures for direct recovery of property; Article 54. Mechanisms for recovery of property through international cooperation in confiscation; Article 55. International cooperation for purposes of confiscation; Article 56. Special cooperation; Article 57. Return and disposal of assets; Article 60. Training and technical assistance; Article 61. Collection, exchange and analysis of information on corruption
Palermo Convention 2000 (UNTOC): Article 5. Criminalization of participation in an; Article 6. Criminalization of the laundering of proceeds of crime; Article 8. Criminalization of corruption; Article 10. Liability of legal persons; Article 11. Prosecution, adjudication and sanctions; Article 12. Confiscation and seizure; Article 13. International cooperation for purposes of confiscation; Article 14. Disposal of confiscated proceeds of crime or property; Article 15. Jurisdiction; Article 16. Extradition; Article 17. Transfer of sentenced persons; Article 18. Mutual legal assistance; Article 19. Joint investigations; Article 21. Transfer of criminal proceedings; Article 22. Establishment of criminal record; Article 23. Criminalization of obstruction of justice; Article 24. Protection of witnesses; Article 25. Assistance to and protection of victims; Article 26. Measures to enhance cooperation with law enforcement authorities; Article 27. Law enforcement cooperation; Article 29. Training and technical assistance; Article 34. Implementation of the Convention; [Protocol to Prevent, Suppress and Punish] Article 1. Relation with the United Nations Convention against; [Protocol to Prevent, Suppress and Punish] Article 4. Scope of application; [Protocol to Prevent, Suppress and Punish] Article 5. Criminalization; [Protocol to Prevent, Suppress and Punish] Article 11. Border measures; [Protocol against the Smuggling of Migrants] Article 1. Relation with the United Nations Convention against; [Protocol against the Smuggling of Migrants] Article 4. Scope of application; [Protocol against the Smuggling of Migrants] Article 6. Criminalization; [Protocol against the Smuggling of Migrants] Article 11. Border measures; [Protocol against the Illicit Manufacturing of] Article 1. Relation with the United Nations Convention against Transnati; [Protocol against the Illicit Manufacturing of] Article 4. Scope of application; [Protocol against the Illicit Manufacturing of] Article 9. Deactivation of firearms
Terrorist Financing Convention 1999: Article 2; Article 4; Article 5; Article 7; Article 8; Article 9; Article 10; Article 11; Article 12; Article 13; Article 14; Article 15; Article 16
Vienna Convention 1988: Article 3; Article 4 Jurisdiction; Article 5; Article 6; Article 7; Article 8; Article 9; Article 11; Article 15
PCMLTFR: 107 (1) A person or entity that is required to verify a; 110 (1) A person or entity that is required to verify a; 113 (1) A person or entity that is required to verify an
SEMA: 7.1 The Minister of Foreign Affairs may, with the approval of the Governor in Council, enter into an agreement with the ; 8 Every person who wilfully contravenes or fails to comply with an order or regulation made under section 4; 9 (1) A person having the powers of an officer under the; 11 (1) Any proceedings in respect of an offence under; 12 Proceedings with respect to an offence under this
Criminal Code (AML/CTF offences): 462.31 (1) Every one commits an offence who uses,; 83.02 Every person is guilty of an indictable offence and; 83.03 (1) Every person is guilty of an indictable offence; 83.04 Every person is guilty of an indictable offence and
PCMLTFA: 25 A person from whom currency or monetary instruments were seized under section 18, or the lawful owner; 27 (1) Within 90 days after the expiry of the period referred to in subsection 26(2), the Minister shall decide; 28 If the Minister decides that subsection 12(1) was not; 29 (1) If the Minister decides that subsection 12(1) was; 36 (1) Subject to this section and subsection 12(1) of the; 38.1 The Minister, with the consent of the Minister designated for the purpose of section 42, may enter into an; 39.18 (1) Within 90 days after the end of the period referred to in subsection 39.17(2), the Minister shall decide; 39.27 (1) Subject to this section and subsection 12(1) of; 39.29 (1) The Canada Border Services Agency may; 39.31 The Minister, with the consent of the Minister; 39.39 (1) The Governor in Council may make regulations establishing an administrative monetary penalties; 73.1 (1) The Governor in Council may make regulations; 73.11 Except if a penalty is fixed under paragraph; 73.111 (1) Subject to subsection (2), if the Centre requests information from the person or entity to enable; 73.12 If an act or omission may be proceeded with as a; 73.13 Every contravention that is designated under; 73.131 If the Centre believes on reasonable grounds; 73.14 (1) When the Centre issues a notice of violation,; 73.15 (1) If the person or entity pays the penalty proposed in the notice of violation, the person or entity is; 73.16 (1) If a person or entity has committed a prescribed violation, then as soon as feasible after proceedings with re; 73.17 (1) If a person or entity refuses to enter into a; 73.18 (1) The contravention of a compliance order; 73.22 (1) In the following cases, the Centre shall make; 73.23 (1) For greater certainty, a violation is not an offence.; 73.24 (1) Due diligence is a defence in a proceeding in; 73.4 In a proceeding in respect of a violation or a prosecution for an offence, a notice of violation purporting to; 73.5 (1) No proceedings in respect of a violation may be; 74 (1) Every person or entity that knowingly contravenes any of sections 6, 6.1 and 9.1 to 9.31, subsection; 75 (1) Every person or entity that contravenes section 7; 76 Every person or entity that contravenes section 8 is; 77 (1) Every person or entity that contravenes subsection 9(1) or (3) is guilty of an offence and liable on summary conv; 77.01 Every person or entity that knowingly contravenes section 9.92 or 9.93 is guilty of an offence and liable; 77.1 (1) Every person or entity that, under this Act, is; 77.2 (1) Every person or entity that is an employer, that; 77.3 (1) Every person or entity commits an offence that; 77.4 A person or entity referred to in section 11.1 that; 78 If a person or an entity commits an offence under; 79 In a prosecution for an offence under section 75 or; 80 A peace officer or a person acting under the direction; 81 (1) Proceedings under paragraph 74(1)(a), 74(2)(a),; 82 A complaint or information in respect of an offence
JVCFOA (Magnitsky): 11 Every person who knowingly contravenes or fails to
United Nations Act (CA): 3 (1) Any person who contravenes an order or regulation made under this Act is guilty of an offence and liable; 4 (1) Every order and regulation made under this Act
FACFOA: 10 (1) Every person who wilfully contravenes an order; 11 (1) Any proceedings in respect of an offence under; 12 Proceedings with respect to an offence under this Act
31 C.F.R. Part 1010: § 1010.670 Summons or subpoena of foreign bank records; termination of correspondent relationship.; § 1010.810 Enforcement.; § 1010.821 Penalty adjustment and table.; § 1010.830 Forfeiture of currency or monetary instruments.; § 1010.840 Criminal penalty.; § 1010.850 Enforcement authority with respect to transportation of currency or monetary instruments.; § 1010.911 General.; § 1010.930 Rewards for informants.
18 U.S.C. §2339B: § 2339B. Providing material support or resources
BSA (31 U.S.C. §§5311–5336): § 5317. Search and forfeiture of monetary instru-; § 5320. Injunctions; § 5321. Civil penalties; § 5322. Criminal penalties; § 5324. Structuring transactions to evade report-; § 5332. Bulk cash smuggling into or out of the; § 5335. Prohibition on concealment of the source
IEEPA (50 U.S.C. §§1701–1708): § 1705. Penalties
18 U.S.C. §2339A: § 2339A. Providing material support to terrorists
18 U.S.C. §2339C: § 2339C. Prohibitions against the financing of ter-
18 U.S.C. §1957: § 1957. Engaging in monetary transactions in
18 U.S.C. §1956: § 1956. Laundering of monetary instruments
APTCP (犯収法): 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第二十五条　顧客等又は代表者等の本人特定事項を隠蔽する目的で、第四条第六項の規定に; 第二十六条　他人になりすまして特定事業者（第二条第二項第一号から第十五号まで及び第; 第二十七条　他人になりすまして第二条第二項第三十号の二に掲げる特定事業者（以下この; 第二十八条　他人になりすまして第二条第二項第三十一号に掲げる特定事業者（以下この項; 第二十九条　他人になりすまして特定事業者（第二条第二項第三十一号の二に掲げる特定事; 第三十条　他人になりすまして特定事業者（第二条第二項第三十一号の三から第三十一号の; 第三十一条　他人になりすまして暗号資産交換業者との間における暗号資産交換契約（資金; 第三十二条　通常の商取引又は金融取引として行われるものであることその他の正当な理由; 第三十三条　第十八条の規定による命令に違反したときは、当該違反行為をした者は、二年; 第三十四条　次の各号のいずれかに該当する場合には、当該違反行為をした者は、一年以下; 第三十五条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法
FEFTA (外為法): 第二十五条の二　経済産業大臣は、前条第一項の規定による許可を受けないで同項に規定す; 第五十三条　経済産業大臣は、第四十八条第一項の規定による許可を受けないで同項に規定; 第五十五条の十三　第二十五条第一項、同条第二項若しくは第三項の規定に基づく命令若し; 第六十九条の七　次の各号のいずれかに該当するときは、その違反行為をした者は、七年以; 第六十九条の八　次の各号のいずれかに該当するときは、その違反行為をした者は、五年以; 第七十条　次の各号のいずれかに該当するときは、その違反行為をした者は、三年以下の拘; 第七十条の二　第十八条の四（第十八条の五、第十八条の六第一項、第二十二条の二第二項; 第七十一条　次の各号のいずれかに該当するときは、その違反行為をした者は、六月以下の; 第七十一条の二　本人特定事項を隠蔽する目的で、第十八条第四項（第十八条の五、第十八; 第七十二条　法人（第二十六条第一項第二号、第四号及び第五号、第二十七条第十四項、第; 第七十三条　次の各号のいずれかに該当する者は、十万円以下の過料に処する。ただし、そ
Organized Crime Punishment Act: 第九条　第二条第二項第一号若しくは第三号の犯罪収益若しくは薬物犯罪収益（麻薬特例法; 第十条　犯罪収益等（公衆等脅迫目的の犯罪行為等のための資金等の提供等の処罰に関する; 第十一条　情を知って、犯罪収益等を収受した者は、七年以下の拘禁刑若しくは三百万円以; 第十三条　次に掲げる財産は、没収することができる。; 第十七条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人
International Terrorist Asset-Freezing Act: 第二十二条　第十五条の規定に違反して前条の規定による情報の提供又は指導若しくは助言; 第二十九条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、; 第三十条　次の各号のいずれかに該当する行為をした者（法人その他の団体にあっては、そ; 第三十一条　第十六条第一項の規定による命令に違反する行為をした者（法人その他の団体; 第三十二条　第十三条第三項の規定に違反する行為をした者（法人その他の団体にあって
Terrorist Financing Punishment Act: 第二条　公衆等脅迫目的の犯罪行為又は特定犯罪行為（以下「公衆等脅迫目的の犯罪行為等」; 第三条　公衆等脅迫目的の犯罪行為等の実行を容易にする目的で、これを実行しようとする; 第四条　前条第一項の罪の実行を容易にする目的で、これを実行しようとする者に対し、資; 第五条　前二条に規定するもののほか、公衆等脅迫目的の犯罪行為等の実行のために利用さ; 第六条　第二条から前条までの罪を犯した者が当該罪に係る公衆等脅迫目的の犯罪行為等の; 第八条　法人の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又
AML/CFT Implementing Regulation 2019: Article (49)
Federal AML/CFT Law 2025: Article (2); Article (3); Article (4); Article (8); Article (9); Article (17); Article (21); Article (26); Article (27); Article (28); Article (30); Article (32); Article (33); Article (34); Article (35)
Federal AML/CFT Law 2018 (superseded): Article (2); Article (3); Article (4); Article (6); Article (7); Article (10); Article (14); Article (22); Article (23); Article (24); Article (25) BIS; Article (26) BIS; Article (28); Article (30)
Combating Terrorism Crimes Law 2014: Article (5); Article (6); Article (7); Article (8); Article (9); Article (10); Article (11); Article (12); Article (13); Article (14); Article (15); Article (16); Article (17); Article (193); or in Articles (296) and (304) of Penal Code, shall be punished by life or; Article (18); Article (19); Article (21); Article (22); Article (23); Article (24); Article (25); Article (26); Article (27); Article (28); Article (29); Article (30); Article (31); Article (32); Article (33); Article (34); Article (35); Article (36); Article (37); Article (38); Article (39); Article (40); Article (41); Article (42); Article (43); Article (44); Article (54)
Autonomous Sanctions Regulations 2011: 6 Country-specific designation of persons or entities or declaration of persons; 17 Forfeiture of sanctioned vessels; 23 Request to AFP for help; 24 Informing AFP of opinion about asset; 25 Protection of information
AML/CTF Amendment Act 2024: 12 Section 5; 26E Reporting entities must have up-to-date ML/TF risk assessment before providing designated services; 26F Reporting entities must develop and maintain AML/CTF policies; 26G Reporting entities must comply with AML/CTF policies; 26H AML/CTF responsibilities of governing bodies; 26J Reporting entities must designate an individual as the AML/CTF compliance officer for the reporting entity; 26K Reporting entities must have an AML/CTF compliance officer; 26M Reporting entities must notify AUSTRAC of entity’s AML/CTF compliance officer; 26N AML/CTF program documentation; 26P AML/CTF program approvals; 26Q Requests for AML/CTF documentation; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 26S Registered remittance affiliates of a registered remittance network provider; 116 Retention of records relating to Part 1A; 46 Subsection 184(4) (before paragraph (b) of the definition of designated infringement notice provision); 47 Subsection 184(4) (paragraph (g) of the definition of designated infringement notice provision); 49 Section 234; 236A Defence of law of foreign country preventing compliance; 236B Application of this Act in relation to reporting groups; 28 Undertaking initial customer due diligence; 30 Undertaking ongoing customer due diligence; 111 Retention of records of customer due diligence; 34 Subsection 184(4) (paragraph (a) of the definition of designated infringement notice provision); 35 Subsection 184(4) (before paragraph (fl) of the definition of designated infringement notice provision); 3 Subsection 26Q(3); 11 Subsection 49(3); 14 Subsection 49B(7); 18 At the end of section 75N; 19 At the end of section 76Q; 22 At the end of section 167; 23 Subsection 184(4) (after paragraph (ae) of the definition of designated infringement notice provision); 24 Subsection 184(4) (after paragraph (f) of the definition of designated infringement notice provision); 25 Subsection 184(4) (after paragraph (fb) of the definition of designated infringement notice provision); 26 Subsection 184(4) (after paragraph (fh) of the definition of designated infringement notice provision); 27 At the end of subsection 184(4) (at the end of the definition of designated infringement notice provision); 28 At the end of section 202; Schedule 5—Tipping off offence and disclosure of AUSTRAC information to foreign countries or agencies; Division 1—Tipping off offence; 123 Offence of tipping off; 64 Obligations of ordering institutions; 65 Obligations of beneficiary institutions; 66 Obligations of intermediary institutions; 66A Obligations of ordering and beneficiary institutions relating to virtual asset transfers; 33 Subsection 184(4) (after paragraph (fb) of the definition of designated infringement notice provision); 46 Reports of international value transfer services; 46A Reports of transfers of value involving unverified self-hosted virtual asset wallets; 44 Subsection 184(4) (paragraph (d) of the definition of designated infringement notice provision); 166 Simplified outline; 172A Power of AUSTRAC CEO to obtain information and documents; 172C Requirements made of persons appearing for examination; 172D Examination to take place in private; 172F Examinee’s lawyer may attend; 172G Record of examination; 172H Giving to other persons copies of written record of examination; 172J Copies of record of examination given subject to conditions; 49B Notice to obtain information or documents in certain circumstances; 15 Subsection 167(1); 16 After subsection 167(3); 17 At the end of paragraph 169(2)(d); 18 Subsection 184(4) (after paragraph (f) of the definition of designated infringement notice provision); 19 At the end of subsection 184(4) (at the end of the definition of designated infringement notice provision); 2 Section 5; 39A Exemption—assisting the investigation of certain offences; 39B Keep open notices; 39F Exemption—intermediary institutions; 107 Transaction records to be retained; 114B Retention of records made or obtained under the repealed Financial Transaction Reports Act 1988; 23 Subsection 184(4) (before paragraph (g) of the definition of designated infringement notice provision); 34 Section 338 (paragraphs (c), (d) and (e) of the definition of serious offence); 35 Subsection 6(1) (paragraph (c) of the definition of relevant offence); 1 Transitional rules
Charter of the United Nations Act 1945: 4 Act binds the Crown; 12 Offences; 13 Injunctions; 13A Invalidation of permission, authorisations etc.; 20 Offence—dealing with freezable assets; 21 Offence—giving an asset to a proscribed person or entity; 22B Invalidation of notice for false or misleading information; 25 Compensation for persons wrongly affected; 26 Injunctions; Part 5—Offences relating to UN sanctions; 27 Offence—Contravening a UN sanction enforcement law; 28 Offence—False or misleading information given in connection with a UN sanction enforcement law; 30 Power to require information or documents to be given; 32 Offence for failure to comply with requirement; 33 Self-incrimination not an excuse; 35 Further disclosure and use of information and documents
AML/CTF Act 2006: 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—offence; 35K Unauthorised use or disclosure of verification information—offence; 39A Exemption—assisting the investigation of certain offences; 39B Keep open notices; 39F Exemption—intermediary institutions; 48 Self-incrimination; 68 Defence of relying on information supplied by another person; 73 Simplified outline; 74 Unregistered persons must not provide certain remittance services; 76 Simplified outline; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contravention of this Part; Part 12—Offences; 135 Simplified outline; 136 False or misleading information; 137 Producing false or misleading documents; 138 False documents; 139 Providing a designated service using a false customer name or customer anonymity; 140 Receiving a designated service using a false customer name or customer anonymity; 141 Customer commonly known by 2 or more different names—disclosure to reporting entity; 142 Conducting transactions so as to avoid reporting requirements relating to threshold transactions; 143 Conducting transfers to avoid reporting requirements relating to cross-border movements of monetary instruments; 146 Identity cards; 149 Tampering or interfering with things secured in the exercise of monitoring powers; 158 Occupier to provide authorised officer with facilities and assistance; 166 Simplified outline; 169 Self-incrimination; 172C Requirements made of persons appearing for examination; 172D Examination to take place in private; 172F Examinee’s lawyer may attend; 172G Record of examination; 172H Giving to other persons copies of written record of examination; 172J Copies of record of examination given subject to conditions; 173 Simplified outline; 174 Ancillary contravention of civil penalty provision; 175 Civil penalty orders; 176 Who may apply for a civil penalty order; 177 2 or more proceedings may be heard together; 178 Time limit for application for an order; 179 Civil evidence and procedure rules for civil penalty orders; 180 Civil proceedings after criminal proceedings; 181 Criminal proceedings during civil proceedings; 182 Criminal proceedings after civil proceedings; 183 Evidence given in proceedings for penalty not admissible in criminal proceedings; Division 3—Infringement notices for certain contraventions; 184 When an infringement notice can be given; 185 Matters to be included in an infringement notice; 186A Amount of penalty—breaches of certain provisions of Part 3A, 4, 6 or 6A; 186B Amount of penalty—breaches of designated infringement notice provisions; 187 Withdrawal of an infringement notice; 188 What happens if the penalty is paid; 189 Effect of this Division on criminal and civil proceedings; 191 Remedial directions; 192 Injunctions; 197 Acceptance of undertakings; 198 Enforcement of undertakings; 199 Questioning and search powers in relation to monetary instruments; 201 Arrest without warrant; 204 Breaching a notice requirement; 205 Self-incrimination; 231 Criminal liability of corporations; 233 Liability of persons other than corporations; 234 Simplified outline; 235 Protection from liability; 236 Defence of taking reasonable precautions, and exercising due diligence, to avoid a contravention; 248 Exemptions and modifications by the AUSTRAC CEO; 252 Regulations; 1 Alternative constitutional basis; 34 Carrying out the applicable customer identification procedure after the commencement of the provision of a designated service etc.; 35 Verification of identity of customer etc.; 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—offence; 35K Unauthorised use or disclosure of verification information—offence; 48 Self-incrimination; 68 Defence of relying on information supplied by another person; 73 Simplified outline; 74 Unregistered persons must not provide certain remittance services; 76 Simplified outline; 81 Reporting entity must have an anti-money laundering and counter-terrorism financing program; 82 Compliance with Part A of an anti-money laundering and counter-terrorism financing program; Part B (customer identification); 106 Records of designated services; 112 Making of records of identification procedures; 113 Retention of records of identification procedures; 115 Retention of records about electronic funds transfer instructions; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contravention of this Part; Part 12—Offences; 135 Simplified outline; 136 False or misleading information; 137 Producing false or misleading documents; 138 False documents; 139 Providing a designated service using a false customer name or customer anonymity; 140 Receiving a designated service using a false customer name or customer anonymity; 141 Customer commonly known by 2 or more different names—disclosure to reporting entity; 142 Conducting transactions so as to avoid reporting requirements relating to threshold transactions; 143 Conducting transfers to avoid reporting requirements relating to cross-border movements of monetary instruments; 146 Identity cards; 149 Tampering or interfering with things secured in the exercise of monitoring powers; 158 Occupier to provide authorised officer with facilities and assistance; 165 Money laundering and terrorism financing risk assessments; 166 Simplified outline; 169 Self-incrimination; 172C Requirements made of persons appearing for examination; 172D Examination to take place in private; 172F Examinee’s lawyer may attend; 172G Record of examination; 172H Giving to other persons copies of written record of examination; 172J Copies of record of examination given subject to conditions; 173 Simplified outline; 174 Ancillary contravention of civil penalty provision; 175 Civil penalty orders; 176 Who may apply for a civil penalty order; 177 2 or more proceedings may be heard together; 178 Time limit for application for an order; 179 Civil evidence and procedure rules for civil penalty orders; 180 Civil proceedings after criminal proceedings; 181 Criminal proceedings during civil proceedings; 182 Criminal proceedings after civil proceedings; 183 Evidence given in proceedings for penalty not admissible in criminal proceedings; Division 3—Infringement notices for certain contraventions; 184 When an infringement notice can be given; 185 Matters to be included in an infringement notice; 186A Amount of penalty—breaches of certain provisions of Part 3A, 4, 6 or 6A; 186B Amount of penalty—breaches of designated infringement notice provisions; 187 Withdrawal of an infringement notice; 188 What happens if the penalty is paid; 189 Effect of this Division on criminal and civil proceedings; 191 Remedial directions; 192 Injunctions; 197 Acceptance of undertakings; 198 Enforcement of undertakings; 199 Questioning and search powers in relation to monetary instruments; 201 Arrest without warrant; 204 Breaching a notice requirement; 205 Self-incrimination; 231 Criminal liability of corporations; 233 Liability of persons other than corporations; 235 Protection from liability; 236 Defence of taking reasonable precautions, and exercising due diligence, to avoid a contravention; 248 Exemptions and modifications by the AUSTRAC CEO; 252 Regulations; 1 Alternative constitutional basis; 35H Unauthorised access to verification information—offence; 35J Obtaining access to verification information by false pretences—offence; 35K Unauthorised use or disclosure of verification information—offence; 39A Exemption—assisting the investigation of certain offences; 39B Keep open notices; 39F Exemption—intermediary institutions; 48 Self-incrimination; 68 Defence of relying on information supplied by another person; 73 Simplified outline; 74 Unregistered persons must not provide certain remittance services; 76 Simplified outline; 121 Offence—AUSTRAC entrusted persons; 123 Offence of tipping off; 126 Dealings with AUSTRAC information; 128 Unauthorised accessing of AUSTRAC information; 129 Use or disclosure of AUSTRAC information disclosed in contravention of this Part; Part 12—Offences; 135 Simplified outline; 136 False or misleading information; 137 Producing false or misleading documents; 138 False documents; 139 Providing a designated service using a false customer name or customer anonymity; 140 Receiving a designated service using a false customer name or customer anonymity; 141 Customer commonly known by 2 or more different names—disclosure to reporting entity; 142 Conducting transactions so as to avoid reporting requirements relating to threshold transactions; 143 Conducting transfers to avoid reporting requirements relating to cross-border movements of monetary instruments; 146 Identity cards; 149 Tampering or interfering with things secured in the exercise of monitoring powers; 158 Occupier to provide authorised officer with facilities and assistance; 166 Simplified outline; 169 Self-incrimination; 172C Requirements made of persons appearing for examination; 172D Examination to take place in private; 172F Examinee’s lawyer may attend; 172G Record of examination; 172H Giving to other persons copies of written record of examination; 172J Copies of record of examination given subject to conditions; 173 Simplified outline; 174 Ancillary contravention of civil penalty provision; 175 Civil penalty orders; 176 Who may apply for a civil penalty order; 177 2 or more proceedings may be heard together; 178 Time limit for application for an order; 179 Civil evidence and procedure rules for civil penalty orders; 180 Civil proceedings after criminal proceedings; 181 Criminal proceedings during civil proceedings; 182 Criminal proceedings after civil proceedings; 183 Evidence given in proceedings for penalty not admissible in criminal proceedings; Division 3—Infringement notices for certain contraventions; 184 When an infringement notice can be given; 185 Matters to be included in an infringement notice; 186A Amount of penalty—breaches of certain provisions of Part 3A, 4, 6 or 6A; 186B Amount of penalty—breaches of designated infringement notice provisions; 187 Withdrawal of an infringement notice; 188 What happens if the penalty is paid; 189 Effect of this Division on criminal and civil proceedings; 191 Remedial directions; 192 Injunctions; 197 Acceptance of undertakings; 198 Enforcement of undertakings; 199 Questioning and search powers in relation to monetary instruments; 201 Arrest without warrant; 204 Breaching a notice requirement; 205 Self-incrimination; 231 Criminal liability of corporations; 233 Liability of persons other than corporations; 234 Simplified outline; 235 Protection from liability; 236 Defence of taking reasonable precautions, and exercising due diligence, to avoid a contravention; 248 Exemptions and modifications by the AUSTRAC CEO; 252 Regulations; 1 Alternative constitutional basis
Autonomous Sanctions Act 2011: 8 Act binds the Crown; 14 Injunctions; 15 Invalidation of authorisations; Part 3—Offences relating to sanctions; 16 Offence—contravening a sanction law; 17 Offence—false or misleading information given in connection with a sanction law; 18 CEO of Commonwealth entity may give information or document on request by CEO of designated Commonwealth entity; 19 Power to require information or documents to be given; 20 Information may be required to be given on oath; 21 Offence for failure to comply with requirement; 22 Self-incrimination not an excuse; 24 Further disclosure and use of information and documents
AML/CTF Rules 2025: Division 2—Information requirements for registration applications; Division 3—Registration decisions; Division 4—Suspension of registration; Division 5—Cancellation of registration; Division 4—AML/CTF compliance officers; Division 11—Ongoing customer due diligence; Division 12—Keep open notices; Division 1—Reports of suspicious matters; Schedule 1—Forms
AML/CTF Transitional Rules 2026: 20 Notice may be provided after conduct occurs
AMLO-FINMA / GwV-FINMA: Art. 9 Verletzung der Bestimmungen; Art. 21 Qualifiziertes Steuervergehen
Embargo Act / EmbG: Art. 9 Verbrechen und Vergehen; Art. 10 Übertretungen; Art. 11 Zusammentreffen mehrerer Strafbestimmungen; Art. 12 Verstösse in Geschäftsbetrieben; Art. 13 Einziehung von Gegenständen und Vermögenswerten; Art. 14 Gerichtsbarkeit
Criminal Code (AML/CTF articles): Art. 260ter 345; Art. 260quinquies 349; Art. 305bis 423
AMLA / GwG: Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisation; Art. 25 Reglement und Sanktionen201; Art. 28 Entzug der Anerkennung; Art. 37 Verletzung der Meldepflicht; Art. 38 Verletzung der Prüfpflicht
CBMCBNI Ordinance: 29. Powers to appoint authorized officers and delegate functions; 4. Declaration for CBNIs in possession of persons arriving at specified control points; 5. Disclosure by persons arriving in Hong Kong other than at specified control points and persons about to leave Hong Ko; 6. Declaration by persons making disclosure under section 5; 9. Declaration by importers or exporters of CBNIs; 12. Determining value of CBNIs not denominated in Hong Kong dollars; 13. Written notice about not instituting criminal proceedings on payment; 15. Suspected offence handled under section 13 may be taken into account; 19. Further provisions on detention of CBNIs suspected to be crime proceeds; 24. Offences in relation to non-compliance with requirements of authorized officers etc.; 25. Arrest and detention; 27. Compensation; 30. Liability of directors, partners, etc.; 31. Burden of proof; 33. Amendment of Schedules
DTROP: 4. Assessing the proceeds of drug trafficking; 5. Statements relating to proceeds of drug trafficking; 6. Amount to be recovered under confiscation order; 6A. Interest on amounts to be recovered under confiscation orders; 7. Definition of principal terms used; 8. Application of procedure for enforcing confiscation orders; 12. Realisation of property; 13. Application of proceeds of realisation and other sums; 14. Exercise of powers by Court of First Instance or receiver; 15. Variation of confiscation orders; 16. Bankruptcy of defendants, etc.; 17. Winding up of company holding realisable property; 18. Insolvency officers dealing with property subject to restraint order; 19. Receivers: supplementary provisions; 21. Authority for search; 24. Offence of prejudicing investigation; 24E. Interest; 25. Dealing with property known or believed to represent proceeds of drug trafficking; 27. Compensation; 28. Enforcement of external confiscation orders; 29. Registration of external confiscation orders; 31. Amendment of Schedules
OSCO: 31. Amendment of amount in section 8(4) and Schedules; 3. Requirement to furnish information or produce material; 4. Order to make material available; 5. Authority for search; 6. Disclosure of information obtained under section 3, 4 or 5; 7. Offence of prejudicing investigation; 9. Assessing the proceeds of crime; 10. Statements, etc. relevant to making confiscation order; 11. Amount to be recovered under confiscation order; 11A. Interest on amounts to be recovered under confiscation orders; 12. Definition of principal terms used; 13. Application of procedure for enforcing confiscation orders; 17. Realisation of property; 18. Application of proceeds of realisation and other sums; 19. Exercise of powers by Court of First Instance or receiver; 20. Variation of confiscation orders; 21. Bankruptcy of defendant, etc.; 22. Winding up of company holding realisable property; 23. Insolvency officers dealing with property subject to restraint order; 24. Receivers: supplementary provisions; 25. Dealing with property known or believed to represent proceeds of indictable offence; 27. Sentencing in respect of specified offences; 28. Disclosure of information held by public bodies; 29. Compensation; 32. Savings; 5A. Dutiable Commodities Ordinance (Cap. 109); 14A. Trade Descriptions Ordinance (Cap. 362)
AMLO: 10. Offences for non-compliance with requirements imposed under section 9; 13. Offences for non-compliance with requirements imposed under section 12; 38. Adding new business premises; 39. Application to operate at particular premises; 39A. Licensee’s duty to display original of licence; 40. Licensee’s duty to notify Commissioner of changes in particulars; 41. Licensee’s duty to notify Commissioner of cessation of business; 52. Offence to provide false information in connection with application for licence etc.; 53. Time limit for prosecution; 53F. Offence of carrying on trust or company service business without licence; 53W. Notification of changes in particulars; 53X. Notification of cessation of business; 53ZN. Offence of providing false or misleading information; 53ZO. Time limit for prosecution; 53ZRE. Offence to issue advertisements relating to unlicensed person’s provision of VA service; 53ZRF. Offence involving fraudulent or deceptive devices etc. in transactions in virtual assets; 53ZRG. Offence to fraudulently or recklessly induce others to invest in virtual assets; 53ZRU. Notification of change in particulars; 53ZRV. Notification of intended cessation of business etc.; 53ZRW. Associated entities: notification and restriction on business; 53ZRX. Licensed representative ceasing to act for principal: consequences and notification; 53ZS. Auditable entity to appoint prescribed auditor; 53ZSB. Auditable entity to notify financial year; 53ZSC. Auditable entity to submit audited accounts etc.; 53ZSG. Vacant office of prescribed auditor must be filled; 53ZSJ. Offences for non-compliance with section 53ZSH auditor’s requirement; 53ZSL. Offences to destroy, conceal, or alter accounts, records, or documents, etc.; 53ZSM. Immunity in respect of communication with Commission by prescribed auditor; 53ZTD. Power to impose prohibition or requirement not affected by revocation or suspension of licence; 53ZTH. Injunctions and other orders; 53ZTL. Rules on matters under Part 5B; 53ZTO. Offence for making false or misleading representation in connection with application; 53ZTP. Offence for providing false or misleading information, if information required under this Ordinance; 53ZTQ. Offence for providing false or misleading document, if document required in connection with Commission’s function; 53ZTR. Certain representations prohibited; 53ZTS. Offence for obstructing person in performance of functions; 53ZTT. Time limitation for prosecution; 53ZTW. Conflict of interest; 53ZUE. Offence of carrying out certain transaction without registration; 53ZV. Display of certificate of registration; 53ZVA. Notification of changes of particulars; 53ZVB. Notification of intended cessation of business etc.; 53ZVT. Offence of providing false or misleading information; 53ZVU. Time limit for prosecution; 61. Powers of Tribunal; 62. Use of incriminating evidence given under compulsion; 66. Notification of Tribunal determinations; 78. Standard of proof; 79. Prosecution of offences by relevant authorities
WMD(CPS)O: 4. Prohibition on providing services in relation to weapons of mass destruction; 7. Power to seize articles or require production of information; 8. Powers of arrest; 9. Ancillary powers of investigation; 10. Placing of locks and seals on premises, etc.; 11. Obstruction; 12. Injunctions; 13. Offences by bodies corporate; 14. Prosecution of offences
UNATMO: 7. Prohibition on provision or collection of property to commit terrorist acts; 8. Prohibition on making property, etc. available to or collecting property, etc. for terrorists and terrorist associate; 11C. Interpretation of Part 3B; 12A. Requirement to furnish information or produce material; 12B. Order to make material available; 12C. Authority for search; 12D. Disclosure of information obtained under section 12A, 12B or 12C; 12G. Issue of warrant; 12I. Interest; 12J. Procedure; 14. Offences; 18. Compensation; 1. On ................................................................... , in the Court of First (date) Instance, Hong
AMLA Reg (Reg (EU) 2024/1620): Article 18 General investigations; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 23 Periodic penalty payments; Article 24 Hearing of persons subject to proceedings; Article 25 Publication of administrative measures, pecuniary sanctions and periodic penalty payments; Article 26 Enforcement of pecuniary sanctions and periodic penalty payments and allocation of the amo; Article 27 Procedural rules for taking supervisory measures and imposing pecuniary sanctions and peri; Article 28 Review by the Court of Justice of the European Union; Article 93 Partnerships for information sharing in the field of AML/CFT
AMLR (Reg (EU) 2024/1624): Article 68 Penalties; Article 75 Exchange of information in the framework of partnerships for information sharing; Article 76 Processing of personal data; Article 80 Limits to large cash payments in exchange for goods or services
4AMLD (Dir (EU) 2015/849): Article 44 1. Member States shall, for the purposes of contributing to the prep aration of risk asse; Article 58 1. Member States shall ensure that obliged entities can be held liable for breaches of nat; Article 59 1. Member States shall ensure that this Article applies at least to breaches on the part o; Article 60 1. Member States shall ensure that a decision imposing an adminis trative sanction or mea; Article 61 1. Member States shall ensure that competent authorities, as well as, where applicable, se; Article 62 1. Member States shall ensure that their competent authorities inform EBA of all administr
AMLD6 (Dir (EU) 2024/1640): Article 9 Statistics; Article 35 Effect of criminal law provisions; Article 53 General provisions; Article 54 Supervisory measures towards establishments of obliged entities and certain activities car; Article 55 Pecuniary sanctions; Article 56 Administrative measures; Article 57 Periodic penalty payments; Article 58 Publication of pecuniary sanctions, administrative measures and periodic penalty payments; Article 59 Exchange of information on pecuniary sanctions and administrative measures; Article 60 Reporting of breaches and protection of reporting persons; Chapter IV of this Directive, and the public authorities competent for overseeing statutory auditors and audit firms pursuant to Article 32 ; Article 70 Processing of certain categories of personal data
ECTEA 2022: s.8 Failure to comply with updating duty; s.14 Sections 12 and 13: supplementary; s.15B False statements under section 12 or 13: aggravated offence; s.21 Inspection and copies of register; s.26 Data protection; s.27 Resolving inconsistencies F35...; s.31 Court powers on ordering removal of material from the register; s.35 Liability of officers in default; s.37 Consent required for prosecutions; s.38 Further provision about proceedings; s.39 Financial penalties; s.40 Sharing of information by HMRC; s.42 Requirement for certain unregistered overseas entities to provide information; PART 2; s.45 Imposition of unexplained wealth orders on officers etc of property holder:; s.46 Imposition of unexplained wealth orders on officers etc of property holder:; s.47 Alternative test to the income requirement: England and Wales and Northern; s.48 Alternative test to the income requirement: Scotland; s.51 Annual reports on use of unexplained wealth orders: England and Wales; s.52 Limits on costs orders in relation to unexplained wealth orders: England and; s.53 Limits on expenses orders in relation to unexplained wealth orders: Scotland; s.54 Imposition of monetary penalties; s.63 Removal of reporting requirements; Sch. para 6 (1) An overseas entity must not make a registrable disposition of a; Sch. para 5 (1) An overseas entity, and every officer of the entity who is in default, commits an; Sch. para 6 The italic heading before section 112 becomes “Offences”.; Sch. para 7 After section 112 insert—; Sch. para 10 (1) This paragraph applies where—; Sch. para 5 (1) An overseas entity must not make a registrable disposition of a; Sch. para 1 (1) This Schedule applies in relation to an overseas entity if—; Sch. para 7 Section 8 (offence of failure to comply with updating duty) applies in relation to a; Sch. para 8 (1) An overseas entity must comply with this paragraph before complying with the
SAMLA 2018: s.17 Enforcement; s.19 Enforcement: goods etc on ships; s.20 Goods etc on ships: non-UK conduct; s.41 Procedure for dealing with goods etc seized from ships; s.54 Regulations: general; Sch. para 27 (1) This paragraph applies in relation to any provision of CEMA which specifies a; Sch. para 15 Make provision—; Sch. para 17 Make provision exempting prescribed persons from prescribed requirements,; Sch. para 18 Regulations under section 49 may not provide for an offence created by such; Sch. para 19 Regulations under section 49 may provide for the creation of a criminal offence; Sch. para 20 Regulations under section 49 which confer a power to impose a civil monetary; Sch. para 21 (1) In this paragraph “relevant regulations” means regulations under section 49 which; Sch. para 23 (1) Without prejudice to anything in section 49, paragraphs 1 to 22 or section 54(2),; Sch. para 4 In section 61(1) of the Serious Organised Crime and Police Act 2005 (offences to; Sch. para 5 (1) Schedule 1 to the Serious Crime Act 2007 (offences in relation to which a serious; Sch. para 6 (1) Part 2 of Schedule 17 to the Crime and Courts Act 2013 (offences in relation to which
ECCTA 2023: s.8 Names for criminal purposes; s.17 Direction to change name used for criminal purposes; s.18 Direction to change name wrongly registered; s.22 Company names: exceptions based on national security etc; s.23 Use of name suggesting connection with foreign governments etc; s.25 Use of name that a company has been required to change; s.26 Use of name that another company has been required to change; s.27 Use of names: exceptions based on national security etc; s.28 Registered office: appropriate address; s.29 Registered email addresses etc; s.31 Disqualification for persistent breaches of companies legislation: GB; s.32 Disqualification for persistent breaches of companies legislation: NI; s.33 Disqualification on summary conviction: GB; s.34 Disqualification on summary conviction: NI; s.42 Repeal of power to require additional statements; s.43 Prohibition on director acting unless ID verified; s.44 Prohibition on acting unless directorship notified; s.46 Register of members: information to be included and powers to obtain it; s.48 Register of members: protecting information; s.63 Confirmation statements: offences; s.67 Exemption from identity verification: national security grounds; s.71 Requirements for administrative restoration; s.83 Power to require additional information; s.87 Power to require businesses to report discrepancies; s.93 Fees: costs that may be taken into account; s.94 Disclosure of information; s.95 Use or disclosure of directors’ address information by companies; s.96 Use or disclosure of PSC information by companies; s.101 Overseas companies: identity verification of directors; s.102 General false statement offences; s.103 False statement offences: national security etc defence; s.104 Financial penalties; s.105 Registered office: rectification of register; s.106 Rectification of register: service addresses; s.107 Rectification of register: principal office addresses; s.113 A limited partnership’s registered office; s.116 A limited partnership’s registered email address; s.118 Restrictions on general partners; s.119 Officers of general partners; s.122 Notification of information about partners; s.125 Notification of other changes; s.126 Confirmation statements; s.128 Power for HMRC to obtain accounts; s.134 Winding up of limited partnerships: concurrent proceedings; s.139 Disclosure of information about partners; s.140 Duty to notify registrar of dissolution; s.141 Registrar’s power to confirm dissolution of limited partnership; s.146 General false statement offences; s.147 National security exemption from identity verification; s.153 Registration of qualifying Scottish partnerships; s.167 Material unavailable for public inspection; s.170 Administrative removal of material from register; s.171 False statement offences in connection with information notices; s.172 General false statement offences; s.173 Enforcement of requirement to register: updated language about penalties etc; s.175 Financial penalties: interaction with offences; s.179 Cryptoassets: confiscation orders; s.180 Cryptoassets: civil recovery; s.181 Cryptoassets: terrorism; s.182 Money laundering: exiting and paying away exemptions; s.183 Money laundering: exemptions for mixed-property transactions; s.184 Money laundering: offences of failing to disclose; s.185 Money laundering: information orders; s.186 Terrorist financing: information orders; s.193 Other defined terms in sections 188 to 191; s.195 Meaning of “SLAPP” claim; s.199 Failure to prevent fraud; s.200 Fraud offences: supplementary; s.201 Section 199: large organisations; s.202 Large organisations: parent undertakings; s.203 Offences under section 199 committed by partnerships; s.204 Guidance about preventing fraud offences; s.205 Failure to prevent fraud: minor definitions; s.206 Failure to prevent fraud: miscellaneous; s.208 Scottish Solicitors’ Discipline Tribunal: powers to fine in cases relating to; s.212 Reports on payments to governments regulations: false statement offences etc; s.214 Sanctions enforcement: monetary penalties; s.215 Report on costs orders for proceedings for civil recovery; Sch. para 3 (1) Before section 168 (and before the italic heading before that section) insert—; Sch. para 6 Before section 280 insert—; Sch. para 11 In section 790F (failure by company to comply with information duties), for; Sch. para 18 After section 790L insert—; Sch. para 20 (1) Schedule 1B (enforcement of disclosure requirements in relation to persons with; Sch. para 13 (1) A person to whom a notice under section 790D, 790DA, 790E or 790EA; Sch. para 14 (1) A person commits an offence if the person fails, without reasonable; Sch. para 14A (1) A person commits an offence if, in purported compliance with a notice; Sch. para 14B (1) A person commits an offence if, in purported compliance with a notice; Sch. para 1 (1) This Schedule applies in relation to an overseas entity if—; Sch. para 7 Section 8 (offence of failure to comply with updating duty) applies in; Sch. para 8 (1) An overseas entity must comply with this paragraph before complying; SCHEDULE 8; Sch. para 5 In section 47K (further detention pending making of restraint order), after; Sch. para 6 In section 47L (further detention pending variation of restraint order), after; Sch. para 8 In section 47R (release of property), after subsection (5) insert—; Sch. para 10 (1) Section 51 (powers of enforcement receiver) is amended as follows.; Sch. para 12 After section 67 insert—; Sch. para 13 After section 67A insert—; Sch. para 23 In section 127K (further detention pending making of restraint order), after; Sch. para 24 In section 127L (further detention pending variation of restraint order), after; Sch. para 26 In section 127Q (release of property), after subsection (5) insert—; Sch. para 27 (1) Section 128 (enforcement administrators) is amended as follows.; Sch. para 29 After section 131ZA insert—; Sch. para 30 After section 131A insert—; Sch. para 41 In section 195K (further detention pending making of restraint order), after; Sch. para 42 In section 195L (further detention pending variation of restraint order), after; Sch. para 44 In section 195R (release of property), after subsection (5) insert—; Sch. para 46 (1) Section 199 (powers of enforcement receiver) is amended as follows.; Sch. para 48 After section 215 insert—; Sch. para 49 After section 215A insert—; SCHEDULE 9; Sch. para 1 In Part 5 of the Proceeds of Crime Act 2002 (civil recovery of the proceeds etc of; Sch. para 6 (1) Part 5 of the Proceeds of Crime Act 2002 (civil recovery of the proceeds etc of; Sch. para 8 (1) Part 8 of the Proceeds of Crime Act 2002 (investigations) is amended as follows.; Sch. para 12 In section 453A of the Proceeds of Crime Act 2002 (certain offences in relation to; Sch. para 13 In section 453B of the Proceeds of Crime Act 2002 (certain offences in relation to; Sch. para 14 In section 453C of the Proceeds of Crime Act 2002 (obstruction offence in relation; Sch. para 17 (1) Section 24 of the UK Borders Act 2007 (exercise of civil recovery powers by; Sch. para 2 After Part 4B insert—; Sch. para 4 In Part 4B (forfeiture of terrorist money held in bank and building society accounts),; SCHEDULE 11; Sch. para 3 In Scotland, the following offences at common law—; Sch. para 4 An offence under any of the following provisions of the Theft Act 1968—; Sch. para 5 An offence under any of the following provisions of the Theft Act (Northern Ireland); Sch. para 6 An offence under any of the following provisions of the Customs and Excise; Sch. para 7 An offence under the Forgery and Counterfeiting Act 1981 (forgery, counterfeiting; Sch. para 8 An offence under section 72 of the Value Added Tax Act 1994 (fraudulent evasion; Sch. para 9 An offence under section 46A of the Criminal Law (Consolidation) (Scotland) Act; Sch. para 10 An offence under any of the following sections of the Financial Services and Markets; Sch. para 11 An offence under any of the following sections of the Terrorism Act 2000—; Sch. para 12 An offence under any of the following sections of the Proceeds of Crime Act 2002—; Sch. para 13 An offence under any of the following sections of the Companies Act 2006—; Sch. para 14 An offence under any of the following sections of the Fraud Act 2006—; Sch. para 15 An offence under any of the following sections of the Bribery Act 2010—; Sch. para 16 An offence under section 49 of the Criminal Justice and Licensing (Scotland) Act; Sch. para 17 An offence under any of the following sections of the Financial Services Act 2012—; Sch. para 18 An offence under section 45 or 46 of the Criminal Finances Act 2017 (failure to; Sch. para 19 An offence under regulation 86 of the Money Laundering, Terrorist Financing and; Sch. para 20 An offence under regulations made under section 49 of the Sanctions and Anti-; Sch. para 21 An offence under section 199 of this Act (failure to prevent fraud).; Sch. para 22 (1) An offence under an instrument made under section 2(2) of the European; SCHEDULE 13; Sch. para 2 In Scotland, the following offences at common law—; Sch. para 3 An offence under any of the following provisions of the Theft Act 1968—; Sch. para 4 An offence under any of the following provisions of the Theft Act (Northern; Sch. para 5 An offence under section 993 of the Companies Act 2006 (fraudulent trading).; Sch. para 6 An offence under any of the following provisions of the Fraud Act 2006—
Terrorism Act 2000: s.7 Appeal: effect on conviction, &c.; s.10 Immunity.; s.11 Membership.; s.12 Support.; s.13 Uniform [F24and publication of images].; s.15 Fund-raising.; s.16 Use and possession.; s.17 Funding arrangements.; s.18 Money laundering.; s.22 Penalties.; s.22B [F76Information] orders; s.22C Statements; s.22E Supplementary; s.32 Terrorist investigation.; s.36 Police powers.; s.38 Financial information.; s.39 Disclosure of information, &c.; s.40 Terrorist: interpretation.; s.41 Arrest without warrant.; s.43B Terrorist offenders released on licence: arrest without warrant pending recall; s.51 Offences.; PART VI; s.54 Weapons training.; s.56 Directing terrorist organisation.; s.57 Possession for terrorist purposes.; s.58 Collection of information.; s.58B Entering or remaining in a designated area; s.59 England and Wales.; s.60 Northern Ireland.; s.61 Scotland.; s.62 Terrorist bombing: jurisdiction.; s.63 Terrorist finance: jurisdiction.; s.64 Extradition.; s.63A Other terrorist offences under this Act: jurisdiction; s.63B Terrorist attacks abroad by UK nationals or residents: jurisdiction; s.63C Terrorist attacks abroad on UK nationals, residents and diplomatic staff etc :; s.63D Terrorist attacks or threats abroad in connection with UK diplomatic premises; s.63E Sections 63B to 63D: supplementary; s.63F Counter-terrorism financial investigators; s.128 Pt. VII (ss. 65-113) continued ( temp. from 19.2.2002 until 18.2.2003) by S.I. 2002/365, art. 2; s.65 Scheduled offence: interpretation.; s.66 Preliminary inquiry.; s.67 Limitation of power to grant bail.; s.68 Bail: legal aid.; s.69 Maximum period of remand in custody.; s.72 Time limits for preliminary proceedings.; s.73 Time limits: supplementary.; s.74 Court for trial.; s.75 Mode of trial on indictment.; s.77 Possession: onus of proof.; s.79 Restricted remission.; s.80 Conviction during remission.; s.82 Arrest and seizure: constables.; s.83 Arrest and seizure: armed forces.; s.87 Examination of documents.; s.89 Power to stop and question.; s.93 Sections 91 and 92: supplementary.; s.94 Road closure: direction.; s.95 Sections 81 to 94: supplementary.; s.96 Preservation of the peace: regulations.; s.101 Codes of practice: supplementary.; s.103 Terrorist information.; s.108 Evidence.; s.109 Inferences.; s.111 Forfeiture orders.; s.113 Transitional provisions.; s.116 Powers to stop and search.; s.117 Consent to prosecution.; s.118 Defences.; s.120 Evidence.; s.122 Index of defined expressions.; s.129 Transitional provisions.; Sch. para 6 (1) A provision of the M107Northern Ireland (Emergency Provisions) Act 1996 to which; Sch. para 1 In this Part of this Schedule—; Sch. para 4A (1) Where a court makes a forfeiture order in a case where—; Sch. para 5 (1) The High Court may make a restraint order under this paragraph where—; Sch. para 6 (1) A restraint order shall provide for notice of it to be given to any person affected by; Sch. para 7 (1) A constable may seize any property subject to a restraint order for the purpose of; Sch. para 8 (1) The M114Land Charges Act 1972 and the [F358Land Registration Act 2002]—; Sch. para 9 (1) This paragraph applies where a restraint order is discharged under [F361paragraph 6(4); Sch. para 10 (1) This paragraph applies where—; Sch. para 11 (1) For the purposes of this Part of this Schedule proceedings for an offence are; Sch. para 12 In the following provisions of this Part of this Schedule—; Sch. para 13 (1) Subject to the provisions of this paragraph, a Scottish, Northern Ireland or Islands; Sch. para 14 (1) Her Majesty may by Order in Council make provision for the purpose of enabling; Sch. para 15 In this Part of this Schedule—; Sch. para 17A (1) Where a court makes a forfeiture order in a case where—; Sch. para 18 (1) The Court of Session, on an application made by the Lord Advocate, may make a; Sch. para 19 (1) A restraint order shall provide for notice of it to be given to any person affected by; Sch. para 20 (1) A constable may seize any property subject to a restraint order for the purpose of; Sch. para 21 (1) On the application of the Lord Advocate, the Court of Session may, in respect of; Sch. para 22 (1) On the application of the Lord Advocate, the court may, in respect of moveable; Sch. para 23 (1) This paragraph applies where a restraint order is recalled under paragraph [F38219(3A); Sch. para 25 (1) For the purposes of this Part of this Schedule proceedings for an offence are; Sch. para 26 In the following provisions of this Part of this Schedule—; Sch. para 27 (1) Subject to the provisions of this paragraph, an England and Wales order, Northern; Sch. para 28 (1) Her Majesty may by Order in Council make provision for the purpose of enabling; Sch. para 29 In this Part of this Schedule—; Sch. para 32A (1) Where a court makes a forfeiture order in a case where—; Sch. para 33 (1) The High Court may make a restraint order under this paragraph where—; Sch. para 34 (1) A restraint order shall provide for notice of it to be given to any person affected by; Sch. para 35 (1) A constable may seize any property subject to a restraint order for the purpose of; Sch. para 37 (1) A person commits an offence if he contravenes a restraint order.; Sch. para 38 (1) The prosecutor shall be treated for the purposes of section 66 of the M123Land; Sch. para 41 (1) For the purposes of this Part of this Schedule proceedings for an offence are; Sch. para 42 In the following provisions of this Part of this Schedule—; Sch. para 43 (1) Subject to the provisions of this paragraph, an England and Wales, Scottish or Islands; Sch. para 44 (1) Her Majesty may by Order in Council make provision for the purpose of enabling; Sch. para 45 In this Part of this Schedule—; Sch. para 51 (1) This paragraph applies where an insolvency practitioner seizes or disposes of; Sch. para 3 (1) [F428A constable] may by a written authority signed by him authorise a search of; Sch. para 13 (1) A constable may apply to a Circuit judge for an order under this paragraph requiring; Sch. para 14 (1) A person commits an offence if, in purported compliance with an order under; Sch. para 15 (1) A police officer of at least the rank of superintendent may by a written order signed; Sch. para 16 (1) If a police officer of at least the rank of superintendent has reasonable grounds for; Sch. para 17 For the purposes of sections 21 and 22 of the M149Police and Criminal Evidence Act; Sch. para 18 In the application of this Part to Northern Ireland—; Sch. para 30 (1) The procurator fiscal may apply to the sheriff for an order under this paragraph; Sch. para 32 (1) If a police officer of at least the rank of superintendent has reasonable grounds for; Sch. para 4 A terrorist financing investigation is a terrorist investigation into—; Sch. para 10 (1) These are the requirements for the making of a disclosure order.; Sch. para 11 (1) A person commits an offence if without reasonable excuse the person fails to comply; Sch. para 12 (1) A statement made by a person in response to a requirement imposed under a; Sch. para 17 A terrorist financing investigation is a terrorist investigation into—; Sch. para 20 (1) These are the requirements for the making of a disclosure order.; Sch. para 21 (1) A person commits an offence if without reasonable excuse the person fails to comply; Sch. para 22 (1) A statement made by a person in response to a requirement imposed under a; Sch. para 1 (1) Where an order has been made under this paragraph in relation to a terrorist; Sch. para 7 (1) In this Schedule “customer information” means (subject to sub-paragraph (3))—; Sch. para 8 (1) This paragraph applies where an offence under paragraph 1(3) is committed by an; Sch. para 9 (1) Customer information provided by a financial institution under this Schedule shall; Sch. para 7 (1) A statement made by a financial institution in response to an account monitoring; Sch. para 5 A person who is questioned under paragraph 2 or 3 must—; Sch. para 16 (1) The Secretary of State may by order make provision requiring a person to whom; Sch. para 18 (1) A person commits an offence if he—; Sch. para 7 (1) [F550A person detained under Schedule 7 or section 41 or 43B]F551... in England, Wales; Sch. para 10 (1) This paragraph applies where a person is detained in England, Wales or Northern; Sch. para 11 (1) Before fingerprints or a sample are taken from a person under paragraph 10, he shall; Sch. para 13 (1) Where appropriate written consent to the taking of an intimate sample from a person; Sch. para 15 (1) In the application of [F572paragraphs 10 to 13] in relation to a person detained; Sch. para 16 (1) A person detained under Schedule 7 or section 41 [F575or 43B] at a [F576place] in; Sch. para 20 (1) Subject to the modifications specified in sub-paragraphs (2) and (3), section 18 of; Sch. para 20B (1) This paragraph applies to paragraph 20A material relating to a person who is detained; Sch. para 20C (1) This paragraph applies to paragraph 20A material relating to a person who is detained; Sch. para 20D (1) For the purposes of paragraphs 20B and 20C, a person is to be treated as having been; Sch. para 20G (1) This paragraph applies to—; Sch. para 20H (1) Any material to which paragraph 20A or 20G applies must not be used other than—; Sch. para 20J In paragraphs 20A to 20I—; Sch. para 23 (1) A review officer may authorise a person’s continued detention only if satisfied that; Sch. para 32 (1) A judicial authority may issue a warrant of further detention only if satisfied that—; Sch. para 34 (1) The [F641person] who has made an application for a warrant may apply to the judicial; Sch. para 38 (1) The Secretary of State may make a temporary extension order if—; Sch. para 1 (1) This Schedule makes supplementary provision relating to the offence in section 58A; Sch. para 3 (1) This paragraph applies where a service provider is established in an EEA state F662...; Sch. para 4 (1) A service provider is not guilty of an offence under section 58A in respect of anything; Sch. para 5 (1) This paragraph applies where an information society service consists in the; Sch. para 6 (1) A service provider is not guilty of an offence under section 58A in respect of anything; SCHEDULE 9; PART I; Sch. para 6 Offences under section 35 of the M171Malicious Damage Act 1861 (interference with; Sch. para 7 Offences under the following provisions of the M172Offences against the Person Act; Sch. para 8 Offences under the following provisions of the M173Explosive Substances Act 1883; Sch. para 9 Offences under the following provisions of the M174Prison Act (Northern Ireland); Sch. para 10 [F677Subject to notes 2 and 3 below,] offences under the following provisions of the; Sch. para 11 Offences under the following provisions of the M176Protection of the Person and; Sch. para 12 Offences under section 1 of the M177Aviation Security Act 1982 (aircraft) F682. . . .; Sch. para 13 Offences in Northern Ireland under section 2 of the M178Criminal Jurisdiction Act; Sch. para 14 Offences under the following provisions of the M179Criminal Damage (Northern; Sch. para 15 Offences under Article 3 of the M180Criminal Law (Amendment) (Northern Ireland); Sch. para 17 Offences under the M181Taking of Hostages Act 1982 F689. . . .; Sch. para 18 Offences under section 2 of the M182Nuclear Material (Offences) Act 1983 (offences; Sch. para 19 Offences under the following provisions of the M183Computer Misuse Act 1990; Sch. para 20 Offences under the following provisions of the M184Aviation and Maritime Security; Sch. para 21 Offences under the following provisions of M185the Channel Tunnel (Security) Order; Sch. para 22 Offences under the following provisions of this Act—; Sch. para 22A Offences under paragraph 1(1) or (2) of Schedule 2 to the Justice (Northern Ireland); Sch. para 22B Offences under section 9 of the Prevention of Terrorism Act 2005 (contravention; Sch. para 22C Offences under Part 1 of the Terrorism Act 2006 (terrorism-related offences).]; Sch. para 23 Offences under section 1 of the Fraud Act 2006 (fraud) subject to note 2 below.]; Sch. para 1 Any offence specified in this Part of this Schedule F700. . . is not a scheduled offence; Sch. para 2 An offence specified in [F702paragraph 10(a) or (c) or 23] is a scheduled offence; Sch. para 3 An offence specified in paragraph 10(b) or (d) is a scheduled offence only where; Sch. para 4 The offence specified in paragraph 16(g) is a scheduled offence only where it is; PART II; PART III; Sch. para 9 (1) Where an officer makes a record of a search in accordance with paragraph 8, he shall; Sch. para 10 (1) A person commits an offence if he—; Sch. para 11 (1) A person commits an offence if he fails to stop when required to do so under; Sch. para 1 (1) The Independent Assessor of Military Complaints Procedures in Northern Ireland; Sch. para 9 (1) This paragraph applies where a person has a right to compensation in respect of an; Sch. para 11 (1) The Secretary of State may serve a notice under this Schedule on an individual—; Sch. para 12 (1) A person commits an offence if he obtains compensation or increased compensation; Sch. para 1 In this Schedule “security services” means the services of one or more individuals; Sch. para 2 A person commits an offence if he provides or offers to provide security services; Sch. para 3 (1) A person commits an offence if he publishes or causes to be published an; Sch. para 4 (1) A person commits an offence if he pays money, in respect of the provision of security; Sch. para 5 (1) A person guilty of an offence under paragraph 2 or 3 shall be liable—; Sch. para 6 (1) An application for a licence under this Schedule shall be made to the Secretary of; Sch. para 15 (1) A person commits an offence if he fails to comply with paragraph 13 or 14.; Sch. para 16 (1) A constable may—; Sch. para 17 (1) A person who provides security services for reward commits an offence if he makes; Sch. para 18 (1) This paragraph applies where an offence under this Schedule committed by a body; Sch. para 3 (1) The M198Suppression of Terrorism Act 1978 shall be amended as follows.; Sch. para 19A An offence under any of sections 15 to 18 of the Terrorism Act 2000.”; Sch. para 5 (1) The M200Police and Criminal Evidence Act 1984 shall be amended as follows.; Sch. para 12 (1) The following shall be substituted for section 1(1) and (2) of the M204Northern Ireland; Sch. para 13 (1) The M205Criminal Procedure and Investigations Act 1996 shall, in its application to; Sch. para 14 (1) The M206Proceeds of Crime (Northern Ireland) Order 1996 shall be amended as; Sch. para 15 (1) This paragraph applies to a reference in paragraph 9 or 10 of the Schedule to the; Sch. para 17 (1) This paragraph applies to a reference in section 14(2) of the Northern Ireland
POCA 2002: s.3 Accreditation and training; PART 2; s.5A The principal objective; s.6 Making of order; s.7 Recoverable amount; s.8 Defendant’s benefit; s.9 Available amount; s.10 Assumptions to be made in case of criminal lifestyle; s.12 Interest on unpaid sums; s.13 Effect of order on court’s other powers; s.15C Early resolution hearing; s.17 Defendant’s response to statement of information; s.18 Provision of information by defendant; s.19 No order made: reconsideration of case; s.20 No order made: reconsideration of benefit; s.21 Order made: reconsideration of benefit; s.22 Order made: reconsideration of available amount; s.23 Inadequacy of available amount: variation of order; s.24 Inadequacy of available amount: discharge of order; s.25 Small amount outstanding: discharge of order; s.27 Defendant convicted or committed; s.28 Defendant neither convicted nor acquitted; s.29 Variation of order; s.30 Discharge of order; s.35 [F158Enforcement as fines ]; s.38 Provisions about imprisonment or detention; s.39 Reconsideration etc: variation of prison term; s.40 Conditions for exercise of powers; s.42 Application, discharge and variation; s.46 Hearsay evidence; s.47 Supplementary; s.47B Conditions for exercise of powers; s.47C Power to seize property; s.47K Further detention pending making of restraint order; s.47L Further detention pending variation of restraint order; s.47M Further detention in other cases; s.47N Discharge, variation and lapse of detention order; s.48 Appointment; s.49 Powers; s.50 Appointment; s.51 Powers; s.54 Enforcement receivers; s.55 Sums received by [F265designated officer]; s.58 Restraint orders; s.63 Discharge and variation; s.67 [F296Money]; s.67D Proceeds of realisation; s.67E Appeals in relation to confiscation orders; s.67F Appeals under section 67E: supplementary; s.67I Appeals in relation to variations of confiscation order; s.67J Appeals in relation to restraint orders; s.67L Appeals in relation to realisation etc of seized property; s.68 Applications and appeals; s.69 [F328Specific] powers of court and receiver [F329etc.]; s.70 Committal by magistrates’ court; s.71 Sentencing by Crown Court; s.72 Serious default; s.73 Order varied or discharged; s.74 Enforcement abroad; s.75 Criminal lifestyle; s.76 Conduct and benefit; s.77 Tainted gifts; s.79 Value: the basic rule; s.85 Proceedings; s.86 Applications; s.87 Confiscation orders; s.88 Other interpretative provisions; PART 3; s.92 Making of order; s.93 Recoverable amount; s.94 Accused’s benefit; s.95 Available amount; s.96 Assumptions to be made in case of criminal lifestyle; s.97 Effect of order on court’s other powers; s.98 Disposal of family home; s.99 Postponement; s.100 Effect of postponement; s.102 Accused’s response to statement of information; s.103 Provision of information by accused; s.104 No order made: reconsideration of case; s.105 No order made: reconsideration of benefit; s.106 Order made: reconsideration of benefit; s.107 Order made: reconsideration of available amount; s.108 Inadequacy of available amount: variation of order; s.109 Inadequacy of available amount: discharge of order; s.111 Conviction or other disposal of accused; s.112 Accused neither convicted nor acquitted; s.113 Variation of order; s.114 Discharge of order; s.115 Appeal by prosecutor; s.116 Time for payment; s.117 Interest on unpaid sums; s.118 Application of provisions about fine enforcement; s.119 Conditions for exercise of powers; s.121 Application, recall and variation; s.122 Appeals; s.123 Inhibition of property affected by order; s.124 Arrestment of property affected by order; s.125 Management administrators; s.127 Restraint orders: restriction on proceedings and remedies; s.127B Conditions for exercise of powers; s.127C Power to seize property; s.127K Further detention pending making of restraint order; s.127L Further detention pending variation of restraint order; s.127M Further detention in other cases; s.127N Discharge, variation and lapse of detention order; s.128 Enforcement administrators; s.130 Application of sums by enforcement administrator; s.131 Sums received by clerk of court; s.131A Seized personal property; s.131D Proceeds of realisation; s.132 Powers of court and administrator [F522etc]; s.133 Protection of administrators; s.135 Recall and variation of order; s.139 Serious default; s.140 Confiscation order varied or discharged; s.141 Enforcement abroad; s.142 Criminal lifestyle; s.143 Conduct and benefit; s.144 Tainted gifts and their recipients; s.145 Value: the basic rule; s.151 Proceedings; s.152 Applications; s.153 Satisfaction of confiscation orders; s.154 Other interpretative provisions; PART 4; s.156 Making of order; s.157 Recoverable amount; s.158 Defendant’s benefit; s.159 Available amount; s.160 Assumptions to be made in case of criminal lifestyle; s.162 Interest on unpaid sums; s.163 Effect of order on court’s other powers; s.164 Postponement; s.165 Effect of postponement; s.167 Defendant’s response to statement of information; s.168 Provision of information by defendant; s.169 No order made: reconsideration of case; s.170 No order made: reconsideration of benefit; s.171 Order made: reconsideration of benefit; s.172 Order made: reconsideration of available amount; s.173 Inadequacy of available amount: variation of order; s.174 Inadequacy of available amount: discharge of order; s.175 Small amount outstanding: discharge of order; s.177 Defendant convicted or committed; s.178 Defendant neither convicted nor acquitted; s.179 Variation of order; s.180 Discharge of order; s.181 Appeal by prosecutor [F624etc]F625...; s.182 Court’s powers on appeal; s.183 Appeal to [F632Supreme Court]; s.185 Enforcement as fines etc; s.187 Provisions about imprisonment or detention; s.188 Reconsideration etc: variation of prison term; s.189 Conditions for exercise of powers; s.191 Application, discharge and variation; s.192 Appeal to Court of Appeal; s.193 Appeal to [F659Supreme Court]; s.195 Supplementary; s.195B Conditions for exercise of powers; s.195C Power to seize property; s.195K Further detention pending making of restraint order; s.195L Further detention pending variation of restraint order; s.195M Further detention in other cases; s.195N Discharge, variation and lapse of detention order; s.196 Appointment; s.197 Powers; s.198 Appointment; s.199 Powers; s.202 Enforcement receivers; s.203 Sums received by chief clerk; s.206 Restraint orders; s.211 Discharge and variation; s.215 [F742Money]; s.215D Proceeds of realisation; s.216 Applications and appeals; s.217 Powers of court and receiver [F770etc]; s.218 Committal by magistrates’ court; s.219 Sentencing by Crown Court; s.220 Serious default; s.221 Order varied or discharged; s.222 Enforcement abroad; s.223 Criminal lifestyle; s.224 Conduct and benefit; s.225 Tainted gifts; s.227 Value: the basic rule; s.233 Proceedings; s.234 Applications; s.235 Confiscation orders; s.236 Other interpretative provisions; PART 5; s.240 General purpose of this Part; s.241 “Unlawful conduct”; CHAPTER 2; s.266 Recovery orders; s.267 Functions of the trustee for civil recovery; s.268 Recording of recovery order (Scotland); s.269 Rights of pre-emption, etc.; s.271 Agreements about associated and joint property; s.272 Associated and joint property: default of agreement; s.273 Payments in respect of rights under pension schemes; s.276 Consent orders; s.278 Limit on recovery; s.280 Applying realised proceeds; s.282F Enforcement abroad: after recovery order; s.284 Payment of interim administrator or trustee (Scotland); s.285 Effect on diligence of recovery order (Scotland); s.288 Limitation; s.295 Detention of seized cash; s.296 Interest; s.303L Further detention of seized property; s.308 General exceptions; s.312 Performance of functions of Scottish Ministers by constables in Scotland; s.316 General interpretation; s.323 Functions; s.326 Interpretation; PART 7; s.327 Concealing etc; s.328 Arrangements; s.329 Acquisition, use and possession; s.330 Failure to disclose: regulated sector; s.334 Penalties; s.342 Offences of prejudicing investigation; s.343 Judges; s.344 Courts; s.345 Production orders; s.346 Requirements for making of production order; s.351 Supplementary; s.352 Search and seizure warrants; s.353 Requirements where production order not available; s.356 Further provisions: civil recovery F1408... [F1409and exploitation proceeds; s.357 Disclosure orders; s.358 Requirements for making of disclosure order; s.359 Offences; s.360 Statements; s.362 Supplementary; s.362A Unexplained wealth orders; s.362B Requirements for making of unexplained wealth order; s.362C Effect of order: cases of non-compliance; s.362D Effect of order: cases of compliance or purported compliance; s.362E Offence; s.362F Statements; s.362G Disclosure of information, copying of documents, etc; s.362I Supplementary; s.362K Variation and discharge of interim freezing order; s.362R Compensation; s.362S Enforcement abroad: enforcement authority; s.362T Enforcement abroad: receiver; s.363 Customer information orders; s.365 Requirements for making of customer information order; s.366 Offences; s.367 Statements; s.369 Supplementary; s.370 Account monitoring orders; s.371 Requirements for making of account monitoring order; s.372 Statements; s.375 Supplementary; s.375B Evidence overseas: restrictions on use; s.378 Officers; s.380 Production orders; s.381 Requirements for making of production order; s.385 Government departments; s.386 Supplementary; s.387 Search warrants; s.388 Requirements where production order not available; s.390 Further provisions: confiscation, civil recovery [F1618, detained cash ][F1619,; s.391 Disclosure orders; s.392 Requirements for making of disclosure order; s.393 Offences; s.394 Statements; s.396 Supplementary; s.396A Unexplained wealth orders; s.396B Requirements for making of unexplained wealth order; s.396C Effect of order: cases of non-compliance; s.396D Effect of order: cases of compliance or purported compliance; s.396E Offence; s.396F Statements; s.396G Disclosure of information, copying of documents, etc; s.396I Supplementary; s.396K Variation and recall of interim freezing order; s.396S Compensation; s.396T Enforcement abroad: Scottish Ministers; s.396U Enforcement abroad: receiver; s.397 Customer information orders; s.399 Requirements for making of customer information order; s.400 Offences; s.401 Statements; s.403 Supplementary; s.404 Account monitoring orders; s.405 Requirements for making of account monitoring order; s.406 Statements; s.408 Supplementary; s.408A Evidence overseas; s.408B Evidence overseas: restrictions on use; CHAPTER 4; s.413 Criminal conduct; s.416 Other interpretative provisions; s.417 Modifications of the 1986 Act; s.418 Restriction of powers; s.419 Tainted gifts; s.420 [F1732Modifications of the 2016 Act]; s.421 Restriction of powers; s.422 Tainted gifts; s.423 Modifications of the 1989 Order; s.424 Restriction of powers; s.425 Tainted gifts; s.426 Winding up under the 1986 Act; s.427 Tainted gifts; s.428 Winding up under the 1989 Order; s.429 Tainted gifts; s.430 Floating charges; s.432 Insolvency practitioners; s.436 Disclosure of information to [F1825certain [F1826authorities]]; s.438 Disclosure of information by [F1846certain [F1847authorities]]; s.439 Disclosure of information to Lord Advocate and to Scottish Ministers; s.441 Disclosure of information by Lord Advocate and by Scottish Ministers; s.444 External requests and orders; s.445 External investigations; s.447 Interpretation; s.451 [F1927Revenue and Customs prosecutions]; s.453 References to financial investigators; SCHEDULE 2; Sch. para 1 (1) An offence under any of the following provisions of the Misuse of Drugs Act 1971; Sch. para 2 An offence under either of the following provisions of this Act—; Sch. para 3 An offence under section 56 of the Terrorism Act 2000 (c. 11) (directing the activities; Sch. para 5 (1) An offence under either of the following provisions of the Customs and Excise; Sch. para 6 An offence under any of the following provisions of the Forgery and Counterfeiting; Sch. para 7 (1) An offence under any of the following provisions of the Copyright, Designs and; Sch. para 9 An offence under section 21 of the Theft Act 1968 (c. 60) (blackmail).; Sch. para 10 (1) An offence of attempting, conspiring or inciting the commission of an offence; SCHEDULE 4; Sch. para 1 An offence under either of the following provisions of this Act—; Sch. para 2 (1) An offence under any of the following provisions of the Misuse of Drugs Act 1971; Sch. para 3 An offence under section 56 of the Terrorism Act 2000 (c. 11) (directing the activities; Sch. para 5 (1) An offence under either of the following provisions of the Customs and Excise; Sch. para 6 An offence under any of the following provisions of the Forgery and Counterfeiting; Sch. para 7 (1) An offence under any of the following provisions of the Copyright, Designs and; Sch. para 8 An offence under either of the following provisions of the Criminal Law; Sch. para 9 An offence of blackmail or extortion.; Sch. para 10 (1) An offence of [F2048attempting,] conspiring or inciting the commission of an offence; SCHEDULE 5; Sch. para 1 (1) An offence under any of the following provisions of the Misuse of Drugs Act 1971; Sch. para 2 An offence under either of the following provisions of this Act—; Sch. para 3 An offence under section 56 of the Terrorism Act 2000 (c. 11) (directing the activities; Sch. para 5 (1) An offence under either of the following provisions of the Customs and Excise; Sch. para 6 An offence under any of the following provisions of the Forgery and Counterfeiting; Sch. para 7 (1) An offence under any of the following provisions of the Copyright, Designs and; Sch. para 8 (1) An offence under any of the following provisions of the Criminal Law Amendment; Sch. para 9 An offence under section 20 of the Theft Act (Northern Ireland) 1969 (c. 16); Sch. para 10 (1) An offence of attempting, conspiring or inciting the commission of an offence; Sch. para 2 (1) Power to obtain information or to require a person to answer any question.; SCHEDULE 7; SCHEDULE 8; Sch. para 2 (1) The vesting of property in the trustee for civil recovery or any other person by a; Sch. para 30 Section 135(6) of the Taxes Act 1988 (gains by directors and employees) does not; Sch. para 4 (1) The Criminal Appeal Act 1968 is amended as follows.; Sch. para 5 (1) Section 27 of the Misuse of Drugs Act 1971 (forfeiture) is amended as follows.; Sch. para 7 In section 1 of the Rehabilitation of Offenders Act 1974 (rehabilitated persons and; Sch. para 8 In Article 3 of the Rehabilitation of Offenders (Northern Ireland) Order 1978; Sch. para 9 (1) The Criminal Appeal (Northern Ireland) Act 1980 is amended as follows.; Sch. para 12 (1) The Civic Government (Scotland) Act 1982 is amended as follows.; Sch. para 13 In Part 2 of Schedule 1 to the Criminal Justice Act 1982 (offences excluded from; Sch. para 14 (1) The Police and Criminal Evidence Act 1984 is amended as follows.; Sch. para 16 (1) The Insolvency Act 1986 is amended as follows.; Sch. para 17 (1) The Criminal Justice Act 1988 is amended as follows.; Sch. para 19 (1) The Police and Criminal Evidence (Northern Ireland) Order 1989 is amended as; Sch. para 20 (1) The Insolvency (Northern Ireland) Order 1989 is amended as follows.; Sch. para 22 (1) The Pension Schemes Act 1993 is amended as follows.; Sch. para 23 (1) The Pension Schemes (Northern Ireland) Act 1993 is amended as follows.; Sch. para 25 (1) The Drug Trafficking Act 1994 is amended as follows.; Sch. para 27 Section 15(2) and (3) of the Proceeds of Crime Act 1995 (investigation into benefit; Sch. para 28 (1) The Proceeds of Crime (Scotland) Act 1995 is amended as follows.; Sch. para 29 (1) The Criminal Procedure (Scotland) Act 1995 is amended as follows.; Sch. para 31 (1) The Proceeds of Crime (Northern Ireland) Order 1996 is amended as follows.; Sch. para 40 (1) The Criminal Justice and Police Act 2001 is amended as follows.; SCHEDULE 12
MLR 2017: reg.2 These Regulations are prescribed for the purposes of sections 168(4)(b) (appointment of; reg.41 —(1) Any personal data obtained by relevant persons for the purposes of these Regulations; reg.52B —(1) Any person who discloses information in contravention of regulation 52A is guilty; reg.73 —(1) A statement made by a person in response to a requirement imposed under; reg.74C —(1) The FCA may [F414exercise its powers of direction under paragraph (5) or (6) in writing; reg.75 For the purposes of this Part, “relevant requirement” has the meaning given in Schedule 6.; reg.76 —(1) Paragraph (2) applies if a designated supervisory authority is satisfied that any person; reg.77 —(1) Paragraph (2) applies if the FCA is satisfied that a relevant person or a payment service; reg.78 —(1) Paragraph (2) applies if a designated supervisory authority considers that another person; reg.79 Any one or more of the powers in regulations 76, 77 and 78 may be exercised by a designated; reg.80 —(1) If, on the application of a designated supervisory authority, the court is satisfied—; reg.81 —(1) When determining the type of sanction, and level of any penalty, to be imposed; reg.82 —(1) Sections 389 (notices of discontinuance), 390 (final notices) and 392 (application of; reg.83 —(1) When determining the type of sanction, and level of any penalty, to be imposed on; reg.84 —(1) Where a warning notice is given by the FCA under regulation 81(2), neither the FCA; reg.85 —(1) Where the Commissioners give a notice under regulation 83, the Commissioners must; CHAPTER 3; reg.86 —(1) A person who contravenes a relevant requirement imposed on that person is guilty of; reg.87 —(1) This regulation applies if a person (“P”) knows or suspects that an appropriate officer; reg.88 —(1) A person (“P”) commits an offence if, in purported compliance with a requirement; reg.89 —(1) Proceedings for an offence under these Regulations may be instituted by—; reg.90 —(1) Proceedings against any person for an offence under these Regulations may be taken; reg.91 —(1) Proceedings for an offence alleged to have been committed by—; reg.92 —(1) If an offence under this Part committed by a body corporate is shown—; reg.93 —[F427(1) A person may appeal to the Upper Tribunal a decision by the FCA under—; reg.94 —(1) The Commissioners must offer a person (“P”) a review of a decision that has been; reg.95 —(1) The Commissioners must review a decision if—; reg.96 —(1) If under this Chapter the Commissioners have offered a person (“P”) a review of a; reg.97 —(1) This regulation applies if—; reg.98 —(1) This regulation applies if the Commissioners are required to undertake a review under; reg.99 —[F429(1) A person may appeal to the tribunal in accordance with regulation 100 if the person; reg.100 —(1) Subject to paragraphs (2) to (4), an appeal under regulation 99 is to be made to the; reg.101 Any charge or penalty imposed on a relevant person or on a payment service provider by; reg.110 —(1) The old money laundering regulations and the old transfer of funds regulations are; SCHEDULE 3; Sch. para 1 An offence under the Perjury Act 1911 M149.; Sch. para 2 An offence under section 89 of the Criminal Justice Act 1967 (false written statements tendered; Sch. para 3 An offence under section 20BB of the Taxes Management Act 1970 (falsification of; Sch. para 4 An offence under section 11 of the European Communities Act 1972 (EU offences) M152.; Sch. para 5 An offence under Article 10 of the Perjury (Northern Ireland) Order 1979 (false statutory; Sch. para 6 An offence under the Customs and Excise Management Act 1979 M154.; Sch. para 7 An offence under the Estate Agency Act 1979, or specified for the purposes of section 3 of; Sch. para 8 An offence under any of sections 1 to 5 of the Forgery and Counterfeiting Act 1981 M156; Sch. para 9 An offence under section 35 of the Administration of Justice Act 1985 (penalty for pretending; Sch. para 10 An offence under section 11(1) (undischarged bankrupts) or 13 (criminal penalties) of the; Sch. para 11 An offence under section 1, 2, 3, 3ZA or 3A of the Computer Misuse Act 1990 M159 (computer; Sch. para 12 An offence under section 112 (false representations or obtaining benefit) or 114 (offences; Sch. para 13 An offence under section 52 of the Criminal Justice Act 1993 M161 (the offence of insider; Sch. para 14 An offence under the Value Added Tax Act 1994 M162.; Sch. para 15 An offence under section 44(2) of the Criminal Law (Consolidation) (Scotland) Act 1995; Sch. para 16 An offence under the Data Protection Act 1998 M164.; Sch. para 17 An offence under the Terrorism Act 2000 M165.; Sch. para 18 An offence under paragraph 7(2) or (3) of Schedule 3 to the Anti-Terrorism, Crime and; Sch. para 19 An offence under the Money Laundering Regulations 2001 M167, the Money Laundering; Sch. para 20 An offence under section 35 of the Tax Credits Act 2002 M170 (offence of fraud).; Sch. para 21 An offence under Part 7 (money laundering) or Part 8 (investigations) of, or listed in; Sch. para 22 An offence under the Commissioners for Revenue and Customs Act 2005 M172.; Sch. para 23 An offence under the Terrorism Act 2006 M173.; Sch. para 24 An offence under section 1, 2, 6 or 7 of the Bribery Act 2010 M174 (bribery).; Sch. para 25 An offence under section 45 of the Serious Crime Act 2015 M175 (offence of participating in; Sch. para 26 An offence under Parts 1 (general privacy protections); 2 (lawful interception of; Sch. para 27 An offence under section 45 (failure to prevent facilitation of UK tax evasion offences) or 46; Sch. para 28 An offence of cheating the public revenue.; Sch. para 29 An offence under the law of any part of the United Kingdom consisting of being knowingly; Sch. para 30 Any offence which has deception or dishonesty as one of its components.; Sch. para 31 The common law offences of conspiracy to defraud and perverting the course of justice.; Sch. para 32 An offence of attempting, conspiring or inciting the commission of an offence specified in; Sch. para 33 An offence under section 44 of the Serious Crime Act 2007 of doing an act capable of; Sch. para 34 An offence of aiding, abetting, counselling or procuring the commission of an offence; Sch. para 35 An act which—; Sch. para 16 The number of supervised persons who have contravened requirements imposed by or; Sch. para 1 In this Schedule; Sch. para 5 Where an external request is received and the NCA does not possess information which the; Sch. para 8 Where the NCA provides relevant information in response to an external request in accordance; Sch. para 186 The matter specified in section 185(3)(a) is whether the section 178 notice-giver; Sch. para 4 The modifications specified in this paragraph are—; Sch. para 9 In Schedule 17 (offences in relation to which a deferred prosecution arrangement may be; Sch. para 10 In Schedule 34 to the Finance Act 2014 M225, in paragraph 6(4)(j) (criminal offences); Sch. para 35 In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017 M263,

supervisory_architecture (670)

FATF mutual evaluation; national regulators (AUSTRAC; DFAT) and their functions.

CDSA: 5.—(1) There is to be an office of the Government called the Suspicious Transaction Reporting Office which is responsibl
PSPM Act 2019: 4.—(1) The Minister may appoint from among public officers —; 10.—(1) The Registrar may cancel the registration of a registered dealer, or suspend the registration for a period not e; 22.—(1) The Registrar may give a written direction mentioned in subsection (2) to a regulated dealer in respect of that ; 23.—(1) The Registrar may exercise all or any powers in this section for any of the following purposes:; 29.—(1) The Registrar may disclose any information or document obtained in the exercise of his or her functions under th; 35.—(1) The Registrar may issue, approve, amend or revoke one or more codes of practice, guidelines or standards of perf
UNCAC 2003 (Mérida): Article 12. Private sector; Article 14. Measures to prevent money-laundering; Article 46. Mutual legal assistance; Article 58. Financial intelligence unit
Palermo Convention 2000 (UNTOC): Article 7. Measures to combat money-laundering; [Protocol against the Illicit Manufacturing of] Article 3. Use of terms; [Protocol against the Illicit Manufacturing of] Article 9. Deactivation of firearms
PCMLTFR: 75 For the purposes of sections 70 to 74, if a registered; 107 (1) A person or entity that is required to verify a; 110 (1) A person or entity that is required to verify a; 113 (1) A person or entity that is required to verify an
SEMA: 6.3 (1) The Minister of Foreign Affairs may require any
PCMLTFA: 11.44 (1) Every entity referred to in any of paragraphs; 40 The object of this Part is to establish an agency that; 41 (1) There is hereby established the Financial Transactions and Reports Analysis Centre of Canada.; 42 (1) The Minister is responsible for the Centre.; 45 (1) The Director is the chief executive officer of the; 52 (1) The Director shall report to the Minister from; 53 (1) The Director shall not disclose under section 52; 53.1 (1) The Director shall, at the request of the Minister or an officer of the Department of Finance, disclose to; 53.31 (1) For the purpose of assessing risks to the integrity of the Canadian financial system that may arise; 53.4 The Director shall, at the request of the Minister or; 53.41 (1) For the purpose referred to in subsection; 53.5 The Director shall, at the request of the Minister or; 53.6 (1) The Centre shall, within 30 days after the day; 53.7 At the request of the Minister or an officer of the; 54 (1) The Centre; 55 (1) Subject to subsections (3) and (6.1), sections 52,; 55.1 (1) If the Centre, on the basis of its analysis and; 56 (1) The Minister may enter into an agreement or arrangement, in writing, with the government of a foreign; 56.1 (1) The Centre may disclose designated information to an institution or agency of a foreign state or of an; 58 (1) The Centre may; 58.1 (1) The Centre may, at the request of the Minister,; 59 (1) Subject to section 36 of the Access to Information; 60 (1) Despite the provisions of any other Act, except; 60.1 (1) The Director of the Canadian Security Intelligence Service, or any employee of the Canadian Security; 60.3 (1) If the Centre makes a disclosure under paragraph 55(3)(b), the Commissioner of Revenue, appointed; 63.1 (1) For an examination under subsection 62(1), an; 65 (1) The Centre may disclose to the appropriate law; 65.01 (1) The Centre may disclose to the Canada Revenue Agency information relating to the compliance with; 65.02 (1) The Centre may disclose to the Canada Revenue Agency information relating to the compliance with; 65.1 (1) The Centre may enter into an agreement or arrangement, in writing, with an institution or agency of a; 71 (1) The Director shall, on or before September 30 of
31 C.F.R. Part 1010: § 1010.350 Reports of foreign financial accounts.; § 1010.540 Voluntary information sharing among financial institutions.; § 1010.713 Oral communications.; § 1010.810 Enforcement.; § 1010.911 General.
BSA (31 U.S.C. §§5311–5336): § 5319. Availability of reports; § 5323. Whistleblower incentives and protections; § 5334. Training regarding anti-money laundering and countering the financing of terrorism
APTCP (犯収法): 第三条　国家公安委員会は、特定事業者による顧客等の本人特定事項等の確認、取引記録等; 第十三条　国家公安委員会は、疑わしい取引の届出に係る事項、特定複合観光施設区域整備; 第十四条　国家公安委員会は、前条第一項に規定する外国の機関に対し、その職務（第八; 第十五条　行政庁は、この法律の施行に必要な限度において、特定事業者に対しその業務に; 第十六条　行政庁は、この法律の施行に必要な限度において、当該職員に特定事業者の営業; 第十七条　行政庁は、この法律に定める特定事業者による措置の適正かつ円滑な実施を確保; 第十八条　行政庁は、特定事業者がその業務に関して第四条第一項若しくは第二項（これら; 第十九条　国家公安委員会は、特定事業者がその業務に関して前条に規定する規定に違反し; 第二十二条　この法律における行政庁は、次の各号に掲げる特定事業者の区分に応じ、当該
FEFTA (外為法): 第十七条の二　財務大臣は、銀行等が前条の規定に違反してその顧客の支払等に係る為替取; 第十八条の四　財務大臣は、銀行等が特定為替取引に関して第十八条第一項から第三項まで; 第五十五条の十一　経済産業大臣は、輸出等が適正に行われることを確保するため必要があ; 第六十八条　主務大臣は、この法律の施行に必要な限度において、当該職員をして、この法; 第六十九条の三　次の各号に掲げる大臣は、当該各号に定める規定の運用に関し、特に必要
International Terrorist Asset-Freezing Act: 第十九条　公安委員会は、前二節の規定による措置を実施するため必要があると認めるとき; 第二十条　公安委員会は、前二節の規定による措置を実施するため必要があると認めるとき; 第二十一条　公安委員会は、第十五条の規定に違反し、又は違反するおそれがある事業者そ
AML/CFT Implementing Regulation 2019: Article (24); Article (40); Article (41); Article (42); Article (43); Article (44); Article (45); Article (55)
TFS / UN-sanctions mechanism 2020: Article (2); Article (11); Article (22); Article (24)
Federal AML/CFT Law 2025: Article (11); Article (12); Article (13); Article (14); Article (15); Article (16); Article (39)
Federal AML/CFT Law 2018 (superseded): Article (9); Article (11); Article (12); Article (13); Article (16)
Combating Terrorism Crimes Law 2014: Article (48); Article (62)
Autonomous Sanctions Regulations 2011: 25A Review of operation of the autonomous sanctions legislative framework; 26 Delegations by Minister
AML/CTF Amendment Act 2024: 26Q Requests for AML/CTF documentation; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 38 Subsection 161(1); 236A Defence of law of foreign country preventing compliance; 2 After subsection 26Q(2); 6 After subsection 41(2); 11 Subsection 49(3); 13 After subsection 49B(6); 18 At the end of section 75N; 19 At the end of section 76Q; 22 At the end of section 167; 25 Subsection 184(4) (after paragraph (fb) of the definition of designated infringement notice provision); 28 At the end of section 202; 37 Section 40; 46 Reports of international value transfer services; 46A Reports of transfers of value involving unverified self-hosted virtual asset wallets; 1 Section 5; 166 Simplified outline; 172A Power of AUSTRAC CEO to obtain information and documents; 172H Giving to other persons copies of written record of examination; 49B Notice to obtain information or documents in certain circumstances; 49C Authorisation to obtain information or documents in certain circumstances; 11 Section 120; 39B Keep open notices; 39C Keep open notices—AUSTRAC oversight; 5 Subsection 49(1)
Charter of the United Nations Act 1945: 2A Meaning of designated Commonwealth entity; CHAPTER XII
AML/CTF Act 2006: 4 Simplified outline; subdivision arrangement means:; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 39B Keep open notices; 39C Keep open notices—AUSTRAC oversight; 40 Simplified outline; 49 Further information to be given to the AUSTRAC CEO etc.; 49B Notice to obtain information or documents in certain circumstances; 49C Authorisation to obtain information or documents in certain circumstances; 50 Request to obtain information about the identity of holders of foreign credit cards and foreign debit cards; 52 Simplified outline of this Part; 73 Simplified outline; 75N AUSTRAC CEO may request further information; 75P Immunity from suit; 75Q Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; 76 Simplified outline; 76Q AUSTRAC CEO may request further information; 76R Immunity from suit; 76S Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; 120 Simplified outline of this Part; 125 Access to AUSTRAC information; 127 Disclosure of AUSTRAC information to foreign countries or agencies; 144 Simplified outline; 145 Appointment of authorised officers; 146 Identity cards; 147 Authorised officer may enter premises by consent or under a monitoring warrant; 148 Monitoring powers of authorised officers; 150 Authorised officer may ask questions and seek production of documents; 161 External audits—risk management etc.; 162 External audits—compliance; 164 External auditors; 166 Simplified outline; 167 Authorised officer may obtain information and documents; 172A Power of AUSTRAC CEO to obtain information and documents; 172H Giving to other persons copies of written record of examination; 173 Simplified outline; 176 Who may apply for a civil penalty order; 185 Matters to be included in an infringement notice; 190 Monitoring of compliance; 191 Remedial directions; 202 Notices to reporting entities; 203 Contents of notices to reporting entities; 208 Simplified outline; 209 Establishment of AUSTRAC; 210 Function of AUSTRAC; Subdivision A—Office and functions of the AUSTRAC CEO; 211 AUSTRAC CEO; 212 Functions of the AUSTRAC CEO; 213 Policy principles; Subdivision B—Appointment of the AUSTRAC CEO etc.; 214 Appointment of the AUSTRAC CEO etc.; 215 Remuneration and allowances of the AUSTRAC CEO; 216 Leave of absence of the AUSTRAC CEO; 217 Resignation of the AUSTRAC CEO; 219 Termination of the AUSTRAC CEO’s appointment; 220 Other terms and conditions; 221 Acting appointments; 222 Delegation by the AUSTRAC CEO; 223 Secretary may require the AUSTRAC CEO to give information; 224 Staff of AUSTRAC; 225 Consultants and persons seconded to AUSTRAC; 228 Directions by Minister; Division 6A—AUSTRAC CEO may use computers to take administrative action; 228A AUSTRAC CEO may use computers to take administrative action; 229 AML/CTF Rules; 233A Simplified outline; 233B Reviewable decisions; 233C Giving notice of reviewable decisions; 233D Applications for reconsideration of decisions made by delegates of the AUSTRAC CEO; 233E Reconsideration of reviewable decisions; 233F Review by the Administrative Review Tribunal; 234 Simplified outline; 244 Reports to the AUSTRAC CEO etc.; 248 Exemptions and modifications by the AUSTRAC CEO; 252 Regulations; 1 Alternative constitutional basis; 4 Simplified outline; 40 Simplified outline; 49 Further information to be given to the AUSTRAC CEO etc.; 49B Notice to obtain information or documents in certain circumstances; 49C Authorisation to obtain information or documents in certain circumstances; 50 Request to obtain information about the identity of holders of foreign credit cards and foreign debit cards; 52 Simplified outline of this Part; 69 Division 400 and Chapter 5 of the Criminal Code; 73 Simplified outline; 75N AUSTRAC CEO may request further information; 75P Immunity from suit; 75Q Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; 76 Simplified outline; 76Q AUSTRAC CEO may request further information; 76R Immunity from suit; 76S Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; 120 Simplified outline of this Part; 125 Access to AUSTRAC information; 127 Disclosure of AUSTRAC information to foreign countries or agencies; 144 Simplified outline; 145 Appointment of authorised officers; 146 Identity cards; 147 Authorised officer may enter premises by consent or under a monitoring warrant; 148 Monitoring powers of authorised officers; 150 Authorised officer may ask questions and seek production of documents; 161 External audits—risk management etc.; 162 External audits—compliance; 164 External auditors; 165 Money laundering and terrorism financing risk assessments; 166 Simplified outline; 167 Authorised officer may obtain information and documents; 172A Power of AUSTRAC CEO to obtain information and documents; 172H Giving to other persons copies of written record of examination; 173 Simplified outline; 176 Who may apply for a civil penalty order; 185 Matters to be included in an infringement notice; 190 Monitoring of compliance; 191 Remedial directions; 202 Notices to reporting entities; 203 Contents of notices to reporting entities; 208 Simplified outline; 209 Establishment of AUSTRAC; 210 Function of AUSTRAC; Subdivision A—Office and functions of the AUSTRAC CEO; 211 AUSTRAC CEO; 212 Functions of the AUSTRAC CEO; 213 Policy principles; Subdivision B—Appointment of the AUSTRAC CEO etc.; 214 Appointment of the AUSTRAC CEO etc.; 215 Remuneration and allowances of the AUSTRAC CEO; 216 Leave of absence of the AUSTRAC CEO; 217 Resignation of the AUSTRAC CEO; 219 Termination of the AUSTRAC CEO’s appointment; 220 Other terms and conditions; 221 Acting appointments; 222 Delegation by the AUSTRAC CEO; 223 Secretary may require the AUSTRAC CEO to give information; 224 Staff of AUSTRAC; 225 Consultants and persons seconded to AUSTRAC; 228 Directions by Minister; Division 6A—AUSTRAC CEO may use computers to take administrative action; 228A AUSTRAC CEO may use computers to take administrative action; 229 AML/CTF Rules; 233A Simplified outline; 233B Reviewable decisions; 233C Giving notice of reviewable decisions; 233D Applications for reconsideration of decisions made by delegates of the AUSTRAC CEO; 233E Reconsideration of reviewable decisions; 233F Review by the Administrative Review Tribunal; 234 Simplified outline; 244 Reports to the AUSTRAC CEO etc.; 248 Exemptions and modifications by the AUSTRAC CEO; 252 Regulations; 1 Alternative constitutional basis; 4 Simplified outline; subdivision arrangement means:; 26R AUSTRAC CEO may require reporting entity to undertake ML/TF risk assessment etc.; 39B Keep open notices; 39C Keep open notices—AUSTRAC oversight; 40 Simplified outline; 49 Further information to be given to the AUSTRAC CEO etc.; 49B Notice to obtain information or documents in certain circumstances; 49C Authorisation to obtain information or documents in certain circumstances; 50 Request to obtain information about the identity of holders of foreign credit cards and foreign debit cards; 52 Simplified outline of this Part; 73 Simplified outline; 75N AUSTRAC CEO may request further information; 75P Immunity from suit; 75Q Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; 76 Simplified outline; 76Q AUSTRAC CEO may request further information; 76R Immunity from suit; 76S Steps to be taken by AUSTRAC CEO before making certain reviewable decisions; 120 Simplified outline of this Part; 125 Access to AUSTRAC information; 127 Disclosure of AUSTRAC information to foreign countries or agencies; 144 Simplified outline; 145 Appointment of authorised officers; 146 Identity cards; 147 Authorised officer may enter premises by consent or under a monitoring warrant; 148 Monitoring powers of authorised officers; 150 Authorised officer may ask questions and seek production of documents; 161 External audits—risk management etc.; 162 External audits—compliance; 164 External auditors; 166 Simplified outline; 167 Authorised officer may obtain information and documents; 172A Power of AUSTRAC CEO to obtain information and documents; 172H Giving to other persons copies of written record of examination; 173 Simplified outline; 176 Who may apply for a civil penalty order; 185 Matters to be included in an infringement notice; 190 Monitoring of compliance; 191 Remedial directions; 202 Notices to reporting entities; 203 Contents of notices to reporting entities; 208 Simplified outline; 209 Establishment of AUSTRAC; 210 Function of AUSTRAC; Subdivision A—Office and functions of the AUSTRAC CEO; 211 AUSTRAC CEO; 212 Functions of the AUSTRAC CEO; 213 Policy principles; Subdivision B—Appointment of the AUSTRAC CEO etc.; 214 Appointment of the AUSTRAC CEO etc.; 215 Remuneration and allowances of the AUSTRAC CEO; 216 Leave of absence of the AUSTRAC CEO; 217 Resignation of the AUSTRAC CEO; 219 Termination of the AUSTRAC CEO’s appointment; 220 Other terms and conditions; 221 Acting appointments; 222 Delegation by the AUSTRAC CEO; 223 Secretary may require the AUSTRAC CEO to give information; 224 Staff of AUSTRAC; 225 Consultants and persons seconded to AUSTRAC; 228 Directions by Minister; Division 6A—AUSTRAC CEO may use computers to take administrative action; 228A AUSTRAC CEO may use computers to take administrative action; 229 AML/CTF Rules; 233A Simplified outline; 233B Reviewable decisions; 233C Giving notice of reviewable decisions; 233D Applications for reconsideration of decisions made by delegates of the AUSTRAC CEO; 233E Reconsideration of reviewable decisions; 233F Review by the Administrative Review Tribunal; 234 Simplified outline; 244 Reports to the AUSTRAC CEO etc.; 248 Exemptions and modifications by the AUSTRAC CEO; 252 Regulations; 1 Alternative constitutional basis
Autonomous Sanctions Act 2011: 5 Specifying a Commonwealth entity as a designated Commonwealth entity
AML/CTF Rules 2025: Division 2—Correction and removal of enrolment details; Division 1—Management of the Remittance Sector Register and the Virtual Asset Service Provider Register; Division 4—Suspension of registration; Division 6—Renewal of registration; Division 7—Matters registered persons required to advise; Division 6—Nested services relationships; Division 12—Keep open notices; Division 1—Due diligence assessment for entry into correspondent banking relationship; Division 3—Exemptions from obligations relating to transfers of value; Division 1—Reports of suspicious matters; Division 2—Reports of threshold transactions; Division 3A—Amending or withdrawing reports; Part 11—Other matters; Part 12—Application, saving and transitional provisions; Schedule 1—Forms
AMLO-FINMA / GwV-FINMA: Art. 24 Geldwäschereifachstelle
AMLO / GwV: Art. 22; Art. 22a Zulassung von Prüfgesellschaften; Art. 22b Zulassung von leitenden Prüferinnen und Prüfern; Art. 22c Zulassung zur Prüfung von Anwältinnen und Anwälten sowie von Notarinnen und Notaren im GwG-Bereich; Art. 22d Weiterbildung
Embargo Act / EmbG: Art. 3 Auskunftspflicht; Art. 4 Befugnisse der Kontrollorgane; Art. 6 Amtshilfe in der Schweiz; Art. 7 Amts- und Rechtshilfe zwischen schweizerischen und ausländischen Behörden
AMLA / GwG: Art. 12 Zuständigkeit; Art. 12a Koordination der Aufsicht; Art. 14 Anschluss an eine Selbstregulierungsorganisation; Art. 15 Prüfpflicht für Händlerinnen und Händler; Art. 16; Art. 17; Art. 18 Aufgaben der FINMA156; Art. 18a Wahrung des Berufsgeheimnisses; Art. 18b Öffentliches Verzeichnis; Art. 20 Tätigkeit ohne Anschluss an eine Selbstregulierungsorganisation; Art. 23; Art. 24 Anerkennung; Art. 24a Zulassung der Prüfgesellschaften und leitenden Prüferinnen und Prüfer; Art. 24b Rechtsbeziehungen und Haftung; Art. 25 Reglement und Sanktionen201; Art. 25a Schiedsgericht; Art. 26 Listen; Art. 26a Inländische Gruppengesellschaften; Art. 27 Meldepflicht213; Art. 28 Entzug der Anerkennung; Art. 29 Informationsaustausch unter Behörden227; Art. 29a Strafbehörden; Art. 29b Informationsaustausch mit der Meldestelle245; Art. 29c Informationsaustausch mit der FINMA; Art. 30 Zusammenarbeit mit ausländischen Meldestellen; Art. 31 Auskunftsverweigerung; Art. 32 Zusammenarbeit mit ausländischen Strafverfolgungsbehörden253; Art. 35 Bearbeitung durch die Meldestelle; Art. 35a Überprüfung; Art. 41a Einbezug der Branchen bei FATF-Länderprüfungen
AMLO: 82. Transitional provision with regard to money changers and remittance agents carrying on business before commencement ; 9. Power to enter business premises etc. for routine inspection; 9A. When power under section 9 invoked by other regulatory authority; 11. Relevant authorities may appoint investigators; 12A. When power under section 12 invoked by other regulatory authority; 13B. International enforcement cooperation; 13C. International supervisory cooperation; 13D. Regulator-related requirements; 13E. Investors’ and public interest condition; 17. Magistrate’s warrants; 21. Relevant authorities may take disciplinary actions; 43. Commissioner may take disciplinary actions; 47. Warrant to enter premises to remove evidence of commission of offence; 48. Authorized officer’s power to arrest and search, etc.; 53Z. Disciplinary action by Registrar; 53ZF. Magistrate’s warrant to enter premises; 53ZG. Power to require production of material in legible form; 53ZSP. Disciplinary action by Commission; 53ZSR. Determination concerning misconduct and fit and proper person; 53ZSY. Grounds for imposing prohibition or requirement under section 53ZSZ, 53ZT or 53ZTA; 53ZSZ. Restriction of business; 53ZT. Restriction on dealing with property; 53ZTA. Maintenance of property; 53ZTU. Power of Commission to intervene in proceedings; 53ZVE. Disciplinary action against Category A registrant; 53ZVF. Disciplinary action against Category B registrant; 53ZVM. Magistrate’s warrant to enter premises; 53ZVN. Power to require production of material in legible form; 53ZVO. Authorized officer’s power to arrest and search etc.; 55. Establishment of Tribunal; 76B. Confidentiality; 76C. Permitted disclosures by specified person; 76D. Permitted disclosures by relevant authority; 76E. Person subject to inspection, investigation or disciplinary action must not disclose information; 76F. Recipient of information disclosed under section 76C, 76D or 76E must not disclose it onwards; 76G. Other enactments on disclosure of information not affected; 15. Requirements imposed by Commission
AMLA Reg (Reg (EU) 2024/1620): Article 1 Establishment and scope of action; Article 5 Tasks; Article 6 Powers of the Authority; Chapter II, Section 4;; SECTION 2; Article 7 Cooperation within the AML/CFT supervisory system; Article 8 AML/CFT supervisory methodology; Article 9 Thematic reviews; Article 10 Mutual assistance in the AML/CFT supervisory system; Article 11 Central AML/CFT database; SECTION 3; Article 12 Assessment of credit institutions and financial institutions for the purposes of selection; Article 13 The listing of selected obliged entities; Article 14 Additional transfer of direct supervision tasks and powers in exceptional circumstances up; Article 15 Cooperation within the AML/CFT supervisory system for the purposes of direct supervision; Article 16 Joint supervisory teams; Article 17 Requests for information; Article 18 General investigations; Article 19 On-site inspections; Article 20 Authorisation by a judicial authority; Article 21 Administrative measures; Article 22 Pecuniary sanctions; Article 27 Procedural rules for taking supervisory measures and imposing pecuniary sanctions and peri; Article 29 Language arrangements in direct supervision; SECTION 4; Article 30 Assessments of the state of supervisory convergence; Article 31 Coordination and facilitation of the work of the AML/CFT supervisory colleges in the finan; Article 32 Requests to act in exceptional circumstances following indications of serious, repeated or; Article 33 Settlement of disagreements between financial supervisors in cross-border situations; Article 34 Action in cases of systematic failures of supervision; Article 35 Peer reviews; Article 36 Coordination and facilitation of the work of AML/CFT supervisory colleges in the non-finan; Article 37 Warnings of breaches of Union law by non-financial supervisors and public authorities over; Article 38 Settlement of disagreements between non-financial supervisors in cross-border situations; Article 39 Cooperation between the Authority and Financial Intelligence Units; Article 40 Conduct of joint analyses; Article 41 Reporting and transmission of the results of joint analyses; Article 42 Requests by the Authority for the initiation of a joint analysis; Article 43 Review of the methods and procedures for, and conduct of, joint analyses; Article 44 National FIU delegates; Article 45 Mutual assistance in the area of cooperation between FIUs; Article 46 Mediation between FIUs; Article 47 FIU.net; Article 48 Peer review; Article 54 Guidelines and recommendations; Article 57 Composition of the General Board; Article 59 Independence of the General Board; Article 60 Tasks of the General Board; Article 61 Voting rules of the General Board; Article 63 Composition and appointment of the Executive Board; Article 64 Tasks of the Executive Board; Article 72 Establishment and composition of the Administrative Board of Review; Article 73 Members of the Administrative Board of Review; Article 77 Fees levied on selected and non-selected obliged entities; Article 84 Accountability and reporting; Article 88 Obligation of professional secrecy; Article 90 Reporting of breaches and protection of reporting persons; Article 91 Cooperation with the European Supervisory Authorities; Article 92 Cooperation with non-AML/CFT authorities; Article 95 Cooperation with third countries and international organisations; Article 96 Access to documents; Article 97 General language arrangements; Article 98 Data protection; Article 102 Evaluation and review; Article 103 Amendments to Regulation (EU) No 1093/2010; Article 104 Amendments to Regulation (EU) No 1094/2010; Article 105 Amendments to Regulation (EU) No 1095/2010; Article 106 Transitional arrangements
AMLR (Reg (EU) 2024/1624): Chapter IV of Directive (EU) 2024/1640.; Article 75 Exchange of information in the framework of partnerships for information sharing; ANNEX II; ANNEX III
4AMLD (Dir (EU) 2015/849): Article 32 1. Each Member State shall establish an FIU in order to prevent, detect and effectively co; Article 44 1. Member States shall, for the purposes of contributing to the prep aration of risk asse; CHAPTER VI; SECTION 2; Article 48 1. Member States shall require the competent authorities to monitor effectively, and to ta; Article 49 Member States shall ensure that policy makers, the FIUs, supervisors and other competent a; Article 50 The competent authorities shall provide EBA with all the information necessary to allow it; Article 50a Member States shall not prohibit or place unreasonable or unduly restrictive conditions on; Article 51 The Commission may lend such assistance as may be needed to facilitate coordination, inclu; Article 52 Member States shall ensure that FIUs cooperate with each other to the greatest extent poss; Article 53 1. Member States shall ensure that FIUs exchange, spontaneously or upon request, any infor; Article 54 Information and documents received pursuant to Articles 52 and 53 shall be used for the ac; Article 55 1. Member States shall ensure that the information exchanged pursuant to Articles 52 and 5; Article 56 1. Member States shall require their FIUs to use protected channels of communication betwe; Article 57 Differences between national law definitions of predicate offences as referred to in point; Article 57a 1. Member States shall require that all persons working for or who have worked for compete; Article 57b 1. Notwithstanding Article 57a(1) and (3) and without prejudice to Article 34(2), Member S; Article 65 1. By 11 January 2022, and every three years thereafter, the Commission shall draw up a re; ANNEX III
AMLD6 (Dir (EU) 2024/1640): Article 9 Statistics; Article 16 Bank account registers and electronic data retrieval systems; Article 18 Single access point to real estate information; Article 19 Establishment of the FIU; Article 21 Access to information; Article 22 Responses to requests for information; Article 23 Provision of information to supervisors; Article 27 FIU annual report; Article 29 Cooperation between FIUs; Article 30 Protected channels of communication; Article 31 Exchange of information between FIUs; Article 32 Joint analyses; Article 33 Use by FIUs of information exchanged between them; Article 34 Consent to further dissemination of information exchanged between FIUs; CHAPTER IV; Article 37 Powers and resources of national supervisors; Article 38 Supervision of forms of infrastructure of certain intermediaries operating under the freed; Article 39 Provision of information to obliged entities; Article 40 Risk-based supervision; Article 41 Central contact points; Article 43 Provision of information to FIUs; Article 44 General principles regarding supervisory cooperation; Article 45 Provision of information on cross-border activities; Article 46 Provisions related to cooperation in the context of group supervision; Article 47 Supervisory cooperation regarding obliged entities carrying out cross-border activities; Article 48 Exchange of information in relation to implementation of group-wide policies in third coun; SECTION 2; Article 49 AML/CFT supervisory colleges in the financial sector; Article 50 AML/CFT supervisory colleges in the non-financial sector; Article 51 Cooperation with supervisors in third countries; Article 52 Oversight of self-regulatory bodies; Article 54 Supervisory measures towards establishments of obliged entities and certain activities car; Article 61 General provisions; Article 62 Communication of the list of the competent authorities; Article 63 Cooperation with AMLA; Article 64 Cooperation in relation to credit institutions or financial institutions; Article 65 Cooperation in relation to auditors; Article 67 Professional secrecy requirements; Article 68 Exchange of information among supervisors and with other authorities; Chapter IV of this Directive, and the public authorities competent for overseeing statutory auditors and audit firms pursuant to Article 32 ; Article 69 AML/CFT cooperation guidelines; Article 70 Processing of certain categories of personal data
ECTEA 2022: Sch. para 21 (1) Rights that are exercisable only in certain circumstances are to be taken into account
SAMLA 2018: Sch. para 2 (1) Require—; Sch. para 7 (1) Confer supervisory functions on the Financial Conduct Authority, the; Sch. para 8 (1) Confer supervisory functions on a prescribed body (an “oversight body”) in relation; Sch. para 9 Make provision for and in connection with the registration of relevant persons by; Sch. para 10 Make provision enabling supervisory authorities to enter into arrangements with; Sch. para 11 (1) Confer investigatory powers on—; Sch. para 12 (1) Authorise supervisory authorities to impose charges on persons supervised by them; Sch. para 13 (1) Authorise the Financial Conduct Authority and the Commissioners for Her Majesty's; Sch. para 16 Make provision for and in connection with reviews of, and appeals against,; Sch. para 24 In this Schedule—
ECCTA 2023: s.66 Authorisation of corporate service providers
Terrorism Act 2000: s.119 Crown servants, regulators, &c.; Sch. para 7 (1) The relevant law officer may appoint a person to represent the interests of an; Sch. para 3 (1) In this Part—; Sch. para 4 (1) The following bodies are supervisory authorities—; Sch. para 17 (1) The Court of Session may by rules of court prescribe the powers and duties of an
POCA 2002: s.245G Supervision of section 245E receiver and variations; s.251 Supervision of interim receiver and variation of order; s.255I Supervision of PPO receiver and variations; s.260 Supervision of interim administrator and variation of order; s.362P Supervision of section 362N receiver and variations; s.396R Supervision of section 396P receiver and variations; Sch. para 7 (1) An arrestment or [F2032attachment] of realisable property executed on or after the; Sch. para 8 (1) If the accountant of court reports to the court that an administrator has failed to; SCHEDULE 9; PART 2
MLR 2017: reg.7 —(1) Subject to paragraph (2), the following bodies are supervisory authorities in relation to; reg.17 —(1) Each supervisory authority must identify and assess the international and domestic; reg.25 —(1) The supervisory authority must determine whether the additional measures taken under; PART 6; CHAPTER 1; reg.46 —(1) A supervisory authority must effectively monitor the relevant persons for which it is; reg.46A A self-regulatory organisation must publish or make arrangements to publish an annual; reg.47 —(1) A supervisory authority must, in any way it considers appropriate, make up-to-date; reg.48 —(1) The FCA must give guidance under section 139A of FSMA (power of the FCA to; reg.49 —(1) Self-regulatory organisations must make arrangements to ensure that—; reg.50 —(1) A supervisory authority must take such steps as it considers appropriate—; reg.51 —(1) A supervisory authority within regulation 7 must collect such information as it considers; reg.52 —(1) F329... A supervisory authority may disclose to a relevant authority information it holds; reg.52A —(1) No person working for a relevant supervisory authority, or acting on behalf of a; reg.61 In this Part “transfer of funds supervisory authority” in relation to a payment service provider; reg.62 —(1) The FCA is the transfer of funds supervisory authority for payment service providers,; reg.63 —(1) A transfer of funds supervisory authority must—; reg.66 —(1) A supervisory authority may, by notice in writing to a person (“P”) who is (or was at; reg.67 —(1) On receiving a request to which paragraph (2) applies from a foreign authority, the; reg.68 —(1) This regulation applies if—; reg.69 —(1) Paragraph (2) applies where a duly authorised officer of (or acting on behalf of); reg.70 —(1) A justice may issue a warrant under this regulation if satisfied on information given; reg.71 —(1) Any material possession of which is taken in accordance with a requirement under; reg.74 —(1) A relevant officer (“R”) may only exercise powers under this Part pursuant to; reg.74A —(1) Each cryptoasset exchange provider and custodian wallet provider (“cryptoasset; reg.74B —(1) This regulation applies where the FCA reasonably considers that a report by a skilled; reg.74C —(1) The FCA may [F414exercise its powers of direction under paragraph (5) or (6) in writing; reg.102 —(1) The FCA and the Commissioners may impose charges on—; reg.104A Schedule 6A makes provision in relation to the NCA in its capacity as the United; reg.105 —(1) The Commissioners may disclose to the FCA information held in connection with their; Sch. para 12 A trust created by a relevant supervised person for the purpose of holding client money,; Sch. para 13 A trust created for the purpose of enabling or facilitating an activity listed in points 2, 3, 6, 7; Sch. para 24 In this Schedule, “relevant supervised person” means—; SCHEDULE 4; Sch. para 1 The number of persons subject to the supervision of the supervisory authority, or in the case; Sch. para 2 The number of supervised persons who are individuals.; Sch. para 3 In the case of a self-regulatory organisation, the number of its supervised persons who act as; Sch. para 5 The services provided by supervised persons.; Sch. para 6 The number of firms subject to the supervision of the supervisory authority which the authority; Sch. para 7 The number of applications for approval received by the supervisory authority under; Sch. para 9 In the case of a self-regulatory organisation, the number, amount and type of disciplinary; Sch. para 10 The number of times the supervisory authority has—; Sch. para 11 The number of times the supervisory authority has exercised any powers under Part 8.; Sch. para 12 The number of contraventions of these Regulations committed by supervised persons.; Sch. para 14 The number of times the supervisory authority has exercised the other powers under Part 9.; Sch. para 15 The number of times the supervisory authority or any of its supervised persons has made a; Sch. para 16 The number of supervised persons who have contravened requirements imposed by or; Sch. para 17 Information on the money laundering and terrorist financing practices that the supervisory; Sch. para 18 Indications that the supervisory authority considers to suggest that a transfer of criminal funds; Sch. para 1 For the purposes of Part 9 of these Regulations, “relevant requirement” means—; Sch. para 5 The requirements specified in this paragraph are those—; Sch. para 1 In this Schedule; Sch. para 2 Where the NCA has, in its performance of FIU functions, disseminated any information to; Sch. para 7 Where the NCA has provided relevant information to a foreign FIU, and that foreign FIU; Sch. para 11 The NCA is not required to comply with the duty to give consent to the dissemination of; Sch. para 4 —(1) The Terrorism Act 2000 M194 is amended as follows.; Sch. para 6 —(1) The Proceeds of Crime Act 2002 M207 is amended as follows.; Sch. para 24 —(1) The Payment Services Regulations 2009 M240 are amended as follows.; Sch. para 28 —(1) The Electronic Money Regulations 2011 M250 are amended as follows.; Sch. para 35 In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017 M263,

scope_and_application (187)

Who and what conduct the instrument reaches; extraterritorial application.

UN (Anti-Terrorism Measures) Regs: 3.—(1) These Regulations do not apply to —
TSOFA: 33.—(1) Every terrorism financing offence is deemed to be an extradition offence under the Extradition Act 1968.; 34.—(1) Every person who, outside Singapore, commits an act or omission that, if committed in Singapore, would constitut
CDSA: 4.—(1) This Act applies to any drug dealing offence or foreign drug dealing offence whether committed before or after 30; 33.—(1) This Part applies in relation to any drug dealing offence or serious offence, whether committed before, on or af
United Nations Act (SG): 6.—(1) The provisions of this Act have effect, in relation to citizens of Singapore, outside as well as within Singapore
UNCAC 2003 (Mérida): Article 3. Scope of application
Palermo Convention 2000 (UNTOC): Article 3. Scope of application
Terrorist Financing Convention 1999: Article 3
Vienna Convention 1988: Article 2
PCMLTFR: 44 (1) Subject to subsection (2), every legal counsel and
SEMA: 3.1 The purpose of this Act is to enable the Government
PCMLTFA: 2.1 Regulations under this Act are to be made on the; 3 The object of this Act is; 4 This Act is binding on Her Majesty in right of Canada; 5 This Part applies to the following persons and entities:; 5.1 For greater certainty, this Part does not apply to persons or entities referred to in paragraph 5(h.1) in respect; 10.1 Sections 7 and 9 do not apply to persons or entities; 11 Nothing in this Act requires a legal counsel to disclose any communication that is subject to solicitor-client
31 C.F.R. Part 1010: § 1010.205 Exempted anti-money laundering programs for certain financial institutions.; § 1010.315 Exemptions for non-bank financial institutions.; § 1010.350 Reports of foreign financial accounts.
BSA (31 U.S.C. §§5311–5336): § 5311. Declaration of purpose; § 5312. Definitions and application
APTCP (犯収法): 第一条　この法律は、犯罪による収益が組織的な犯罪を助長するために使用されるととも
FEFTA (外為法): 第一条　この法律は、外国為替、外国貿易その他の対外取引が自由に行われることを基本と; 第五条　この法律は、本邦内に主たる事務所を有する法人の代表者、代理人、使用人その他; 第四十七条　貨物の輸出は、この法律の目的に合致する限り、最少限度の制限の下に、許容
Organized Crime Punishment Act: 第一条　この法律は、組織的な犯罪が平穏かつ健全な社会生活を著しく害し、及び犯罪によ; 第十二条　第三条第一項第九号、第十一号、第十二号及び第十五号に掲げる罪に係る同条の
International Terrorist Asset-Freezing Act: 第一条　この法律は、国際連合安全保障理事会決議第千二百六十七号、同理事会決議第千三; 第二条　国は、次章及び第三章の規定による措置が適正かつ円滑に行われることを確保する; 第十八条　前二節の規定による措置は、その国民経済に対する影響をできるだけ少ないもの; 第二十五条　この法律の規定は、日本国内に住所地等がある者が、日本国外でする行為にも
Terrorist Financing Punishment Act: 第七条　第二条から第五条までの罪は、刑法（明治四十年法律第四十五号）第三条及び第四
AML/CFT Implementing Regulation 2019: Article (4)
TFS / UN-sanctions mechanism 2020: Article (25); Article (26)
Combating Terrorism Crimes Law 2014: Article (2); Article (3); Article (4)
AML/CTF Amendment Act 2024: 236B Application of this Act in relation to reporting groups; 39E Exemptions—specified conditions
Charter of the United Nations Act 1945: 3 Extension to external Territories; 7 Regulations may have extra-territorial effect; 9 Effect of regulations on earlier Commonwealth Acts and on State and Territory laws; 10 Later Acts not to be interpreted as overriding this Part or the regulations; 23 Part prevails over conflicting legal obligations; CHAPTER V; CHAPTER XV; Part 7 | ad. No. 147, 2007
AML/CTF Act 2006: 3 Objects; 21 Permanent establishment; 24 Crown to be bound; 25 Extension to external Territories; 26 Extra-territorial application; 39E Exemptions—specified conditions; 225 Consultants and persons seconded to AUSTRAC; 233J Exemption—Reserve Bank of Australia; 233K Exemption—operating no more than 15 gaming machines; 234 Simplified outline; 236A Defence of law of foreign country preventing compliance; 236B Application of this Act in relation to reporting groups; 237 Treatment of partnerships; 238 Treatment of unincorporated associations; 239 Treatment of trusts with multiple trustees; 240 Concurrent operation of State and Territory laws; 1 Alternative constitutional basis; 3 Objects; 8 Person-to-person electronic funds transfer instructions; 9 Same-person electronic funds transfer instructions; 10 Designated remittance arrangements etc.; 21 Permanent establishment; 24 Crown to be bound; 25 Extension to external Territories; 26 Extra-territorial application; 70 Required transfer information; 71 Complete payer information; 72 Tracing information; Part B (customer identification); Part B (customer identification); 86 Special anti-money laundering and counter-terrorism financing program; 225 Consultants and persons seconded to AUSTRAC; 234 Simplified outline; 237 Treatment of partnerships; 238 Treatment of unincorporated associations; 239 Treatment of trusts with multiple trustees; 240 Concurrent operation of State and Territory laws; 1 Alternative constitutional basis; 3 Objects; 21 Permanent establishment; 24 Crown to be bound; 25 Extension to external Territories; 26 Extra-territorial application; 39E Exemptions—specified conditions; 225 Consultants and persons seconded to AUSTRAC; 233J Exemption—Reserve Bank of Australia; 233K Exemption—operating no more than 15 gaming machines; 234 Simplified outline; 236A Defence of law of foreign country preventing compliance; 236B Application of this Act in relation to reporting groups; 237 Treatment of partnerships; 238 Treatment of unincorporated associations; 239 Treatment of trusts with multiple trustees; 240 Concurrent operation of State and Territory laws; 1 Alternative constitutional basis
Autonomous Sanctions Act 2011: 3 Objects of this Act; 7 Extension to external Territories; 9 Relationship with other laws; 11 Regulations may have extraterritorial effect; 12 Effect of regulations on earlier Commonwealth Acts and on State and Territory laws; 13 Later Acts not to be interpreted as overriding this Part or the regulations; 28 Regulations
AML/CTF Rules 2025: Division 5—Cross-border movement reports
AML/CTF Transitional Rules 2026: 11 Delayed application of requirement to report transfers of value involving unverified self-hosted virtual asset wallets; 15 Modified application of section 26T of Principal Act; 21 Amendment made by Anti-Money Laundering and Counter-Terrorism Financing Transitional Amendment (Reporting Obligations) Rules 2026
AMLO-FINMA / GwV-FINMA: Art. 1 Gegenstand; Art. 3 Geltungsbereich; Art. 5 Zweigniederlassungen und Gruppengesellschaften im Ausland; Art. 43 Ausnahmen; Art. 43a
AMLO / GwV: Art. 1 Gegenstand; Art. 2 Geltungsbereich; Art. 2a Erklärung über die Unterstellung der gesamten Tätigkeiten unter die Bestimmungen, die auf die Finanzintermediä; Art. 7 Allgemeine Kriterien; Art. 8 Kreditgeschäft; Art. 9 Geld- oder Wertübertragungsgeschäft; Art. 10 Handelstätigkeit; Art. 12d Mitwirkung nach Artikel 2 Absatz 3bis GwG; Art. 12e Kauf und Verkauf von Grundstücken; Art. 12f Berufsmässige Beratung; Art. 13 Händlerinnen und Händler; Art. 14 Gewerblicher Handel
AMLA / GwG: Art. 1 Gegenstand; Art. 2 Geltungsbereich; Art. 2b Materiellrechtliche Koordination
CBMCBNI Ordinance: 3. Non-application to persons in transit at Hong Kong International Airport; 8. CBNIs to which this Division applies
AMLO: 5. Schedule 2 has effect with respect to financial institutions; 5A. Schedule 2 has effect in relation to DNFBPs; 20A. Part 4 does not apply to licensed VAS provider; 25. Persons to whom this Part does not apply; 53B. Disapplication; 53ZUA. Disapplication of Part 5C; 53ZVP. How this Ordinance applies to hawker; 22. Duties extended to branches and subsidiary undertakings outside Hong Kong
UNATMO: 3. Application of certain provisions outside HKSAR
AMLA Reg (Reg (EU) 2024/1620): Chapter III, Section 2, of Regulation (EU) 2024/1624 and the presence and share of customers identified as politically exposed persons;; Article 63 Composition and appointment of the Executive Board; Article 71 Tasks of the Executive Director
AMLR (Reg (EU) 2024/1624): Article 1 Subject matter; Article 3 Obliged entities; Article 4 Exemptions for certain providers of gambling services; Article 5 Exemptions for certain professional football clubs; Article 6 Exemptions for certain financial activities; Article 7 Prior notification of exemptions; Article 8 Notification of cross-border operations and application of national law; Article 15 Situation of specific employees; Chapter IV of Directive (EU) 2024/1640.; ANNEX II; ANNEX III
4AMLD (Dir (EU) 2015/849): Article 1 1. This Directive aims to prevent the use of the Union's financial system for the purposes; Article 2 1. This Directive shall apply to the following obliged entities:; Article 4 1. Member States shall, in accordance with the risk-based approach, ensure that the scope; Article 5 Member States may adopt or retain in force stricter provisions in the field covered by thi; ANNEX II; ANNEX III
AMLD6 (Dir (EU) 2024/1640): Article 1 Subject matter; Article 3 Identification of exposed sectors at national level; Article 18 Single access point to real estate information
ECTEA 2022: s.18 Exemptions; s.68 Extent
SAMLA 2018: s.20 Goods etc on ships: non-UK conduct; s.21 Extra-territorial application; s.63 Extent
ECCTA 2023: s.136 The register of limited partnerships; s.218 Extent
Terrorism Act 2000: s.130 Extent.
POCA 2002: s.303Z Financial investigators; s.316 General interpretation; s.461 Extent
MLR 2017: reg.8 —(1) Parts 1 to 6 [F41, 7A] and 8 to 11 apply to the persons (“relevant persons”) acting in the; reg.9 —(1) For the purposes of these Regulations, a relevant person (“A”) is to be regarded as; reg.15 —(1) Parts 1 to 4, 6 and 8 to 11 do not apply to the following persons when carrying on any; reg.42 —(1) This Part applies to UK bodies corporate and relevant trusts.; reg.107 In determining whether a person has failed to comply with any requirement in the funds

definitions_and_interpretation (567)

Defined terms and rules of interpretation.

UN (Anti-Terrorism Measures) Regs: 4.—(1) In these Regulations —
TSOFA: 2.—(1) In this Act, unless the context otherwise requires —; 27.—(1) A person who claims an interest in any property that was forfeited and who did not receive notice under section ; 32.—(1) Where there is no treaty, memorandum of understanding or other agreement in force between Singapore and a countr
CDSA: 2.—(1) In this Act, unless the context otherwise requires —; 3.—(1) For the purposes of this Act, an item is subject to legal privilege if —; 35.—(1) The provisions of Parts 2, 3 and 4 apply in relation to, and for the purpose of enabling the satisfaction of, a ; 41.—(1) An authorised officer may photograph or make copies of any material —; 42.—(1) In this Division —; 59.—(1) In this Part —; 76.—(1) An authorised officer or an officer of customs may arrest without warrant any person whom he or she reasonably b; 77.—(1) Except as provided in subsection (2), or for the purpose of the performance of his or her duties or the exercise; 85.—(1) The Minister may make regulations for prescribing anything which is required to be prescribed under this Act and
PSPM Act 2019: 13.—(1) A person aggrieved by any of the following decisions may appeal to the Minister within the period and in the man
UNSCR 1540 (2004): preamble
UNCAC 2003 (Mérida): Article 2. Use of terms; Article 61. Collection, exchange and analysis of information on corruption; Article 66. Settlement of disputes
Palermo Convention 2000 (UNTOC): Article 2. Use of terms; Article 28. Collection, exchange and analysis of information; Article 35. Settlement of disputes; [Protocol to Prevent, Suppress and Punish] Article 14. Saving clause; [Protocol to Prevent, Suppress and Punish] Article 15. Settlement of disputes; [Protocol against the Smuggling of Migrants] Article 19. Saving clause; [Protocol against the Smuggling of Migrants] Article 20. Settlement of disputes; [Protocol against the Illicit Manufacturing of] Article 16. Settlement of disputes
Terrorist Financing Convention 1999: Article 1; Article 24
Vienna Convention 1988: Article 1 Definitions; Article 32
PCMLTFR: 31 (1) Every copy of a consolidated statute or consolidated; 1 (1) In the Act and in these Regulations, shell bank; 2 (1) For the purposes of subsection 9.3(1) of the Act, a; 151.1 (1) Paragraphs 4.1(d) and (e) and section 37 do
SEMA: 1 This Act may be cited as the Special Economic Measures Act.; 2 In this Act,; 5.2 All secured and unsecured rights and interests in; 5.3 The following definitions apply in sections 5.4 to 5.6.; 12 Proceedings with respect to an offence under this; 13 The following definitions apply in this Part.
PCMLTFA: 1 This Act may be cited as the Proceeds of Crime (Money Laundering) and Terrorist Financing Act.; 2 (1) The definitions in this section apply in this Act.; 9.9 In sections 9.91 to 9.93, agent or mandatary means; 11.4 (1) A person or entity that applied for a review under subsection 11.3(1) may appeal the Director’s decision; 11.41 In this Part, foreign entity means; 11.44 (1) Every entity referred to in any of paragraphs; 11.47 A directive issued under this Part is not a statutory instrument within the meaning of the Statutory Instruments A; 11.6 Every entity referred to in any of paragraphs 5(a) to; 11.8 In this Part, officer has the same meaning as in; 39 (1) The Minister may authorize an officer or a class; 39.01 The following definitions apply in this Part.; 82 A complaint or information in respect of an offence; 83.1 The following definitions apply in this section and in sections 83.2 and 83.3.; 175.1 The Financial Transactions and Reports Analysis; 121 The following definitions apply in this section and
JVCFOA (Magnitsky): 1 This Act may be cited as the Justice for Victims of Corrupt Foreign Officials Act (Sergei Magnitsky Law).; 2 The following definitions apply in this Act.; 4.1 The following definitions apply in sections 4.2 to 4.4.
FACFOA: 1 This Act may be cited as the Freezing Assets of Corrupt Foreign Officials Act.; 2 (1) The following definitions apply in this Act.
31 C.F.R. Part 1010: Subpart A—General Definitions; § 1010.100 General definitions.; § 1010.505 Definitions.; § 1010.520 Information sharing between government agencies and financial institutions.; § 1010.540 Voluntary information sharing among financial institutions.; § 1010.605 Definitions.; § 1010.711 Submitting requests.; § 1010.713 Oral communications.; § 1010.716 Modifying or rescinding rulings.; § 1010.980 Dollars as including foreign currency.
BSA (31 U.S.C. §§5311–5336): § 5312. Definitions and application; § 5323. Whistleblower incentives and protections; § 5340. Definitions
IEEPA (50 U.S.C. §§1701–1708): § 1704. Authority to issue regulations; SUBCHAPTER I—ELECTRONIC SURVEILLANCE
APTCP (犯収法): 第二条　この法律において「犯罪による収益」とは、組織的犯罪処罰法第二条第四項に規定
FEFTA (外為法): 第六条　この法律又はこの法律に基づく命令において、次の各号に掲げる用語の意義は、当; 第二十条　資本取引とは、次に掲げる取引又は行為（第二十六条第一項各号に掲げるものが; 第二十条の二　次の各号に掲げる取引は、当該各号に定める資本取引とみなして、この法律
Organized Crime Punishment Act: 第二条　この法律において「団体」とは、共同の目的を有する多数人の継続的結合体であっ
Terrorist Financing Punishment Act: 第一条　この法律において「公衆等脅迫目的の犯罪行為」とは、公衆又は国若しくは地方公
AML/CFT Implementing Regulation 2019: Article (1); Article (2) hereof.
TFS / UN-sanctions mechanism 2020: Article (1)
Federal AML/CFT Law 2025: Article (1)
Federal AML/CFT Law 2018 (superseded): Article (1)
Combating Terrorism Crimes Law 2014: Article (1)
Autonomous Sanctions Regulations 2011: 3 Definitions; 3A Interpretative rule for provisions that specify both a part of a country and that country; 3B Specified Ukraine regions; 29 Amendments made by the Autonomous Sanctions Amendment (Periodic Legislative Review) Regulations 2024
AML/CTF Amendment Act 2024: 11 Meaning of control; 26N AML/CTF program documentation; 5 Section 5; 28 Undertaking initial customer due diligence; 30 Undertaking ongoing customer due diligence; 10 Before subsection 6(6); 1 Section 5; 5B Meaning of virtual asset; 57 Section 338 (definitions of digital currency and digital currency exchange); 6 Section 5; 8 Section 5; 10 Section 5; 13 Section 5; 15 Section 5; 64 Obligations of ordering institutions; 65 Obligations of beneficiary institutions; 66 Obligations of intermediary institutions; 67 Exemptions—general; Schedule 9—Powers and definitions; Part 3—Definitions; 25 Section 5 (paragraphs (e) and (f) of the definition of loan); 2 Section 5; 39E Exemptions—specified conditions; 39F Exemption—intermediary institutions; 233K Exemption—operating no more than 15 gaming machines
Charter of the United Nations Act 1945: 2 Definitions; 2A Meaning of designated Commonwealth entity; 2B Meaning of UN sanction enforcement law; 14 Definitions; CHAPTER II
AML/CTF Act 2006: 5 Definitions; 5A Precious metal, precious stones and precious products; 5B Meaning of virtual asset; 7A Securities and derivatives; 10A Key terms relating to reporting groups; 11 Meaning of control; 12 Owner-managed branches of ADIs; 13 Eligible gaming machine venues; 14 Residency; 17 Bearer negotiable instruments; 21 Permanent establishment; 22 Officials of Commonwealth, State or Territory agencies; 39E Exemptions—specified conditions; 39F Exemption—intermediary institutions; 63A Key terms relating to transfers of value; 67 Exemptions—general; 94A Shell banks; 145 Appointment of authorised officers; 164 External auditors; 214 Appointment of the AUSTRAC CEO etc.; 221 Acting appointments; 222 Delegation by the AUSTRAC CEO; 225 Consultants and persons seconded to AUSTRAC; 228A AUSTRAC CEO may use computers to take administrative action; 229 AML/CTF Rules; 249 Specification by class; 1 Alternative constitutional basis; 5 Definitions; 7A Securities and derivatives; 11 Control test; 12 Owner-managed branches of ADIs; 13 Eligible gaming machine venues; 14 Residency; 17 Bearer negotiable instruments; 21 Permanent establishment; 22 Officials of Commonwealth, State or Territory agencies; Part B (customer identification); Part B (customer identification); 88 Different applicable customer identification procedures; 145 Appointment of authorised officers; 164 External auditors; 214 Appointment of the AUSTRAC CEO etc.; 221 Acting appointments; 222 Delegation by the AUSTRAC CEO; 225 Consultants and persons seconded to AUSTRAC; 228A AUSTRAC CEO may use computers to take administrative action; 229 AML/CTF Rules; 249 Specification by class; 1 Alternative constitutional basis; 5 Definitions; 5A Precious metal, precious stones and precious products; 5B Meaning of virtual asset; 7A Securities and derivatives; 10A Key terms relating to reporting groups; 11 Meaning of control; 12 Owner-managed branches of ADIs; 13 Eligible gaming machine venues; 14 Residency; 17 Bearer negotiable instruments; 21 Permanent establishment; 22 Officials of Commonwealth, State or Territory agencies; 39E Exemptions—specified conditions; 39F Exemption—intermediary institutions; 63A Key terms relating to transfers of value; 67 Exemptions—general; 94A Shell banks; 145 Appointment of authorised officers; 164 External auditors; 214 Appointment of the AUSTRAC CEO etc.; 221 Acting appointments; 222 Delegation by the AUSTRAC CEO; 225 Consultants and persons seconded to AUSTRAC; 228A AUSTRAC CEO may use computers to take administrative action; 229 AML/CTF Rules; 249 Specification by class; 1 Alternative constitutional basis
Autonomous Sanctions Act 2011: 4 Definitions; 6 Specifying a provision as a sanction law
AML/CTF Rules 2025: Part 1—Preliminary; Part 2—Reporting groups; Division 1—Application for enrolment; Division 3—Registration decisions; Division 2—Providing services before completion of initial customer due diligence; Division 13—Transitional; Division 3—Exemptions from obligations relating to transfers of value; Division 1—Reports of suspicious matters; Division 2—Reports of threshold transactions
AML/CTF Transitional Rules 2026: 1 Name; 4 Definitions
AMLO-FINMA / GwV-FINMA: Art. 2 Begriffe
AMLO / GwV: Art. 14 Gewerblicher Handel; Art. 15 Güter; Art. 15a Erfasste Edelmetalle und Edelsteine
AMLA / GwG: Art. 2a Begriffe
CBMCBNI Ordinance: 2. Interpretation; 10. Meaning of in one batch; 12. Determining value of CBNIs not denominated in Hong Kong dollars; 1. Interpretation
DTROP: 2. Interpretation; 12. Realisation of property; 24A. Interpretation; 27. Compensation
OSCO: 31. Amendment of amount in section 8(4) and Schedules; 2. Interpretation; 5. Authority for search; 17. Realisation of property; 32. Savings
AMLO: 82. Transitional provision with regard to money changers and remittance agents carrying on business before commencement ; 24. Interpretation of Part 5; 53. Time limit for prosecution; 53A. Interpretation of Part 5A; 53ZQ. Transitional arrangements; 53ZR. Interpretation of Part 5B; 53ZRA. Meaning of VA or virtual asset; 53ZRB. Meaning of providing VA service and performing regulated function; 53ZRC. Meaning of related corporation, subsidiary and wholly owned subsidiary; 53ZRZ. Interpretation of Division 8; 53ZSO. Interpretation of Subdivision 1; 53ZSX. Interpretation of Subdivision 2; 53ZTY. Transitional provisions; 53ZTZ. Interpretation of Part 5C; 53ZU. Meaning of dealing in precious metals and stones; 53ZVD. Interpretation of Division 6; 53ZW. Transitional arrangements for existing dealer; 54. Interpretation of Part 6; 76A. Interpretation of Part 6A; 80. Giving of notices by relevant authorities; 87. (Omitted as spent—E.R. 2 of 2012); 1. In this Ordinance—
WMD(CPS)O: 2. Interpretation
UNATMO: 2. Interpretation; 11A. Interpretation of Part 3A; 11C. Interpretation of Part 3B; 11J. Interpretation of Part 3C; 12F. Interpretation of Part 4B; 18. Compensation
UNSO: 2. Interpretation
AMLA Reg (Reg (EU) 2024/1620): CHAPTER I; Article 2 Definitions; Article 97 General language arrangements
AMLR (Reg (EU) 2024/1624): SECTION 1; Article 2 Definitions; Article 86 Committee procedure
4AMLD (Dir (EU) 2015/849): SECTION 1; Article 3 For the purposes of this Directive, the following definitions apply:; Article 64a 1. The Commission shall be assisted by the Committee on the Prevention of Money Laundering
AMLD6 (Dir (EU) 2024/1640): SECTION 1; Article 2 Definitions; Article 35 Effect of criminal law provisions; Article 72 Committee procedure
ECTEA 2022: s.2 Definition of “overseas entity” etc; s.3 A statement:; s.2 A statement that the entity has reasonable; s.2 A statement that the entity has reasonable; s.36 Meaning of “daily default fine”; s.41 Applications in the transitional period: information about land transactions; s.43 Section 42: supplementary; s.44 Interpretation; s.66 Consequential provision; Sch. para 3 (1) Where a registrable beneficial owner is an individual, the required information about; Sch. para 4 Where a registrable beneficial owner is a government or public authority, the required; Sch. para 5 (1) Where the registrable beneficial owner is a legal entity other than a government or; PART 1; PART 2; Sch. para 6 A person (“X”) is a “beneficial owner” of an overseas entity or other legal entity; PART 3; Sch. para 7 (1) For the purposes of this Schedule a legal entity is “subject to its own disclosure; PART 5; Sch. para 10 This Part sets out further rules for the interpretation of this Schedule.; Sch. para 21 (1) Rights that are exercisable only in certain circumstances are to be taken into account; Sch. para 23 (1) A person does not meet Condition 1, 2 or 3 of paragraph 6 in relation to an overseas; PART 6; Sch. para 4A Section 85A; Sch. para 6 (1) An overseas entity must not make a registrable disposition of a; Sch. para 6 (1) This paragraph applies where the Chief Land Registrar is satisfied that—; Sch. para 5 In section 46 (the title of which becomes “Meaning of “disposition” in certain; Sch. para 7 After section 112 insert—; Sch. para 8 For the purposes of paragraphs 2(1)(c) and 7(2)(a) and (4)(a), a qualifying; Sch. para 11 (1) This paragraph applies where—; PART 1; Sch. para 5 (1) An overseas entity must not make a registrable disposition of a; Sch. para 1 (1) This Schedule applies in relation to an overseas entity if—
SAMLA 2018: s.9 “Designated persons”; s.14 “Specified ships”; s.40 Rules of court; s.45 Revocation and amendment of regulations under section 1; s.59 Consequential amendments and repeals; s.60 Meaning of “funds”, “economic resources” and “freeze”; s.61 Meaning of “financial services” and “financial products”; s.62 Interpretation; Sch. para 30 The question whether any such interference is necessary is to be determined by the; Sch. para 32 For the purposes of this Schedule—; Sch. para 22 (1) Regulations under section 49 may impose requirements in relation to conduct outside; Sch. para 23 (1) Without prejudice to anything in section 49, paragraphs 1 to 22 or section 54(2),; Sch. para 8 (1) Part 8 of the Policing and Crime Act 2017 (financial sanctions) is amended as
ECCTA 2023: s.33 Disqualification on summary conviction: GB; s.34 Disqualification on summary conviction: NI; s.40 Disqualified directors; CHAPTER 1; s.109 Meaning of “limited partnership”; s.110 Required information about partners; s.111 Required information about partners: transitional provision; s.113 A limited partnership’s registered office; s.115 A limited partnership’s registered office: consequential amendments; s.119 Officers of general partners; s.123 New partners: transitional provision about required information; s.130 Dissolution by the court when a partner has a mental disorder; s.134 Winding up of limited partnerships: concurrent proceedings; s.136 The register of limited partnerships; s.137 Material not available for public inspection; s.139 Disclosure of information about partners; s.141 Registrar’s power to confirm dissolution of limited partnership; s.150 Application of Partnership Act 1890 (meaning of firm); s.153 Registration of qualifying Scottish partnerships; s.155 Power to amend disqualification legislation in relation to relevant entities: NI; s.6A A person (“X”) is to be treated as a beneficial owner of an; s.176 Meaning of “service address”; s.177 Meaning of “registered overseas entity” in land registration legislation; s.190 Meaning of “privileged disclosure”; s.191 Meaning of “relevant actions”; s.192 Meaning of “business relationship”; s.193 Other defined terms in sections 188 to 191; s.195 Meaning of “SLAPP” claim; s.201 Section 199: large organisations; s.205 Failure to prevent fraud: minor definitions; s.210 Approved regulators: information powers relating to economic crime; s.212 Reports on payments to governments regulations: false statement offences etc; s.217 Regulations; Sch. para 12 In section 616 (interpretation of Chapter 7), in subsection (3), omit the words from; Sch. para 3 (1) Before section 168 (and before the italic heading before that section) insert—; Sch. para 6 In section 44 (interpretation), in subsection (1), at the end of the definition of; Sch. para 2 Before section 1 (short title) insert—; Sch. para 4 For section 12 substitute—; Sch. para 8 In section 44 (interpretation), omit subsection (2).; Sch. para 1 (1) This Schedule applies in relation to an overseas entity if—; Sch. para 7 (1) Section 47M (further detention in other cases) is amended as follows.; Sch. para 12 After section 67 insert—; Sch. para 17 In section 69 (powers of court and receiver etc), after subsection (2) insert—; Sch. para 18 After section 84 insert—; Sch. para 25 (1) Section 127M (further detention in other cases) is amended as follows.; Sch. para 29 After section 131ZA insert—; Sch. para 35 In section 132 (powers of court and administrator etc), after subsection (2) insert—; Sch. para 36 After section 150 insert—; Sch. para 43 (1) Section 195M (further detention in other cases) is amended as follows.; Sch. para 48 After section 215 insert—; Sch. para 53 In section 217 (powers of court and receiver etc), after subsection (2) insert—; Sch. para 54 After section 232 insert—; Sch. para 1 In Part 5 of the Proceeds of Crime Act 2002 (civil recovery of the proceeds etc of; CHAPTER 3D; CHAPTER 3E; CHAPTER 3F; Sch. para 7 In section 316(1) (general interpretation)—; Sch. para 8 (1) Part 8 of the Proceeds of Crime Act 2002 (investigations) is amended as follows.; Sch. para 2 After Part 4B insert—; Sch. para 7 In Schedule 6 (financial information)—; Sch. para 22 (1) An offence under an instrument made under section 2(2) of the European
Terrorism Act 2000: s.1 Terrorism: interpretation.; s.9 Human Rights Act 1998.; s.12 Support.; s.13 Uniform [F24and publication of images].; PART III; s.14 Terrorist property.; s.21H Interpretation of sections 21D to 21G; s.22B [F76Information] orders; PART IV; s.40 Terrorist: interpretation.; s.43B Terrorist offenders released on licence: arrest without warrant pending recall; s.52 Interpretation.; s.55 Weapons training: interpretation.; s.58 Collection of information.; s.58B Entering or remaining in a designated area; s.63A Other terrorist offences under this Act: jurisdiction; s.63C Terrorist attacks abroad on UK nationals, residents and diplomatic staff etc :; s.63F Counter-terrorism financial investigators; s.65 Scheduled offence: interpretation.; s.79 Restricted remission.; s.80 Conviction during remission.; s.81 Arrest of suspected terrorists: power of entry.; s.83 Arrest and seizure: armed forces.; s.87 Examination of documents.; s.107 Specified organisations: interpretation.; s.108 Evidence.; s.121 Interpretation.; s.122 Index of defined expressions.; Sch. para 4 (1) The Commission shall sit at such times and in such places as the Lord Chancellor; Sch. para 1 (1) A business is in the regulated sector to the extent that it consists of—; Sch. para 2 (1) A business is not in the regulated sector to the extent that it consists of—; PART I; PART III; Sch. para 38 (1) The prosecutor shall be treated for the purposes of section 66 of the M123Land; Sch. para 52 (1) An order may be made under this paragraph to secure that an Islands or external; Sch. para 1 (1) A constable may apply to a justice of the peace for the issue of a warrant under this; Sch. para 3 (1) [F428A constable] may by a written authority signed by him authorise a search of; Sch. para 26 (1) An order under paragraph 22 may be made in relation to material in the possession,; PART 1; Sch. para 14 (1) An application for a disclosure order may be made without notice to a judge in; Sch. para 6 (1) In this Schedule “financial institution” means—; Sch. para 13 Where an authorisation specifies more than one area or place—; SCHEDULE 7; Sch. para 15 (1) In the application of [F572paragraphs 10 to 13] in relation to a person detained; Sch. para 20J In paragraphs 20A to 20I—; Sch. para 6 (1) A service provider is not guilty of an offence under section 58A in respect of anything; Sch. para 2 An offence specified in [F702paragraph 10(a) or (c) or 23] is a scheduled offence; Sch. para 3 An offence specified in paragraph 10(b) or (d) is a scheduled offence only where; SCHEDULE 10; SCHEDULE 13; Sch. para 14 (1) A person to whom this paragraph applies shall give the Secretary of State such; Sch. para 1 In this Schedule an “officer” means [F709(subject to paragraph 6A)] —; Sch. para 2 An officer may enter a vehicle (within the meaning of section 121) for the purpose; Sch. para 4 (1) Information acquired by an officer may be supplied—; Sch. para 5 (1) The M200Police and Criminal Evidence Act 1984 shall be amended as follows.; Sch. para 8 (1) The M201Police and Criminal Evidence (Northern Ireland) Order 1989 shall be; Sch. para 11 (1) The M203Proceeds of Crime (Scotland) Act 1995 shall be amended as follows.
POCA 2002: s.13 Effect of order on court’s other powers; s.47A Sections 47B to 47S: meaning of “appropriate officer”; s.47C Power to seize property; s.47E Search power: people; s.47G “Appropriate approval”; s.55 Sums received by [F265designated officer]; s.67 [F296Money]; s.74 Enforcement abroad; s.84 Property: general provisions; s.118 Application of provisions about fine enforcement; s.127A Sections 127B to 127R: meaning of “appropriate officer”; s.127C Power to seize property; s.127E Search power: people; s.131 Sums received by clerk of court; s.141 Enforcement abroad; s.150 Property: general provisions; s.195 Supplementary; s.195A Sections 195B to 195S: meaning of “appropriate officer”; s.195C Power to seize property; s.195E Search power: people; s.195I Report by appointed person on exercise of powers; s.195T Codes of practice: Department of Justice; s.215 [F742Money]; s.222 Enforcement abroad; s.232 Property: general provisions; s.239 Crown Court Rules; s.245 “Associated property”; s.249 Registration (Northern Ireland); s.266 Recovery orders; s.275 Pension schemes: supplementary; s.282 Other exemptions; s.289 Searches; s.290 Prior approval; s.291 Report on exercise of powers; s.293 Code of practice (Scotland); s.302 Compensation; s.303D Searches: supplemental provision; s.303E Prior approval; s.303F Report on exercise of powers; s.303I Code of practice: Northern Ireland; s.303W Compensation; s.303Z Financial investigators; CHAPTER 3D; CHAPTER 3E; CHAPTER 3F; s.311 Insolvency; s.312 Performance of functions of Scottish Ministers by constables in Scotland; s.316 General interpretation; s.321 [F1127The National Crime Agency's] functions: transfers of value; s.323 Functions; s.324 Exercise of Revenue functions; s.326 Interpretation; s.333E Interpretation of sections 333A to 333D; s.340 Interpretation; s.341 Investigations; s.364 Meaning of customer information; s.377 Code of practice [F1523of Secretary of State etc.]; s.398 Meaning of customer information; s.412 Interpretation; CHAPTER 4; s.415 Money laundering offences; s.419 Tainted gifts; s.421 Restriction of powers; s.422 Tainted gifts; s.425 Tainted gifts; s.427 Tainted gifts; s.429 Tainted gifts; s.430 Floating charges; s.433 Meaning of insolvency practitioner; s.434 Interpretation; s.438 Disclosure of information by [F1846certain [F1847authorities]]; s.441 Disclosure of information by Lord Advocate and by Scottish Ministers; s.447 Interpretation; s.451 [F1927Revenue and Customs prosecutions]; s.459 Orders and regulations; Sch. para 3 (1) An administrator—; Sch. para 4 (1) An order making any provision under paragraph 2 or 3 must make provision; Sch. para 5 (1) There is or has been a connection where a person described in sub-paragraph (2)—; Sch. para 6 (1) There is a connection where the property in question is property held on trust, or an; SCHEDULE 9; Sch. para 4 If a Part 5 transfer is a transfer of securities within the meaning of [F2141Chapter 2; Sch. para 5 In the case of a Part 5 transfer of property consisting of a [F2142deeply] discounted; Sch. para 8 In the case of a Part 5 transfer of property consisting of futures or options (within the; Sch. para 3 (1) The Police (Scotland) Act 1967 is amended as follows.; Sch. para 4 (1) The Criminal Appeal Act 1968 is amended as follows.; Sch. para 9 (1) The Criminal Appeal (Northern Ireland) Act 1980 is amended as follows.; Sch. para 12 (1) The Civic Government (Scotland) Act 1982 is amended as follows.; Sch. para 19 (1) The Police and Criminal Evidence (Northern Ireland) Order 1989 is amended as; Sch. para 22 (1) The Pension Schemes Act 1993 is amended as follows.; Sch. para 23 (1) The Pension Schemes (Northern Ireland) Act 1993 is amended as follows.; Sch. para 25 (1) The Drug Trafficking Act 1994 is amended as follows.; Sch. para 28 (1) The Proceeds of Crime (Scotland) Act 1995 is amended as follows.; Sch. para 31 (1) The Proceeds of Crime (Northern Ireland) Order 1996 is amended as follows.; Sch. para 40 (1) The Criminal Justice and Police Act 2001 is amended as follows.; SCHEDULE 12
MLR 2017: reg.2 These Regulations are prescribed for the purposes of sections 168(4)(b) (appointment of; reg.3 —(1) In these Regulations—; reg.4 —(1) For the purpose of these Regulations, “business relationship” means a business,; reg.5 —(1) In these Regulations, “beneficial owner”, in relation to a body corporate which is not a; reg.6 —(1) In these Regulations, “beneficial owner”, in relation to a trust, means each of the; reg.10 —(1) In these Regulations, “credit institution” means—; reg.11 In these Regulations—; reg.12 —(1) In these Regulations, “independent legal professional” means a firm or sole practitioner; reg.13 —(1) In these Regulations, “estate agent” means a firm or a sole practitioner, who, or whose; reg.14 —(1) In these Regulations—; reg.14A —(1) In these Regulations, “cryptoasset exchange provider” means a firm or sole; reg.45G . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .; CHAPTER 2; reg.53 For the purposes of this Chapter—; PART 7; reg.64B In this Part—; PART 8; reg.65 —(1) In this Part—; CHAPTER 1; reg.75 For the purposes of this Part, “relevant requirement” has the meaning given in Schedule 6.; Sch. para 3 Financial leasing.; Sch. para 35 An act which—; Sch. para 6A —(1) A trust which is created as a requirement of opening a relevant account for the sole; Sch. para 10 —(1) A trust—; Sch. para 23 A trust created for the purposes of enabling or assisting—; Sch. para 23A —(1) A trust which—; Sch. para 24 In this Schedule, “relevant supervised person” means—; SCHEDULE 6; Sch. para 13 The requirement specified in this paragraph is the requirement imposed in regulation 84(1).; Sch. para 2 The modifications specified in this paragraph are—; Sch. para 186 The matter specified in section 185(3)(a) is whether the section 178 notice-giver; Sch. para 4 The modifications specified in this paragraph are—; Sch. para 4 —(1) The Terrorism Act 2000 M194 is amended as follows.; Sch. para 6 —(1) The Proceeds of Crime Act 2002 M207 is amended as follows.; Sch. para 14 In the meaning of “relevant business” in regulation 2 (interpretation) of the Terrorism Act; Sch. para 24 —(1) The Payment Services Regulations 2009 M240 are amended as follows.; Sch. para 28 —(1) The Electronic Money Regulations 2011 M250 are amended as follows.; Sch. para 35 In Part 1 of the Schedule to the Economic Growth (Regulatory Functions) Order 2017 M263,